-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GofoqVEqa7FuNZ5X3cnrnRfodrlcdU6YHGPF86zbZN9YJLNc8uyycwVWIygp3OlS W08B/tGuzQMsxgSUu+FOwg== 0001181431-09-036915.txt : 20090729 0001181431-09-036915.hdr.sgml : 20090729 20090729212003 ACCESSION NUMBER: 0001181431-09-036915 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090217 FILED AS OF DATE: 20090729 DATE AS OF CHANGE: 20090729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIVANOS ALEXANDER C CENTRAL INDEX KEY: 0001316632 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 09971674 MAIL ADDRESS: STREET 1: C/O NORTHROP GRUMMAN CORPORATION STREET 2: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-1630 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4/A 1 rrd248772.xml 2009 RPSR PAYOUT; RPSR & S/O GRANTS (AMENDMENT) X0303 4/A 2009-02-17 2009-02-19 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001316632 LIVANOS ALEXANDER C 1840 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 Corp. VP & Pres. Space Tech. Common Stock 2009-02-17 4 F 0 6292 44.99 D 41108 D Common Stock 2009-02-17 4 J 0 2400 44.99 D 38708 D Common Stock 2009-02-17 4 A 0 12200 44.99 A 50908 D Stock Option (Right-to-Buy) 44.99 2009-02-17 4 A 0 70000 0.00 A 2010-02-17 2016-02-17 Common Stock 70000 70000 D Total amount includes 16,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/28/07 with a valuation of performance measurement period ("measurement period") ending on 12/31/09; and 11,400 unvested RPSRs granted under the 2001 LTISP on 2/27/08, with the measurement period ending on 12/31/10. Grants awarded pursuant to Rule 16b-3(d). The measurement period for this installment of Restricted Performance Stock Rights (RPSRs) ended on 12/31/06 and the payout of those shares and determination of the number of additional shares for the payout was effective 2/21/07. Total amount includes 16,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/28/07 with a valuation of performance measurement period ("measurement period") ending on 12/31/09; 11,400 unvested RPSRs granted under the 2001 LTISP on 2/27/08, with the measurement period ending on 12/31/10; and 12,200 unvested RPSRs granted under the 2001 LTISP on 2/17/09 with the measurement period ending on 12/31/11. Grants awarded pursuant to Rule 16b-3(d). The option vests over a period of three years to the extent of one-third (33%) annual equal installments on 2/17/10, 2/17/11 and 2/17/12. /s/ Kathleen M. Salmas, Attorney-in-fact for Alexander C. Livanos 2009-07-29 -----END PRIVACY-ENHANCED MESSAGE-----