UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻
Item 5.07 Submission of Matters to a Vote of Security Holders.
On December 14, 2023, Bio-Path Holdings, Inc. (the “Company”) called to order its 2023 annual meeting (the “Annual Meeting”) of stockholders of the Company. At the Annual Meeting, the Company’s stockholders: (i) elected the five persons listed below under Proposal 1 to serve as directors of the Company, to hold office until the Company’s next annual meeting of stockholders or until their respective successors have been duly elected and qualified; and (ii) ratified and approved the appointment of Ernst & Young, LLP as the Company’s independent registered public accounting firm for the Company’s fiscal year ending December 31, 2023. The following describes the results of the voting at the Annual Meeting:
Proposal 1: | For the election of directors of the Company, to hold office until the Company’s next annual meeting of stockholders or until their respective successors have been duly elected and qualified: |
Name of Nominee | Shares Voted “For” | Shares Voted “Against” | Shares Withheld | Shares Abstained | Broker Non-Votes |
Peter H. Nielsen | 1,695,684 | -- | 264,310 | -- | 4,018,949 |
Heath W. Cleaver | 1,697,485 | -- | 262,509 | -- | 4,018,949 |
Paul D. Aubert | 1,711,337 | -- | 248,657 | -- | 4,018,949 |
Aline Sherwood | 1,698,004 | -- | 261,990 | -- | 4,018,949 |
Douglas P. Morris | 1,723,327 | -- | 236,667 | -- | 4,018,949 |
Proposal 2: | For the ratification and approval of the appointment of Ernst & Young, LLP as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2023: |
Shares Voted “For” | Shares Voted “Against” | Shares Withheld | Shares Abstained | Broker Non-Votes | |
5,881,335 | 78,314 | -- | 19,294 | -- |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.
| BIO-PATH HOLDINGS, INC. | |
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Dated: December 15, 2023 | By: | /s/ Peter H. Nielsen |
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| Peter H. Nielsen |
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| President and Chief Executive Officer |
Document and Entity Information |
Dec. 14, 2023 |
|---|---|
| Document and Entity Information [Abstract] | |
| Document Type | 8-K |
| Document Period End Date | Dec. 14, 2023 |
| Entity File Number | 001-36333 |
| Entity Registrant Name | BIO-PATH HOLDINGS, INC. |
| Entity Incorporation, State or Country Code | DE |
| Entity Tax Identification Number | 87-0652870 |
| Entity Address State Or Province | TX |
| Entity Address, Address Line One | 4710 Bellaire Boulevard |
| Entity Address, Adress Line Two | Suite 210 |
| Entity Address, City or Town | Bellaire |
| Entity Address, Postal Zip Code | 77401 |
| City Area Code | 832 |
| Local Phone Number | 742-1357 |
| Title of 12(b) Security | Common Stock, par value $0.001 per share |
| Trading Symbol | BPTH |
| Security Exchange Name | NASDAQ |
| Entity Emerging Growth Company | false |
| Entity Central Index Key | 0001133818 |
| Amendment Flag | false |
| Written Communications | false |
| Soliciting Material | false |
| Pre-commencement Tender Offer | false |
| Pre-commencement Issuer Tender Offer | false |
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