0001225208-18-004222.txt : 20180226
0001225208-18-004222.hdr.sgml : 20180226
20180226180653
ACCESSION NUMBER: 0001225208-18-004222
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180213
FILED AS OF DATE: 20180226
DATE AS OF CHANGE: 20180226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Purvis Shawn N
CENTRAL INDEX KEY: 0001725609
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16411
FILM NUMBER: 18642125
MAIL ADDRESS:
STREET 1: 9672 CRECY LANE
CITY: MANASSAS
STATE: VA
ZIP: 20110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/
CENTRAL INDEX KEY: 0001133421
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 800640649
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
BUSINESS PHONE: 703-280-2900
MAIL ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
FORMER COMPANY:
FORMER CONFORMED NAME: NNG INC
DATE OF NAME CHANGE: 20010129
4/A
1
doc4a.xml
X0306
4/A
2018-02-13
2018-02-15
0001133421
NORTHROP GRUMMAN CORP /DE/
NOC
0001725609
Purvis Shawn N
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH
VA
22042
1
CVP, President, Enterprise Svc
Common Stock
2018-02-13
4
M
0
1845.7900
0.0000
A
6120.3400
D
Common Stock
2018-02-13
4
F
0
560.0000
0.0000
D
5560.3400
D
Restricted Performance Stock Rights
2018-02-13
4
M
0
1845.7900
0.0000
D
Common Stock
1845.7900
5825.0000
D
Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018.
Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered.
Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).
Total amount includes 3,580 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 997 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; and 1,248 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18.
/s/ Jennifer C. McGarey, Attorney-in-Fact
2018-02-15