0001931345-23-000003.txt : 20230427 0001931345-23-000003.hdr.sgml : 20230427 20230427172828 ACCESSION NUMBER: 0001931345-23-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230417 FILED AS OF DATE: 20230427 DATE AS OF CHANGE: 20230427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avat Xavier CENTRAL INDEX KEY: 0001931345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34058 FILM NUMBER: 23858642 MAIL ADDRESS: STREET 1: 10865 ROAD TO THE CURE STREET 2: SUITE 150 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPRICOR THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001133869 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 BUSINESS PHONE: (310) 358-3200 MAIL ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 FORMER COMPANY: FORMER CONFORMED NAME: Nile Therapeutics, Inc. DATE OF NAME CHANGE: 20070920 FORMER COMPANY: FORMER CONFORMED NAME: SMI PRODUCTS INC DATE OF NAME CHANGE: 20010206 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-04-17 0 0001133869 CAPRICOR THERAPEUTICS, INC. CAPR 0001931345 Avat Xavier 22391 BLUE JAY MISSION VIEJO CA 92692 0 0 0 1 Former CBO 0 Common Stock 2023-04-17 4 S 0 14772 64258 D 0 D Xavier AVAT 2023-04-27