-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IhCVVIq10gl/2VkVaMB+i3HGYs0in5jMx/J6+sOOd1j/YALIkBgSAMAvQeS4tHkT QFTeOTP+fiiZxpz0Wr0qpw== 0001181431-09-039754.txt : 20090814 0001181431-09-039754.hdr.sgml : 20090814 20090814182146 ACCESSION NUMBER: 0001181431-09-039754 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090814 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUGAR RONALD D CENTRAL INDEX KEY: 0001216519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 091017580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-1630 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 rrd250634.xml TRANSFER STOCK TO TRUST X0303 4 2009-08-14 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001216519 SUGAR RONALD D 1840 CENTURY PARK EAST LOS ANGELES CA 90067 1 1 0 1 Chief Executive Officer Chairman Common Stock 2009-08-14 4 J 0 218712 0.00 D 265229 D Common Stock 2009-08-14 4 J 0 218712 0 A 409000 I Trustee: The Sugar FamilyTrust U/A/D 7/19/01 Transfer of shares to family trust. Total includes 83,600 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/28/07 with the valuation of performance measurement period ("measurement period") ending on 12/31/09; 81,329 RPSRs granted under the 2001 LTISP on 2/27/08 with measurement period ending on 12/31/10; and 100,300 RPSRs granted under the 2001 LTISP on 2/17/09 with the measurement period ending on 12/31/11. Grants awarded pursuant to Rule 16b-3(d). /s/ Kathleen M. Salmas, Attorney-in-fact for Ronald D. Sugar 2009-08-14 -----END PRIVACY-ENHANCED MESSAGE-----