SC 13G/A 1 d126180dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G/A

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 7)*

 

 

ZYNGA INC.

(Name of Issuer)

CLASS A COMMON STOCK

(Title of Class of Securities)

98986T108

(CUSIP Number)

DECEMBER 31, 2020

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 98986T108    13G/A   

 

  1.     

Names of Reporting Persons

 

Mark J. Pincus

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ☐        (b)  ☐

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

USA

Number of Shares Beneficially   Owned by Each Reporting Person
With:		    5.       

Sole Voting Power

 

62,493,719 (1)(2)(3)(4)

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

62,493,719 (1)(2)(3)(4)

   8.   

Shared Dispositive Power

 

0

  9.     

Aggregate Amount Beneficially Owned by Each Reporting Person

 

62,493,719 (1)(2)(3)(4)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ☐

 

11.  

Percent of Class Represented by Amount in Row 9

 

5.8%(5)

12.  

Type of Reporting Person (see instructions)

 

IN

 

(1)

Includes 6,219 shares of Class A common stock subject to restricted stock unit awards held by Mr. Pincus that will vest within 60 days of December 31, 2020.

(2)

Includes 30,500,172 shares of Class A common stock held by The 4D Revocable Trust, of which Mr. Pincus serves as trustee.

(3)

Includes 27,765,634 shares of Class A common stock held by Ogden Enterprises LLC, of which Mr. Pincus serves as manager.

(4)

Includes 758,750 shares of Class A common stock held by the Pincus Family Fund, of which Mr. Pincus serves as trustee.

(5)

Based on 1,081,571,833 shares of Class A common stock outstanding as of December 31, 2020, as reported by the Issuer to Mr. Pincus.

CUSIP No. 98986T108    13G/A   

 

  1.     

Names of Reporting Persons

 

The 4D Revocable Trust

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ☐        (b)  ☐

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

California

Number of Shares Beneficially   Owned by Each Reporting Person
With:		    5.       

Sole Voting Power

 

30,500,172 (1)

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

30,500,172 (1)

   8.   

Shared Dispositive Power

 

0

  9.     

Aggregate Amount Beneficially Owned by Each Reporting Person

 

30,500,172 (1)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ☐

 

11.  

Percent of Class Represented by Amount in Row 9

 

2.8% (2)

12.  

Type of Reporting Person (see instructions)

 

OO

 

(1)

Represents shares of Class A common stock held directly by The 4D Revocable Trust.

(2)

Based on 1,081,571,833 shares of Class A common stock outstanding as of December 31, 2020, as reported by the Issuer to Mr. Pincus.

CUSIP No. 98986T108    13G/A   

 

  1.     

Names of Reporting Persons

 

Ogden Enterprises LLC

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ☐        (b)  ☐

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of Shares Beneficially   Owned by Each Reporting Person
With:		    5.       

Sole Voting Power

 

27,765,634 (1)

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

27,765,634 (1)

   8.   

Shared Dispositive Power

 

0

  9.     

Aggregate Amount Beneficially Owned by Each Reporting Person

 

27,765,634 (1)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ☐

 

11.  

Percent of Class Represented by Amount in Row 9

 

2.6% (2)

12.  

Type of Reporting Person (see instructions)

 

OO

 

(1)

Represents shares of Class A common stock held directly by Ogden Enterprises LLC.

(2)

Based on 1,081,571,833 shares of Class A common stock outstanding as of December 31, 2020, as reported by the Issuer to Mr. Pincus.

CUSIP No. 98986T108    13G/A   

 

  1.     

Names of Reporting Persons

 

Pincus Family Fund

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ☐        (b)  ☐

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

California

Number of Shares Beneficially   Owned by Each Reporting Person
With:		    5.       

Sole Voting Power

 

758,750 (1)

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

758,750 (1)

   8.   

Shared Dispositive Power

 

0

  9.     

Aggregate Amount Beneficially Owned by Each Reporting Person

 

758,750 (1)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ☐

 

11.  

Percent of Class Represented by Amount in Row 9

 

0.1% (2)

12.  

Type of Reporting Person (see instructions)

 

OO

 

(1)

Represents shares of Class A common stock held directly by the Pincus Family Fund.

