0001446472-22-000003.txt : 20221118 0001446472-22-000003.hdr.sgml : 20221118 20221118171158 ACCESSION NUMBER: 0001446472-22-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20221118 DATE AS OF CHANGE: 20221118 EFFECTIVENESS DATE: 20221118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BIO-PATH HOLDINGS INC CENTRAL INDEX KEY: 0001133818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870652870 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-465381 FILM NUMBER: 221402775 BUSINESS ADDRESS: STREET 1: 4710 BELLAIRE BOULEVARD STREET 2: SUITE 210 CITY: BELLAIRE STATE: TX ZIP: 77401 BUSINESS PHONE: (832) 742-1357 MAIL ADDRESS: STREET 1: 4710 BELLAIRE BOULEVARD STREET 2: SUITE 210 CITY: BELLAIRE STATE: TX ZIP: 77401 FORMER COMPANY: FORMER CONFORMED NAME: OGDEN GOLF CO CORP DATE OF NAME CHANGE: 20010205 D 1 primary_doc.xml X0708 D LIVE 0001133818 BIO-PATH HOLDINGS INC 4710 BELLAIRE BOULEVARD SUITE 210 BELLAIRE TX TEXAS 77401 (832) 742-1357 DELAWARE OGDEN GOLF CO CORP Corporation true Peter H. Nielsen 4710 Bellaire Boulevard Suite 210 Bellaire TX TEXAS 77401 Executive Officer Director Heath W. Cleaver 4710 Bellaire Boulevard Suite 210 Bellaire TX TEXAS 77401 Director Paul D. Aubert 4710 Bellaire Boulevard Suite 210 Bellaire TX TEXAS 77401 Director Aline Sherwood 4710 Bellaire Boulevard Suite 210 Bellaire TX TEXAS 77401 Director Douglas P. Morris 4710 Bellaire Boulevard Suite 210 Bellaire TX TEXAS 77401 Director Biotechnology Decline to Disclose 06b false 2022-11-09 false true true false 0 ROTH Capital Partners, LLC 15407 None None 888 SAN CLEMENTE SUITE 400 NEWPORT BEACH CA CALIFORNIA 92660 All States false 2280000 2280000 0 Includes warrants to purchase up to 800,000 shares of common stock issued to investors at an exercise price equal to $2.85 per share. As of the date hereof, no such warrants have been exercised. false 5 140000 0 ROTH Capital Partners, LLC received the above sales commission in connection with a concurrent registered direct offering by the Issuer, which is not reported on this Form D. 0 true false BIO-PATH HOLDINGS INC /s/ Peter H. Nielsen Peter H. Nielsen President and Chief Executive Officer 2022-11-18