0001140361-13-041795.txt : 20131112 0001140361-13-041795.hdr.sgml : 20131111 20131112161255 ACCESSION NUMBER: 0001140361-13-041795 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 131210302 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2128250400 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001134119 XXXXXXXX 09-30-2013 09-30-2013 CLINTON GROUP INC

9 WEST 57TH STREET NEW YORK NY 10019

13F HOLDINGS REPORT 028-06121 N Francis Ruchalski 212-825-0400 Francis Ruchalski New York NY 11-12-2013 2 312 328403 false 1 0001167048 028-10034 CGI HOLDINGS INC 2 0001167051 028-10033 CLINTON GROUP EQUITY CO INFORMATION TABLE 2 form13fInfoTable.xml ABBOTT LABS COM 002824100 888 26758 SH DFND 01,02 26758 0 0 ABERCROMBIE & FITCH CO CL A 002896207 333 9422 SH DFND 01,02 9422 0 0 ABRAXAS PETE CORP COM 003830106 2646 1029304 SH DFND 01,02 1029304 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 797 10827 SH DFND 01,02 10827 0 0 AEROPOSTALE COM 007865108 259 27500 SH DFND 01,02 27500 0 0 AGCO CORP COM 001084102 781 12932 SH DFND 01,02 12932 0 0 AGL RES INC COM 001204106 653 14193 SH DFND 01,02 14193 0 0 AGNICO EAGLE MINES LTD COM 008474108 755 28527 SH DFND 01,02 28527 0 0 AIR PRODS & CHEMS INC COM 009158106 965 9059 SH DFND 01,02 9059 0 0 ALASKA AIR GROUP INC COM 011659109 625 9985 SH DFND 01,02 9985 0 0 ALLERGAN INC COM 018490102 324 3579 SH DFND 01,02 3579 0 0 ALLIANCE HOLDINGS GP LP COM 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