-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LxpHPc5iHn2KUeTbL+NZeA3i+C3GnntI2O0R6mkOo8YVnzrEfz95gxmP9YbF51Ah 4w2lCqXANIApCpVOulOh2Q== 0001181431-09-010522.txt : 20090220 0001181431-09-010522.hdr.sgml : 20090220 20090220192355 ACCESSION NUMBER: 0001181431-09-010522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090219 FILED AS OF DATE: 20090220 DATE AS OF CHANGE: 20090220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YSLAS STEPHEN D CENTRAL INDEX KEY: 0001453232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 09626418 BUSINESS ADDRESS: BUSINESS PHONE: (310) 229-1300 MAIL ADDRESS: STREET 1: C/O NORTHROP GRUMMAN CORPORATION STREET 2: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-1630 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 rrd234328.xml SALE OF SHARES PURSUANT TO RULE 10B5-1 TRADING PLAN X0303 4 2009-02-19 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001453232 YSLAS STEPHEN D 1840 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 Corp. VP & General Counsel Common Stock 2009-02-19 4 S 0 425 45.63 D 80251 D Common Stock 3316.643 I See footnote. Sale of shares pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on November 19, 2008. Total amount includes 12,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/28/07 with a valuation of performance measurement period ("measurement period") ending on 12/31/09; 8,150 unvested RPSRs granted under the 2001 LTISP on 2/27/08 with the measurement period ending on 12/31/10; 7,000 unvested RPSRs granted under the 2001 LTISP on 1/1/09 with measurement period ending on 12/31/10; and 15,850 unvested RPSRs granted under the 2001 LTISP on 2/17/09 with the measurement period ending on 12/31/11. Grants awarded pursuant to Rule 16b-3(d). Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of January 30, 2009. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred. /s/ Kathleen M. Salmas, Attorney-in-fact for Stephen D. Yslas 2009-02-20 -----END PRIVACY-ENHANCED MESSAGE-----