0001225208-18-015178.txt : 20181105 0001225208-18-015178.hdr.sgml : 20181105 20181105170314 ACCESSION NUMBER: 0001225208-18-015178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181101 FILED AS OF DATE: 20181105 DATE AS OF CHANGE: 20181105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalan Lesley A CENTRAL INDEX KEY: 0001725864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 181160619 MAIL ADDRESS: STREET 1: 805 VASSAR ROAD CITY: ALEXANDRIA STATE: VA ZIP: 22314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 doc4.xml X0306 4 2018-11-01 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001725864 Kalan Lesley A 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 Corp VP, Government Relations Common Stock 2018-11-01 4 M 0 2285.0000 0.0000 A 15941.3300 D Common Stock 2018-11-01 4 F 0 1031.0000 273.1500 D 14910.3300 D Common Stock 25.0000 I By spouse and mother-in-law Restricted Stock Rights 2018-11-01 4 M 0 2285.0000 0.0000 D Common Stock 2285.0000 3071.0000 D Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 11/1/16 that vested on 11/1/18. Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Total amount includes 733 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 893 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21. /s/ Jennifer C. McGarey, Attorney-in-Fact 2018-11-05