-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NpjlzbkA/20jUBr+gqh3UL3WM9ToERqjZuBsHx1907WMvgIIg8PcbK9NpbVlR8+v ORMtjC6efIr1A3qORpM7gQ== 0001181431-06-014659.txt : 20060227 0001181431-06-014659.hdr.sgml : 20060227 20060227190552 ACCESSION NUMBER: 0001181431-06-014659 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060224 FILED AS OF DATE: 20060227 DATE AS OF CHANGE: 20060227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105536262 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANFORD JAMES L CENTRAL INDEX KEY: 0001260867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 06648149 BUSINESS ADDRESS: BUSINESS PHONE: 3102013000 MAIL ADDRESS: STREET 1: C/O NORTHROP GRUMMAN CORP STREET 2: 1848 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067-2199 4 1 rrd109501.xml STOCK SWAP AND OPTION RELOAD X0202 4 2006-02-24 0 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001260867 SANFORD JAMES L 1840 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 Corp. VP & Treasurer Common Stock 2006-02-24 4 M 0 6000 40.25 A 41670 D Common Stock 2006-02-24 4 M 0 5000 49.57 A 46670 D Common Stock 2006-02-24 4 M 0 5000 44.06 A 51670 D Common Stock 2006-02-24 4 M 0 4100 39.28 A 55770 D Common Stock 2006-02-24 4 F 0 13204 65.93 D 42566 D Common Stock 2006-02-24 4 F 0 2462 65.93 D 40104 D Stock Option (Right-to-Buy) 40.25 2006-02-24 4 M 0 6000 40.25 D 1998-12-17 2006-12-17 Common Stock 6000 0 D Stock Option (Right-to-Buy) 65.93 2006-02-24 4 A 0 4497 65.93 A 2006-08-24 2006-12-17 Common Stock 4497 4497 D Stock Option (Right-to-Buy) 49.57 2006-02-24 4 M 0 5000 49.57 D 2000-12-16 2008-12-16 Common Stock 5000 10000 D Stock Option (Right-to-Buy) 65.93 2006-02-24 4 A 0 4202 65.93 A 2006-08-24 2008-12-16 Common Stock 4202 14202 D Stock Option (Right-to-Buy) 44.06 2006-02-24 4 M 0 5000 44.06 D 2000-12-16 2008-12-16 Common Stock 5000 10000 D Stock Option (Right-to-Buy) 65.93 2006-02-24 4 A 0 3933 65.93 A 2006-08-24 2008-12-16 Common Stock 3933 13933 D Stock Option (Right-to-Buy) 39.28 2006-02-24 4 M 0 4100 39.28 D 2002-08-15 2011-08-15 Common Stock 4100 3900 D Stock Option (Right-to-Buy) 65.93 2006-02-24 4 A 0 3034 65.93 A 2006-08-24 2011-08-15 Common Stock 3034 6934 D Total includes 5,000 unvested Restricted Performance Stock Rights (RPSRs) granted under the 2001 Long-Term Incentive Stock Plan (LTISP) on 8/20/03, with the valuation of performance measurement period ("measurement period") ending on 12/31/06; 6,000 unvested RPSRs granted under the 2001 LTISP on 2/28/05 with the measurement period ending on 12/31/07; and 8,000 unvested RPSRs granted under the 2001 LTISP on 2/15/06 with the measurement period ending 12/31/08. Grants awarded pursuant to Rule 16b-3(d). /s/ Kathleen M. Salmas, Attorney-in-fact for James L. Sanford 2006-02-27 -----END PRIVACY-ENHANCED MESSAGE-----