0001415889-23-000634.txt : 20230106
0001415889-23-000634.hdr.sgml : 20230106
20230106170025
ACCESSION NUMBER: 0001415889-23-000634
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230103
FILED AS OF DATE: 20230106
DATE AS OF CHANGE: 20230106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sabar Karimah Es
CENTRAL INDEX KEY: 0001873796
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34058
FILM NUMBER: 23515749
MAIL ADDRESS:
STREET 1: C/O 8840 WILSHIRE BOULEVARD
STREET 2: 2ND FLOOR
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPRICOR THERAPEUTICS, INC.
CENTRAL INDEX KEY: 0001133869
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8840 WILSHIRE BLVD
STREET 2: 2ND FLOOR
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90211
BUSINESS PHONE: (310) 358-3200
MAIL ADDRESS:
STREET 1: 8840 WILSHIRE BLVD
STREET 2: 2ND FLOOR
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90211
FORMER COMPANY:
FORMER CONFORMED NAME: Nile Therapeutics, Inc.
DATE OF NAME CHANGE: 20070920
FORMER COMPANY:
FORMER CONFORMED NAME: SMI PRODUCTS INC
DATE OF NAME CHANGE: 20010206
4/A
1
form4a-01062023_050101.xml
X0306
4/A
2023-01-03
2023-01-05
0001133869
CAPRICOR THERAPEUTICS, INC.
CAPR
0001873796
Sabar Karimah Es
C/O CAPRICOR THERAPEUTICS, INC.
10865 ROAD TO THE CURE, SUITE 150
SAN DIEGO
CA
92121
true
false
false
false
Stock Option (Right to Buy)
3.85
2023-01-03
4
A
0
3560
0
A
2033-01-03
Common Stock
3560
3560
D
The shares of the award are fully vested and exercisable as of January 3, 2023, the date of the grant.
This Form 4 amendment adds a stock option grant which was inadvertently omitted from the original Form 4 filed by the Reporting Person on January 5, 2023.
/s/ Linda Marban, Attorney-in-Fact
2023-01-06