0001007382-17-000005.txt : 20170327
0001007382-17-000005.hdr.sgml : 20170327
20170327170242
ACCESSION NUMBER: 0001007382-17-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170323
FILED AS OF DATE: 20170327
DATE AS OF CHANGE: 20170327
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIO-PATH HOLDINGS INC
CENTRAL INDEX KEY: 0001133818
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 870652870
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4710 BELLAIRE BOULEVARD
STREET 2: SUITE 210
CITY: BELLAIRE
STATE: TX
ZIP: 77401
BUSINESS PHONE: (832) 742-1357
MAIL ADDRESS:
STREET 1: 4710 BELLAIRE BOULEVARD
STREET 2: SUITE 210
CITY: BELLAIRE
STATE: TX
ZIP: 77401
FORMER COMPANY:
FORMER CONFORMED NAME: OGDEN GOLF CO CORP
DATE OF NAME CHANGE: 20010205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garrison Michael J.
CENTRAL INDEX KEY: 0001559390
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36333
FILM NUMBER: 17715998
MAIL ADDRESS:
STREET 1: 2626 SOUTH LOOP, SUITE 180
CITY: HOUSTON
STATE: TX
ZIP: 77054
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-03-23
0
0001133818
BIO-PATH HOLDINGS INC
BPTH
0001559390
Garrison Michael J.
9545 E. PINNACLE PEAK CIRCLE
SCOTTSDALE
AZ
85255
1
0
0
0
Common Stock
160000
D
Common Stock
75000
I
By Cosmo Capital Partners, LLC
Common Stock
673333
I
By Garrison Capital, LLC
Common Stock Option (right to buy)
0.7952
2017-03-23
4
A
0
25000
0
A
2027-03-23
Common Stock
25000
25000
D
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.
This option vests over a four-year period, with one-fourth (1/4) of the 25,000 shares vesting on the first anniversary of March 23, 2017 and the remaining shares vesting thereafter in equal monthly increments equal to one-forty-eighth (1/48) of the 25,000 shares, based on continuing service to Bio-Path Holdings, Inc.
/s/ Michael J. Garrison
2017-03-27