0001225208-21-003087.txt : 20210218
0001225208-21-003087.hdr.sgml : 20210218
20210218204048
ACCESSION NUMBER: 0001225208-21-003087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210216
FILED AS OF DATE: 20210218
DATE AS OF CHANGE: 20210218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Addison Ann M
CENTRAL INDEX KEY: 0001682425
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16411
FILM NUMBER: 21651658
MAIL ADDRESS:
STREET 1: 11951 FREEDOM DRIVE
CITY: RESTON
STATE: VA
ZIP: 20190
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/
CENTRAL INDEX KEY: 0001133421
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 800640649
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
BUSINESS PHONE: 703-280-2900
MAIL ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
FORMER COMPANY:
FORMER CONFORMED NAME: NNG INC
DATE OF NAME CHANGE: 20010129
4
1
doc4.xml
X0306
4
2021-02-16
0001133421
NORTHROP GRUMMAN CORP /DE/
NOC
0001682425
Addison Ann M
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH
VA
22042
1
Corp VP & Chief HR Officer
Common Stock
2021-02-16
4
M
0
2746.8000
0.0000
A
5494.8000
D
Common Stock
2021-02-16
4
F
0
835.0000
0.0000
D
4659.8000
D
Common Stock
137.6404
I
Held in Northrop Grumman Savings & Investment Plan
Restricted Performance Stock Rights
2021-02-16
4
A
0
4464.8000
0.0000
A
Common Stock
4464.8000
14817.8000
D
Restricted Performance Stock Rights
2021-02-16
4
M
0
2746.8000
0.0000
D
Common Stock
2746.8000
12071.0000
D
Restricted Stock Rights
2021-02-16
4
A
0
1970.0000
0.0000
A
Common Stock
1970.0000
6139.0000
D
Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e).
Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contribution plan, as of February 16, 2021. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).
Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24.
/s/ Jennifer C. McGarey, Attorney-in-Fact
2021-02-18