0001225208-20-002415.txt : 20200214 0001225208-20-002415.hdr.sgml : 20200214 20200214192634 ACCESSION NUMBER: 0001225208-20-002415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200212 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larson Blake E CENTRAL INDEX KEY: 0001313857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 20622811 MAIL ADDRESS: STREET 1: 5050 LINCOLN DRIVE CITY: EDINA STATE: MN ZIP: 55436 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 doc4.xml X0306 4 2020-02-12 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001313857 Larson Blake E 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 CVP & Pres, Space Systems Restricted Performance Stock Rights 2020-02-12 4 A 0 6009.0000 0.0000 A Common Stock 6009.0000 20399.0000 D Restricted Stock Rights 2020-02-12 4 A 0 3959.0000 0.0000 A Common Stock 3959.0000 10073.0000 D Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). These unvested RPSRs were granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 with a measurement period ending on 12/31/22. Total amount includes 6,009 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 7,748 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,642 RPSRs granted on 6/13/18 with a measurement period ending on 12/31/20. Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23. Total amount includes 2,545 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 1,414 RSRs granted under the LTISP on 2/12/20 that will vest on 12/31/21; 3,283 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 2,831 RSRs granted under the LTISP on 6/13/18 that will vest on 6/13/21. /s/ Jennifer C. McGarey, Attorney-in-Fact 2020-02-14