-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Be47nit+fTBWrBpXFnshLgWU6WrJCKOwQfu4hKt9jdgTFET5UTuxYa58fAgVyGNT uN+2zjHHM38RQVYKXhnM9g== 0001181431-09-010213.txt : 20090219 0001181431-09-010213.hdr.sgml : 20090219 20090219212205 ACCESSION NUMBER: 0001181431-09-010213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090217 FILED AS OF DATE: 20090219 DATE AS OF CHANGE: 20090219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEINTZ KENNETH N CENTRAL INDEX KEY: 0001324986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 09623000 BUSINESS ADDRESS: BUSINESS PHONE: (310) 201-3000 MAIL ADDRESS: STREET 1: C/O NORTHROP GRUMMAN CORPORATION STREET 2: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-201-1630 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 rrd233925.xml 2009 RPSR PAYOUT; RPSR & S/O GRANTS X0303 4 2009-02-17 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001324986 HEINTZ KENNETH N 1840 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 Corporate VP, Controller & CAO Common Stock 2009-02-17 4 F 0 2516 44.99 A 37714 D Common Stock 2009-02-17 4 J 0 960 44.99 D 36754 D Common Stock 2009-02-17 4 A 0 17201 44.99 D 53955 D Common Stock 50.955 I See footnote. Total amount includes 5,000 unvested Restricted Stock Rights granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/21/07 with 100% vesting on 2/21/11; 10,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 LTISP on 2/28/07 with a valuation of performance measurement period ("measurement period") ending on 12/31/09; and 10,400 RPSRs granted under the 2001 LTISP on 2/27/08 with the measurement period ending 12/31/10. Grants awarded pursuant to Rule 16b-3(d). The measurement period for this installment of Restricted Performance Stock Rights (RPSRs) ended on 12/31/08, and the decrease in the number of shares represent a payout below the target for the 2008 performance period. Total amount includes 5,000 unvested Restricted Stock Rights granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/21/07 with 100% vesting on 2/21/11; 10,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 LTISP on 2/28/07 with a valuation of performance measurement period ("measurement period") ending on 12/31/09; 10,400 RPSRs granted under the 2001 LTISP on 2/27/08 with the measurement period ending 12/31/10; and 17,201 RPSRs granted under the 2001 LTISP on 2/17/09 with the measurement period ending on 12/31/11. Grants awarded pursuant to Rule 16b-3(d). Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of January 30, 2009. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred. /s/ Kathleen M Salmas, Attorney-in-fact for Kenneth N. Heintz 2009-02-19 -----END PRIVACY-ENHANCED MESSAGE-----