0001225208-18-003814.txt : 20180222
0001225208-18-003814.hdr.sgml : 20180222
20180222172151
ACCESSION NUMBER: 0001225208-18-003814
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180218
FILED AS OF DATE: 20180222
DATE AS OF CHANGE: 20180222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kalan Lesley A
CENTRAL INDEX KEY: 0001725864
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16411
FILM NUMBER: 18633612
MAIL ADDRESS:
STREET 1: 805 VASSAR ROAD
CITY: ALEXANDRIA
STATE: VA
ZIP: 22314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/
CENTRAL INDEX KEY: 0001133421
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 800640649
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
BUSINESS PHONE: 703-280-2900
MAIL ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
FORMER COMPANY:
FORMER CONFORMED NAME: NNG INC
DATE OF NAME CHANGE: 20010129
4
1
doc4.xml
X0306
4
2018-02-18
0001133421
NORTHROP GRUMMAN CORP /DE/
NOC
0001725864
Kalan Lesley A
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH
VA
22042
1
Corp VP, Government Relations
Common Stock
2018-02-18
4
M
0
828.0000
0.0000
A
15068.3300
D
Common Stock
2018-02-18
4
F
0
374.0000
350.3600
D
14694.3300
D
Common Stock
25.0000
I
By spouse and mother-in-law
Restricted Stock Rights
2018-02-18
4
M
0
828.0000
0.0000
D
Common Stock
828.0000
5356.0000
D
In light of the vesting date, Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018.
Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18.
Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).
Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
Total amount includes 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 893 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 2,285 RSRs granted under the LTISP on 11/1/16 that will vest on 11/1/18; and 733 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19.
/s/ Jennifer C. McGarey, Attorney-in-Fact
2018-02-22