0001225208-21-003087.txt : 20210218 0001225208-21-003087.hdr.sgml : 20210218 20210218204048 ACCESSION NUMBER: 0001225208-21-003087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Addison Ann M CENTRAL INDEX KEY: 0001682425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 21651658 MAIL ADDRESS: STREET 1: 11951 FREEDOM DRIVE CITY: RESTON STATE: VA ZIP: 20190 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 doc4.xml X0306 4 2021-02-16 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001682425 Addison Ann M 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 Corp VP & Chief HR Officer Common Stock 2021-02-16 4 M 0 2746.8000 0.0000 A 5494.8000 D Common Stock 2021-02-16 4 F 0 835.0000 0.0000 D 4659.8000 D Common Stock 137.6404 I Held in Northrop Grumman Savings & Investment Plan Restricted Performance Stock Rights 2021-02-16 4 A 0 4464.8000 0.0000 A Common Stock 4464.8000 14817.8000 D Restricted Performance Stock Rights 2021-02-16 4 M 0 2746.8000 0.0000 D Common Stock 2746.8000 12071.0000 D Restricted Stock Rights 2021-02-16 4 A 0 1970.0000 0.0000 A Common Stock 1970.0000 6139.0000 D Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contribution plan, as of February 16, 2021. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred. Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24. /s/ Jennifer C. McGarey, Attorney-in-Fact 2021-02-18