0001225208-19-003279.txt : 20190221 0001225208-19-003279.hdr.sgml : 20190221 20190221171939 ACCESSION NUMBER: 0001225208-19-003279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antkowiak Patrick M. CENTRAL INDEX KEY: 0001626333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 19622930 MAIL ADDRESS: STREET 1: 4 PATRICK WAY CITY: KINGSVILLE STATE: MD ZIP: 21087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 doc4.xml X0306 4 2019-02-19 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001626333 Antkowiak Patrick M. 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 CVP & Chief S&T Ofcr Common Stock 2019-02-19 4 M 0 1648.0000 0.0000 A 9692.3700 D Common Stock 2019-02-19 4 F 0 784.0000 287.3500 D 8908.3700 D Restricted Stock Rights 2019-02-19 4 M 0 1648.0000 0.0000 D Common Stock 1648.0000 3273.0000 D In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019. Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19. Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Total amount includes 1,094 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 903 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 1,276 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20. /s/ Jennifer C. McGarey, Attorney-in-Fact 2019-02-21