0001225208-16-027559.txt : 20160223
0001225208-16-027559.hdr.sgml : 20160223
20160223163651
ACCESSION NUMBER: 0001225208-16-027559
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160219
FILED AS OF DATE: 20160223
DATE AS OF CHANGE: 20160223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/
CENTRAL INDEX KEY: 0001133421
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 800640649
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
BUSINESS PHONE: 703-280-2900
MAIL ADDRESS:
STREET 1: 2980 FAIRVIEW PARK DRIVE
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: FALLS CHURCH
STATE: VA
ZIP: 22042
FORMER COMPANY:
FORMER CONFORMED NAME: NNG INC
DATE OF NAME CHANGE: 20010129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUSH WESLEY G
CENTRAL INDEX KEY: 0001216503
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16411
FILM NUMBER: 161448806
4
1
doc4.xml
X0306
4
2016-02-19
0001133421
NORTHROP GRUMMAN CORP /DE/
NOC
0001216503
BUSH WESLEY G
2980 FAIRVIEW PARK DRIVE
FALLS CHURCH
VA
22042
1
1
Chairman, CEO and President
Common Stock
2016-02-19
4
J
0
25373.0000
0.0000
A
104913.5000
D
Common Stock
2016-02-19
4
J
0
25371.0000
0.0000
A
130284.5000
D
Common Stock
2016-02-19
4
J
0
5806.0000
0.0000
A
136090.5000
D
Common Stock
2016-02-20
4
M
0
36342.0000
0.0000
A
172432.5000
D
Common Stock
2016-02-20
4
F
0
17336.0000
190.6800
D
155096.5000
D
Common Stock
2016-02-19
4
J
0
25371.0000
0.0000
D
25373.0000
I
Held in Bush Trust No. 4
Common Stock
2016-02-19
4
J
0
25373.0000
0.0000
D
25372.0000
I
Held in Wesley G. Bush Rev. Trust
Common Stock
2016-02-19
4
J
0
5806.0000
0.0000
D
298974.0000
I
Held in WG&NF Bush Family Trust
Common Stock
5385.9950
I
Held in Northrop Grumman Savings & Investment Plan
Restricted Stock Rights
2016-02-20
4
M
0
36342.0000
0.0000
D
Common Stock
36342.0000
55903.0000
D
Transfer of shares from family trust.
In light of the vesting date, Saturday, February 20, 2016, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 19, 2016, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2016.
Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/20/13 that vested on 2/20/16.
Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).
Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of February 12, 2016. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
Total amount includes 16,478 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 16,745 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 22,680 RSRs granted under the LTISP on 2/19/14 that will vest on 2/19/17.
/s/ Jennifer C. McGarey, Attorney-in-Fact
2016-02-23