-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MEtSG88713wnZ6L2OiT0ngnfCCrs2v7uOTSzMUYLMrzjDMY8qq0IZEOQY2hlqXVV 56H0dZnKItS6k7vtwgqWVg== 0001181431-10-055553.txt : 20101115 0001181431-10-055553.hdr.sgml : 20101115 20101115133746 ACCESSION NUMBER: 0001181431-10-055553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101111 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHWORTH SID CENTRAL INDEX KEY: 0001499703 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 101190949 MAIL ADDRESS: STREET 1: C/O NORTHROP GRUMMAN CORPORATION STREET 2: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-1630 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 rrd291095.xml GRANT OF RESTRICTED PERFORMANCE STOCK RIGHTS; STOCK OPTIONS AND RESTRICTED STOCK RIGHTS X0303 4 2010-11-11 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001499703 ASHWORTH SID 1840 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 Corp VP, Government Relations Common Stock 2010-11-11 4 A 0 16900 64.07 A 16900 D Common Stock 2010-11-11 4 A 0 10000 64.07 A 26900 D Stock Option (Right-to-Buy) 64.07 2010-11-11 4 A 0 71400 64.07 A 2011-11-11 2017-11-11 Common Stock 71400 71400 D Grant of 16,900 unvested Restricted Performance Stock Rights (RPSRs) granted under the Issuer's 2001 Long-Term Stock Incentive Plan (LTISP) on 11/11/10 with a valuation of performance measurement period ("measurement period") ending on 12/31/12. Grant awarded pursuant to Rule 16b-3(d). Amount includes 16,900 unvested Restricted Performance Stock Rights (RPSRs) granted under the LTISP on 11/11/10 with a valuation of performance measurement period ending on 12/31/12. Grant awarded pursuant to Rule 16b-3(d). Grant of 10,000 unvested Restricted Stock Rights (RSRs) granted under the LTISP on 11/11/10 with 50% vesting in second year following grant ending on 11/11/12, and the remaining 50% vesting in fourth year following grant ending on 11/11/14. Grant awarded pursuant to Rule 16b-3(d). Amount includes 16,900 unvested RPSRs granted under the LTISP on 11/11/10 with a measurement period ending on 12/31/12; and 10,000 unvested RSRs granted under the LTISP on 11/11/10 50% vesting in second year following grant ending on 11/11/12, and the remaining 50% vesting in fourth year following grant ending on 11/11/2014. Grants awarded pursuant to Rule 16b-3(d). The option vests over a period of three years to the extent of one-third (33%) annual equal installments on 11/11/11, 11/11/12 and 11/11/13. /s/ Kathleen M. Salmas, Attorney-in-fact for Sid Ashworth 2010-11-12 -----END PRIVACY-ENHANCED MESSAGE-----