0001225208-18-012189.txt : 20180802 0001225208-18-012189.hdr.sgml : 20180802 20180802162713 ACCESSION NUMBER: 0001225208-18-012189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180731 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caylor Mark A CENTRAL INDEX KEY: 0001559097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 18988751 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE CITY: FALLS CHURCH STATE: VA ZIP: 22042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 doc4.xml X0306 4 2018-07-31 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001559097 Caylor Mark A 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 Corp VP & Pres, Mission System Common Stock 2018-07-31 4 S 0 1500.0000 295.3000 D 30508.3100 D Common Stock 2018-07-31 4 S 0 2133.0000 296.1200 D 28375.3100 D Common Stock 2018-07-31 4 S 0 2483.0000 297.0900 D 25892.3100 D Common Stock 34.8495 I Held in Northrop Grumman Savings & Investment Plan The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price of $295.30 rounded to the nearest hundredth. The highest price at which the shares were sold was $295.61 and the lowest price at which the shares were sold was $294.64. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Represents the weighted average sale price of $296.12 rounded to the nearest hundredth. The highest price at which the shares were sold was $296.70 and the lowest price at which the shares were sold was $295.71. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Represents the weighted average sale price of $297.09 rounded to the nearest hundredth. The highest price at which the shares were sold was $297.68 and the lowest price at which the shares were sold was $296.71. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of July 31, 2018. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred. /s/ Jennifer C. McGarey, Attorney-in-Fact 2018-08-02