0001225208-18-015178.txt : 20181105
0001225208-18-015178.hdr.sgml : 20181105
20181105170314
ACCESSION NUMBER: 0001225208-18-015178
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181101
FILED AS OF DATE: 20181105
DATE AS OF CHANGE: 20181105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalan Lesley A
CENTRAL INDEX KEY: 0001725864
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16411
FILM NUMBER: 181160619
MAIL ADDRESS:
STREET 1: 805 VASSAR ROAD
CITY: ALEXANDRIA
STATE: VA
ZIP: 22314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/
CENTRAL INDEX KEY: 0001133421
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 800640649
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
BUSINESS PHONE: 703-280-2900
MAIL ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
FORMER COMPANY:
FORMER CONFORMED NAME: NNG INC
DATE OF NAME CHANGE: 20010129
4
1
doc4.xml
X0306
4
2018-11-01
0001133421
NORTHROP GRUMMAN CORP /DE/
NOC
0001725864
Kalan Lesley A
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH
VA
22042
1
Corp VP, Government Relations
Common Stock
2018-11-01
4
M
0
2285.0000
0.0000
A
15941.3300
D
Common Stock
2018-11-01
4
F
0
1031.0000
273.1500
D
14910.3300
D
Common Stock
25.0000
I
By spouse and mother-in-law
Restricted Stock Rights
2018-11-01
4
M
0
2285.0000
0.0000
D
Common Stock
2285.0000
3071.0000
D
Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 11/1/16 that vested on 11/1/18.
Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).
Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
Total amount includes 733 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 893 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21.
/s/ Jennifer C. McGarey, Attorney-in-Fact
2018-11-05