(2)

Based on 1,081,571,833 shares of Class A common stock outstanding as of December 31, 2020, as reported by the Issuer to Mr. Pincus.

Item 1(a).    Name of Issuer:
  

Zynga Inc.

Item 1(b).    Address of Issuer’s Principal Executive Offices:
   699 Eighth Street
San Francisco, CA 94103
Item 2(a).    Name of Person Filing:
  

Mark J. Pincus

 

The 4D Revocable Trust

 

Ogden Enterprises LLC

 

Pincus Family Fund

Item 2(b).    Address of Principal Business Office or, if none, Residence:
   c/o Zynga Inc.
699 Eighth Street
San Francisco, CA 94103
Item 2(c).    Citizenship:
   Mark J. Pincus                            USA   
   The 4D Revocable Trust             California   
   Ogden Enterprises LLC              Delaware   
   Pincus Family Fund                    California   
Item 2(d).    Title of Class of Securities:
   Class A Common Stock
Item 2(e).    CUSIP Number:
   98986T108
Item 3.    If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
   Not applicable
Item 4.    Ownership
  

(a)   Amount Beneficially Owned:

           Mark J. Pincus                                     62,493,719 (1)(2)(3)(4)
           The 4D Revocable Trust                     30,500,172 (5)
           Ogden Enterprises LLC                       27,765,634 (6)
           Pincus Family Fund                             758,750 (7)

  (b)    Percent of Class:
     Mark J. Pincus    5.8% (8)
     The 4D Revocable Trust    2.8% (8)
     Ogden Enterprises LLC    2.6% (8)
     Pincus Family Fund    0.1% (8)
  (c)    Number of shares as to which the person has:
     (i)    Sole power to vote or to direct the vote
        Mark J. Pincus    62,493,719 (1)(2)(3)(4)
        The 4D Revocable Trust    30,500,172 (5)
        Ogden Enterprises LLC    27,765,634 (6)
        Pincus Family Fund    758,750 (7)
     (ii)    Shared power to vote or to direct the vote:
        Mark J. Pincus    0
        Ogden Enterprises LLC    0
        Pincus Family Fund    0
     (iii)    Sole power to dispose or to direct the disposition of:
        Mark J. Pincus    62,493,719 (1)(2)(3)(4)
        The 4D Revocable Trust    30,500,172 (5)
        Ogden Enterprises LLC    27,765,634 (6)
        Pincus Family Fund    758,750 (7)
     (iv)    Shared power to dispose or to direct the disposition of:
        Mark J. Pincus    0
        Ogden Enterprises LLC    0
        Pincus Family Fund    0

 

(1)

Includes 6,219 shares of Class A common stock subject to restricted stock unit awards held by Mr. Pincus that will vest within 60 days of December 31, 2020.

(2)

Includes 30,500,172 shares of Class A common stock held by The 4D Revocable Trust.

(3)

Includes 27,765,634 shares of Class A common stock held by Ogden Enterprises LLC.

(4)

Includes 758,750 shares of Class A common stock held by the Pincus Family Fund.

(5)

Represents shares of Class A common stock held directly by The 4D Revocable Trust.

(6)

Represents shares of Class A common stock held directly by Ogden Enterprises LLC.

(7)

Represents shares of Class A common stock held directly by the Pincus Family Fund.

(8)

Based on 1,081,571,833 shares of Class A common stock outstanding as of December 31, 2020, as reported by the Issuer to Mr. Pincus.

Item 5.    Ownership of 5 Percent or Less of a Class
   Not applicable
Item 6.    Ownership of More than 5 Percent on Behalf of Another Person
   Not applicable
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   Not applicable
Item 8.    Identification and Classification of Members of the Group
   Not applicable
Item 9.    Notice of Dissolution of a Group
   Not applicable
Item 10.    Certification
   Not applicable

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

/s/ Mark J. Pincus
Mark J. Pincus
THE 4D REVOCABLE TRUST
/s/ Mark J. Pincus
Mark J. Pincus, Trustee
OGDEN ENTERPRISES LLC
/s/ Mark J. Pincus
Mark J. Pincus, Manager
PINCUS FAMILY FUND
/s/ Mark J. Pincus
Mark J. Pincus, Trustee
Dated: February 11, 2021

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001)