0001225208-20-002984.txt : 20200220
0001225208-20-002984.hdr.sgml : 20200220
20200220175348
ACCESSION NUMBER: 0001225208-20-002984
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200218
FILED AS OF DATE: 20200220
DATE AS OF CHANGE: 20200220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalan Lesley A
CENTRAL INDEX KEY: 0001725864
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16411
FILM NUMBER: 20636652
MAIL ADDRESS:
STREET 1: 805 VASSAR ROAD
CITY: ALEXANDRIA
STATE: VA
ZIP: 22314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/
CENTRAL INDEX KEY: 0001133421
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 800640649
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
BUSINESS PHONE: 703-280-2900
MAIL ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
FORMER COMPANY:
FORMER CONFORMED NAME: NNG INC
DATE OF NAME CHANGE: 20010129
4
1
doc4.xml
X0306
4
2020-02-18
0001133421
NORTHROP GRUMMAN CORP /DE/
NOC
0001725864
Kalan Lesley A
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH
VA
22042
1
CVP, Chief Strategy & Dev Ofc
Common Stock
2020-02-18
4
M
0
893.0000
0.0000
A
12760.8900
D
Common Stock
2020-02-18
4
F
0
403.0000
372.4200
D
12357.8900
D
Common Stock
2020-02-19
4
S
0
1343.0000
373.2200
D
11014.8900
D
Restricted Stock Rights
2020-02-18
4
M
0
893.0000
0.0000
D
Common Stock
893.0000
4723.0000
D
In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.
Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.
Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
Total amount includes 1,527 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 1,751 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21.
/s/ Jennifer C. McGarey, Attorney-in-Fact
2020-02-20