0001225208-18-003814.txt : 20180222 0001225208-18-003814.hdr.sgml : 20180222 20180222172151 ACCESSION NUMBER: 0001225208-18-003814 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180218 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalan Lesley A CENTRAL INDEX KEY: 0001725864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 18633612 MAIL ADDRESS: STREET 1: 805 VASSAR ROAD CITY: ALEXANDRIA STATE: VA ZIP: 22314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 doc4.xml X0306 4 2018-02-18 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001725864 Kalan Lesley A 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 Corp VP, Government Relations Common Stock 2018-02-18 4 M 0 828.0000 0.0000 A 15068.3300 D Common Stock 2018-02-18 4 F 0 374.0000 350.3600 D 14694.3300 D Common Stock 25.0000 I By spouse and mother-in-law Restricted Stock Rights 2018-02-18 4 M 0 828.0000 0.0000 D Common Stock 828.0000 5356.0000 D In light of the vesting date, Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018. Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18. Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Total amount includes 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 893 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 2,285 RSRs granted under the LTISP on 11/1/16 that will vest on 11/1/18; and 733 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19. /s/ Jennifer C. McGarey, Attorney-in-Fact 2018-02-22