-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BzaA6JSv0UyK+51o+WffbKMMRRYgKe0GDKhQl9t00P5Nz7EVntHrH6+hsJhmdC+/ 3yNsvJDxPXZVoEBq5kNh+A== 0001181431-10-010411.txt : 20100218 0001181431-10-010411.hdr.sgml : 20100218 20100218213905 ACCESSION NUMBER: 0001181431-10-010411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100216 FILED AS OF DATE: 20100218 DATE AS OF CHANGE: 20100218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELM ROBERT W CENTRAL INDEX KEY: 0001216508 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 10617956 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-1630 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 rrd266696.xml 2010 RPSR PAYOUT; RPSR & S/O GRANTS X0303 4 2010-02-16 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001216508 HELM ROBERT W 1840 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 Corp.VP, Bus Dev & Gov. Rel. Common Stock 2010-02-16 4 F 0 4162 59.56 D 93713 D Common Stock 2010-02-16 4 J 0 1820 59.56 D 91893 D Common Stock 2010-02-16 4 A 0 12900 59.56 A 104793 D Stock Option (Right-to-Buy) 59.56 2010-02-16 4 A 0 54550 0.00 A 2011-02-16 2017-02-16 Common Stock 54550 54550 D Total amount includes 9,750 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/27/08 with a valuation of performance measurement period ("measurement period") ending on 12/31/10; 5,000 unvested Restricted Stock Rights granted under the 2001 LTISP on 3/19/08 with 100% vesting on 3/19/11; and 12,200 unvested RPSRs granted under the 2001 LTISP on 2/17/09 with the measurement period ending 12/31/11. Grants awarded pursuant to Rule 16b-3(d). The measurement period for this installment of Restricted Performance Stock Rights (RPSRs) ended on 12/31/09, and the decrease in the number of shares represent a payout below the target for the 2009 performance period. Total amount includes 9,750 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/27/08 with a valuation of performance measurement period ("measurement period") ending on 12/31/10; 5,000 unvested Restricted Stock Rights granted under the 2001 LTISP on 3/19/08 with 100% vesting on 3/19/11; 12,200 unvested RPSRs granted under the 2001 LTISP on 2/17/09 with the measurement period ending 12/31/11; and 12,900 unvested RPSRs granted under the 2001 LTISP on 2/16/10 with the measurement period ending 12/31/12. Grants awarded pursuant to Rule 16b-3(d). The option vests over a period of three years to the extent of one-third (33%) annual equal installments on 2/16/11, 2/16/12 and 2/16/13. /s/ Kathleen M. Salmas, Attorney-in-fact for Robert W. Helm 2010-02-18 -----END PRIVACY-ENHANCED MESSAGE-----