0001225208-16-027589.txt : 20160223 0001225208-16-027589.hdr.sgml : 20160223 20160223164410 ACCESSION NUMBER: 0001225208-16-027589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160223 DATE AS OF CHANGE: 20160223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perry David T CENTRAL INDEX KEY: 0001555175 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 161448905 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE CITY: FALLS CHURCH STATE: VA ZIP: 22042 4 1 doc4.xml X0306 4 2016-02-19 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001555175 Perry David T 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 CVP Chief Global Bus Dev Off Common Stock 2016-02-19 4 S 0 8254.0000 192.1600 D 23916.4400 D Common Stock 2016-02-20 4 M 0 7268.0000 0.0000 A 31184.4400 D Common Stock 2016-02-20 4 F 0 3467.0000 190.6800 D 27717.4400 D Common Stock 2016-02-22 4 S 0 4944.0000 190.7800 D 22773.4400 D Common Stock 497.5690 I Held in Northrop Grumman Financial Security and Savings Program Common Stock 43.1400 I Held in Northrop Grumman Savings & Investment Plan Restricted Stock Rights 2016-02-20 4 M 0 7268.0000 0.0000 D Common Stock 7268.0000 10172.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. In light of the vesting date, Saturday, February 20, 2016, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 19, 2016, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2016. Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/20/13 that vested on 2/20/16. Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Total amount includes 2,884 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 3,256 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 4,032 RSRs granted under the LTISP on 2/19/14 that will vest on 2/19/17. /s/ Jennifer C. McGarey, Attorney-in-Fact 2016-02-23