0001225208-20-002984.txt : 20200220 0001225208-20-002984.hdr.sgml : 20200220 20200220175348 ACCESSION NUMBER: 0001225208-20-002984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200218 FILED AS OF DATE: 20200220 DATE AS OF CHANGE: 20200220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalan Lesley A CENTRAL INDEX KEY: 0001725864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 20636652 MAIL ADDRESS: STREET 1: 805 VASSAR ROAD CITY: ALEXANDRIA STATE: VA ZIP: 22314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 doc4.xml X0306 4 2020-02-18 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001725864 Kalan Lesley A 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 CVP, Chief Strategy & Dev Ofc Common Stock 2020-02-18 4 M 0 893.0000 0.0000 A 12760.8900 D Common Stock 2020-02-18 4 F 0 403.0000 372.4200 D 12357.8900 D Common Stock 2020-02-19 4 S 0 1343.0000 373.2200 D 11014.8900 D Restricted Stock Rights 2020-02-18 4 M 0 893.0000 0.0000 D Common Stock 893.0000 4723.0000 D In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020. Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020. Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Total amount includes 1,527 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 1,751 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21. /s/ Jennifer C. McGarey, Attorney-in-Fact 2020-02-20