0001133521-15-000020.txt : 20150501
0001133521-15-000020.hdr.sgml : 20150501
20150501172049
ACCESSION NUMBER: 0001133521-15-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150429
FILED AS OF DATE: 20150501
DATE AS OF CHANGE: 20150501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resolute Forest Products Inc.
CENTRAL INDEX KEY: 0001393066
STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621]
IRS NUMBER: 980526415
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 DUKE STREET
STREET 2: SUITE 5000
CITY: MONTREAL
STATE: A8
ZIP: H3C 2MI
BUSINESS PHONE: 514-875-2515
MAIL ADDRESS:
STREET 1: 111 DUKE STREET
STREET 2: SUITE 5000
CITY: MONTREAL
STATE: A8
ZIP: H3C 2MI
FORMER COMPANY:
FORMER CONFORMED NAME: AbitibiBowater Inc.
DATE OF NAME CHANGE: 20070313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLEIN BRIAN KATZ
CENTRAL INDEX KEY: 0001327722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33776
FILM NUMBER: 15825588
MAIL ADDRESS:
STREET 1: 333 108TH AVENUE NE
STREET 2: SUITE 2010
CITY: BELLEVUE
STATE: WA
ZIP: 98004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSTON JAMES MICHAEL
CENTRAL INDEX KEY: 0001327721
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33776
FILM NUMBER: 15825589
MAIL ADDRESS:
STREET 1: 333 108TH AVENUE NE
STREET 2: SUITE 2010
CITY: BELLEVUE
STATE: WA
ZIP: 98004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEELHEAD PARTNERS LLC
CENTRAL INDEX KEY: 0001133521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33776
FILM NUMBER: 15825590
BUSINESS ADDRESS:
STREET 1: 333 108TH AVENUE NE
STREET 2: SUITE 2010
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 2066892450
MAIL ADDRESS:
STREET 1: 333 108TH AVENUE NE
STREET 2: SUITE 2010
CITY: BELLEVUE
STATE: WA
ZIP: 98004
4
1
form4shprfp05012015.xml
OWNERSHIP DOCUMENT
X0306
4
2015-04-29
0
0001393066
Resolute Forest Products Inc.
RFP
0001133521
STEELHEAD PARTNERS LLC
333 108TH AVENUE NE
SUITE 2010
BELLEVUE
WA
98004
0
0
0
1
See footnotes
0001327721
JOHNSTON JAMES MICHAEL
333 108TH AVENUE NE
SUITE 2010
BELLEVUE
WA
98004
0
0
0
1
See footnotes
0001327722
KLEIN BRIAN KATZ
333 108TH AVENUE NE
SUITE 2010
BELLEVUE
WA
98004
0
0
0
1
See footnotes
Common Stock
2015-04-29
4
S
0
227400
16.087
D
11700956
I
See footnotes
Common Stock
2015-05-01
4
S
0
1300
15.4001
D
11699656
I
See footnotes
The reporting persons are: (i) Steelhead Partners, LLC ("Steelhead"), a registered investment adviser within the meaning of Rule 16a-1(a)(1)(v) under the Securities Exchange Act of 1934; and (ii) each of James Michael Johnston and Brian Katz Klein, Steelhead's member-managers.
11,647,800 shares of common stock reported on this Form 4 are beneficially held by Steelhead Navigator Master, L.P. ("Steelhead Navigator"). The balance of the shares reported on this Form 4 are beneficially held by other investment limited partnerships, which are themselves not the beneficial owners of more than 10% of the issuer's common stock (these investment partnerships together with Steelhead Navigator, the "Funds"). Steelhead serves as the investment manager of the Funds. As a greater than 10% beneficial owner, Steelhead Navigator is separately reporting these transactions on a Form 4 filed concurrently herewith.
Steelhead and the other reporting persons may be deemed to have a pecuniary interest in the securities owned by the Funds insofar as Steelhead is the general partner (or the sole owner of the general partner) of the Funds. The reporting persons have elected therefore to file this Form 4 voluntarily to report these holdings, notwithstanding the reporting exemption applicable to registered investment advisers under Rule 16a-1(a)(1)(v) and to control persons under Rule 16a-1(a)(1)(vii). The filing of this Form 4 should not, however, be deemed an admission by any of the reporting persons that such person falls outside the scope of the foregoing exemptions, or that the reporting persons and/or the Funds form a group within the meaning of Rule 16a-1(a)(1). Each of Steelhead, Mr. Johnston, Mr. Klein and each of the Funds expressly disclaims beneficial ownership in these securities, except to the extent of their respective pecuniary interests therein.
STEELHEAD PARTNERS, LLC, By: /s/ Brent E. Binge, Brent E. Binge, General Counsel
2015-05-01
JAMES MICHAEL JOHNSTON, By: /s/ Brent E. Binge, Brent E. Binge, Attorney-in-Fact for J. Michael Johnston
2015-05-01
BRIAN KATZ KLEIN, By: /s/ Brent E. Binge, Brent E. Binge, Attorney-in-Fact for Brian K. Klein
2015-05-01