-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D3vpv0Wp9UFLSZbWA18DJnldoEosYQ0FYYSdTYe5w2/ndcTNdPg4WdKlVchCbF3a iLL9Rc0kgUeAyqiUbxlkvA== 0001181431-06-046166.txt : 20060807 0001181431-06-046166.hdr.sgml : 20060807 20060807183057 ACCESSION NUMBER: 0001181431-06-046166 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060215 FILED AS OF DATE: 20060807 DATE AS OF CHANGE: 20060807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105536262 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUGAR RONALD D CENTRAL INDEX KEY: 0001216519 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 061010499 BUSINESS ADDRESS: STREET 1: NORTHROP GRUMMAN CORP. STREET 2: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067-2199 4/A 1 rrd126685.xml 2006: RPSR GRANT; STOCK OPTION GRANT X0202 4/A 2006-02-15 2006-02-17 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001216519 SUGAR RONALD D 1840 CENTURY PARK EAST LOS ANGELES CA 90067 1 1 0 1 Chief Executive Officer Chairman Common Stock 2006-02-15 4 F 0 21875 65.10 D 228125 D Common Stock 2006-02-15 4 J 0 14063 65.10 A 242188 D Common Stock 2006-02-15 4 A 0 112500 65.10 A 354688 D Common Stock 148100 I Trustee: The Sugar FamilyTrust U/A/D 7/19/01 Stock Option (Right-to-Buy) 65.10 2006-02-15 4 A 0 225000 65.10 A 2007-02-15 2016-02-15 Common Stock 225000 225000 D Total includes 100,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 8/20/03 with the valuation of performance measurement period ("measurement period") ending on 12/31/06; and 100,000 unvested RPSRs granted under the 2001 LTISP on 3/2/05 with the measurement period ending on 12/31/07. Grants awarded pursuant to Rule 16b-3(d). The measurement period for this installment of Restricted Performance Stock Rights (RPSRs) ended on 12/31/05 and the payout of those shares and determination of the number of additional shares for the payout was effective 2/15/06. Total includes 100,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 8/20/03 with the valuation of performance measurement period ("measurement period") ending on 12/31/06; 100,000 unvested RPSRs granted under the 2001 LTISP on 3/2/05 with the measurement period ending on 12/31/07; and 112,500 RPSRs granted under the 2001 LTISP on 2/15/06 with the measurement period ending on 12/31/08. Grants awarded pursuant to Rule 16b-3(d). The option vests in four equal annual installments following the date of the grant. /s/ Kathleen M. Salmas, Attorney-in-fact for Ronald D. Sugar 2006-08-07 -----END PRIVACY-ENHANCED MESSAGE-----