-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bo9lcuUJmxxei4JbiFYMhwqoqgJ8gdFGo4xpqmAGI+qEiNHcficWj1Vq4fNpINMN akvFxnh3sUM+V4k1uV09DA== 0001181431-09-011461.txt : 20090225 0001181431-09-011461.hdr.sgml : 20090225 20090225191502 ACCESSION NUMBER: 0001181431-09-011461 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090217 FILED AS OF DATE: 20090225 DATE AS OF CHANGE: 20090225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RABINOWITZ MARK CENTRAL INDEX KEY: 0001407937 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 09635252 BUSINESS ADDRESS: BUSINESS PHONE: (310) 229-1300 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067-2199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-1630 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4/A 1 rrd234959.xml 2009 RPSR PAYOUT; RPSR & S/O GRANTS X0303 4/A 2009-02-17 2009-02-19 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001407937 RABINOWITZ MARK 1840 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 Corp. VP & Treasurer Common Stock 2009-02-17 4 F 0 880 44.99 D 18351 D Common Stock 2009-02-17 4 J 0 336 44.99 D 18015 D Common Stock 2009-02-17 4 A 0 9925 44.99 A 27940 D Common Stock 749.511 I See footnote. Stock Option (Right-to-Buy) 44.99 2009-02-17 4 A 0 7469 0.00 A 2010-02-17 2016-02-17 Common Stock 7469 7469 D Total amount includes 4,500 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/28/07 with a valuation of performance measurement period ("measurement period") ending on 12/31/09; 1,000 RPSRs granted under the 2001 LTISP on 8/1/07 with the measurement period ending on 12/31/09; and 6,550 unvested RPSRs granted under the 2001 LTISP on 2/27/08, with measurement period ending 12/31/10. Grants awarded pursuant to Rule 16b-3(d). The measurement period for this installment of Restricted Performance Stock Rights (RPSRs) ended on 12/31/08, and the decrease in the number of shares represent a payout below the target for the 2008 performance period. Total amount includes 4,500 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/28/07 with a valuation of performance measurement period ("measurement period") ending on 12/31/09; 1,000 RPSRs granted under the 2001 LTISP on 8/1/07 with the measurement period ending on 12/31/09; 6,550 unvested RPSRs granted under the 2001 LTISP on 2/27/08, with measurement period ending 12/31/10; and 9,925 RPSRs granted under the 2001 LTISP on 2/17/09 with the measurement period ending on 12/31/11. Grants awarded pursuant to Rule 16b-3(d). Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of January 30, 2009. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred. The option vests over a period of three years to the extent of one-third (33%) annual equal installments on 2/17/10, 2/17/11 and 2/17/12. /s/ Kathleen M. Salmas, Attorney-in-fact for Mark Rabinowitz 2009-02-19 -----END PRIVACY-ENHANCED MESSAGE-----