0001140361-14-006723.txt : 20140213 0001140361-14-006723.hdr.sgml : 20140213 20140213120559 ACCESSION NUMBER: 0001140361-14-006723 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 14604184 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128250400 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001134119 XXXXXXXX 12-31-2013 12-31-2013 CLINTON GROUP INC

601 LEXINGTON AVE. 51ST FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-06121 N Francis Ruchalski 212-825-0400 Francis Ruchalski New York NY 02-13-2014 2 292 281526 false 1 0001167048 028-10034 CGI HOLDINGS INC 2 0001167051 028-10033 CLINTON GROUP EQUITY CO INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 1801 12841 SH DFND 01,02 12841 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 348 4237 SH DFND 01,02 4237 0 0 AFLAC INC COM 001055102 203 3042 SH DFND 01,02 3042 0 0 AGCO CORP COM 001084102 504 8522 SH DFND 01,02 8522 0 0 AIR LEASE CORP CL A 00912X302 228 7336 SH DFND 01,02 7336 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 214 4539 SH DFND 01,02 4539 0 0 ALASKA AIR GROUP INC COM 011659109 722 9840 SH DFND 01,02 9840 0 0 ALLEGHANY CORP DEL COM 017175100 261 652 SH DFND 01,02 652 0 0 ALLERGAN INC COM 018490102 1363 12273 SH DFND 01,02 12273 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 828 7343 SH DFND 01,02 7343 0 0 ALLSTATE CORP COM 020002101 776 14229 SH DFND 01,02 14229 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 350 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