0001225208-18-004222.txt : 20180226 0001225208-18-004222.hdr.sgml : 20180226 20180226180653 ACCESSION NUMBER: 0001225208-18-004222 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180226 DATE AS OF CHANGE: 20180226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Purvis Shawn N CENTRAL INDEX KEY: 0001725609 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 18642125 MAIL ADDRESS: STREET 1: 9672 CRECY LANE CITY: MANASSAS STATE: VA ZIP: 20110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4/A 1 doc4a.xml X0306 4/A 2018-02-13 2018-02-15 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001725609 Purvis Shawn N 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 CVP, President, Enterprise Svc Common Stock 2018-02-13 4 M 0 1845.7900 0.0000 A 6120.3400 D Common Stock 2018-02-13 4 F 0 560.0000 0.0000 D 5560.3400 D Restricted Performance Stock Rights 2018-02-13 4 M 0 1845.7900 0.0000 D Common Stock 1845.7900 5825.0000 D Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018. Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered. Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Total amount includes 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 997 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 1,248 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18. /s/ Jennifer C. McGarey, Attorney-in-Fact 2018-02-15