0001144204-12-019191.txt : 20120402 0001144204-12-019191.hdr.sgml : 20120402 20120402065916 ACCESSION NUMBER: 0001144204-12-019191 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120402 DATE AS OF CHANGE: 20120402 EFFECTIVENESS DATE: 20120402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nile Therapeutics, Inc. CENTRAL INDEX KEY: 0001133869 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34058 FILM NUMBER: 12731144 BUSINESS ADDRESS: STREET 1: 4 WEST 4TH AVE STREET 2: SUITE 400 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-458-2678 MAIL ADDRESS: STREET 1: 4 WEST 4TH AVE STREET 2: SUITE 400 CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: SMI PRODUCTS INC DATE OF NAME CHANGE: 20010206 NT 10-K 1 v308160_nt10k.htm FORM NT 10-K

 

  SECURITIES AND EXCHANGE COMMISSION  
  Washington, D.C.  20549  
 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

 

SEC FILE NUMBER

 

001-34058

 

 

(Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D

             ¨ Form N-SAR ¨ Form N-CSR

 

CUSIP NUMBER

654145101

 

 

For Period Ended:     December 31, 2011

¨ Transition Report on Form 10-K

¨ Transition Report on Form 20-F

¨ Transition Report on Form 11-K

¨ Transition Report on Form 10-Q

Transition Report on Form N-SAR

For the Transition Period Ended:

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

 

 

 

PART I - REGISTRANT INFORMATION

 

 

Full Name of Registrant


Nile Therapeutics, Inc.

 

Former Name if Applicable

 

 

Address of Principal Executive Office (Street and Number)

 

4 West 4th Ave., Suite 400

 

City, State and Zip Code

 

San Mateo, California 94402

   

PART II - RULES 12b-25(b) AND (c)


If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

 

 

x

 

(a)           The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;

(b)          The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

(c)           The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

 
PART III - NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach Extra Sheets if Needed)

 

The Company is unable to file its Annual Report on Form 10-K for the period ended December 31, 2011 within the prescribed time period without unreasonable effort and expense because the Company was unable to revise its disclosures contained in the report to reflect the Company’s recent offering of common stock and warrants, as described in the Company’s press release dated March 30, 2012. The Company expects to file the Form 10-K on or before April 14, 2012, the fifteenth calendar day following the prescribed due date.

       

 

 
 

 

PART IV - OTHER INFORMATION

 

(1)Name and telephone number of person to contact in regard to this notification

 

Daron Evans         (650)            458-2670
 (Name)  (Area Code)  (Telephone Number)

 

 

(2)Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).

 

x Yes ¨ No

 

 

(3)Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

¨ Yes x No

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

Nile Therapeutics, Inc.

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

  

Date   March 30, 2012 By /s/ Daron Evans
  Daron Evans, Chief Financial Officer

 

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.