0001181431-11-028618.txt : 20110510 0001181431-11-028618.hdr.sgml : 20110510 20110510180018 ACCESSION NUMBER: 0001181431-11-028618 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110509 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUSH WESLEY G CENTRAL INDEX KEY: 0001216503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 11829584 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-1630 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 rrd311059.xml STOCK OPTION EXERCISE X0303 4 2011-05-09 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001216503 BUSH WESLEY G 1840 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 Chf. Exec. Officer & President Common Stock 2011-05-09 4 M 0 54688 43.14 A 372067 D Common Stock 2011-05-09 4 F 0 36402 64.81 D 335665 D Common Sock 2011-05-09 4 F 0 8536 64.81 D 327129 D Common Stock 132918 I Trustee: WG&F Bush Family Trust Common Stock 4781.673 I See footnote Stock Option (Right-to-Buy) 43.14 2011-05-09 4 M 0 54688 43.14 D 2012-12-18 Common Stock 54688 0 D SEP Unit Common Stock 2861.3816 2861.3816 D Total amount includes 62,618 unvested Restricted Performance Stock Rights ("RPSRs") granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 2/17/09, with a valuation of performance measurement period ("measurement period"), ending on 12/31/11; 119,931 unvested RPSRs granted under the LTISP on 2/16/10, with the measurement period ending on 12/31/12; 67,415 unvested RPSRs granted under the LTISP on 2/15/11 with the measurement period ending on 12/31/13; and 67,415 Restricted Stock Rights granted under the LTISP on 2/15/11 and cliff vests 100% on the fourth anniversary from the grant date on 2/15/15. Grants awarded pursuant to Rule 16b-3(d). Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of April 29, 2011. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred. The option is fully exercisable. SEP units credited under the Northrop Grumman Savings Excess Plan (the "SEP Plan"), a non-qualified deferred compensation plan, as of March 31, 2011. The value of each unit is based on the price of Issuer common stock, although share totals with respect to the SEP Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred. SEP units are payable in cash following termination of the Reporting Person's employment with the Issuer. /s/ Kathleen M. Salmas, Attorney-in-Fact for Wesley G. Bush 2011-05-10