-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IFSkN0ySuCYwZpqt5/Vpc/L0JDF4Wfv7fgan496Do8plKoCFsXcP1o8MvC0NnsNS uihm4urwDqskPAD4I/PM/g== 0001181431-08-007321.txt : 20080204 0001181431-08-007321.hdr.sgml : 20080204 20080204192901 ACCESSION NUMBER: 0001181431-08-007321 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080201 FILED AS OF DATE: 20080204 DATE AS OF CHANGE: 20080204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLS LINDA A CENTRAL INDEX KEY: 0001425725 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 08573813 BUSINESS ADDRESS: BUSINESS PHONE: (310) 229-1300 MAIL ADDRESS: STREET 1: C/O NORTHROP GRUMMAN CORPORATION STREET 2: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105536262 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 3 1 rrd193341.xml INITIAL STATEMENT X0202 3 2008-02-01 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001425725 MILLS LINDA A 1840 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 Corp. VP & Pres. Info. Tech. Common Stock 19350 D Common Stock 1090 I Trustee: Linda Anne Mills Living Trust U/A 3/27/00 Common Stock 7605.7946 I See footnote. Stock Option (Option-to-Buy) 54.11 2001-04-26 2010-04-25 Common Stock 10714 D Stock Option (Option-to-Buy) 34.54 2002-02-11 2012-02-19 Common Stock 8572 D Stock Option (Option-to-Buy) 47.11 2004-08-20 2013-08-20 Common Stock 7000 D Stock Option (Option-to-Buy 52.4850 2005-06-14 2014-06-14 Common Stock 8000 D Total includes 3,600 vested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 2/16/05 with a valuation of performance measurement period ("measurement period") that ended on 12/31/07; 7,000 unvested RPSRs granted under the LTISP on 2/15/06 with a measurement period ending on 12/31/08; and 8,750 unvested RPSRs granted under the LTISP on 2/28/07 with a measurement period ending on 12/31/09. Grants awarded pursuant to Rule 16b-3(d). Held in the Northrop Grumman Savings and Investment Plan, a qualified profit sharing plan, as of January 29, 2008. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred. This option, granted on 4/26/00, vests in three annual installments from the date of the grant and became exercisable to the extent of one-third (33%) of the optioned shares on 4/26/01. This option, granted on 2/20/02, became 100% vested and exercisable on 12/11/02 due to change in control. This option, granted on 8/20/03, became first exercisable on 8/20/04 with vesting schedule of one-fourth (25%) annual installments of the optioned shares commencing from the date of grant. The vesting schedule accelerated to 100% on 9/30/05. This option, granted on 6/14/04, became first exercisable on 6/14/05 with vesting schedule of one-fourth (25%) annual installments of the optioned shares commencing from the date of grant. The vesting schedule accelerated to 100% on 9/30/05. /s/ Kathleen M. Salmas, Attorney-in-fact for Linda A. Mills 2008-02-04 -----END PRIVACY-ENHANCED MESSAGE-----