0001415889-23-000634.txt : 20230106 0001415889-23-000634.hdr.sgml : 20230106 20230106170025 ACCESSION NUMBER: 0001415889-23-000634 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230106 DATE AS OF CHANGE: 20230106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sabar Karimah Es CENTRAL INDEX KEY: 0001873796 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34058 FILM NUMBER: 23515749 MAIL ADDRESS: STREET 1: C/O 8840 WILSHIRE BOULEVARD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPRICOR THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001133869 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 BUSINESS PHONE: (310) 358-3200 MAIL ADDRESS: STREET 1: 8840 WILSHIRE BLVD STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90211 FORMER COMPANY: FORMER CONFORMED NAME: Nile Therapeutics, Inc. DATE OF NAME CHANGE: 20070920 FORMER COMPANY: FORMER CONFORMED NAME: SMI PRODUCTS INC DATE OF NAME CHANGE: 20010206 4/A 1 form4a-01062023_050101.xml X0306 4/A 2023-01-03 2023-01-05 0001133869 CAPRICOR THERAPEUTICS, INC. CAPR 0001873796 Sabar Karimah Es C/O CAPRICOR THERAPEUTICS, INC. 10865 ROAD TO THE CURE, SUITE 150 SAN DIEGO CA 92121 true false false false Stock Option (Right to Buy) 3.85 2023-01-03 4 A 0 3560 0 A 2033-01-03 Common Stock 3560 3560 D The shares of the award are fully vested and exercisable as of January 3, 2023, the date of the grant. This Form 4 amendment adds a stock option grant which was inadvertently omitted from the original Form 4 filed by the Reporting Person on January 5, 2023. /s/ Linda Marban, Attorney-in-Fact 2023-01-06