0001133416-23-000075.txt : 20230927 0001133416-23-000075.hdr.sgml : 20230927 20230927140315 ACCESSION NUMBER: 0001133416-23-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230926 FILED AS OF DATE: 20230927 DATE AS OF CHANGE: 20230927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Uihlein Richard E CENTRAL INDEX KEY: 0001694903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31791 FILM NUMBER: 231284097 MAIL ADDRESS: STREET 1: 12575 ULINE DRIVE CITY: PLEASANT PRAIRIE STATE: WI ZIP: 53158 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GALECTIN THERAPEUTICS INC CENTRAL INDEX KEY: 0001133416 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 043562325 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4960 PEACHTREE INDUSTRIAL BOULEVARD STREET 2: SUITE 240 CITY: NORCROSS STATE: GA ZIP: 30071 BUSINESS PHONE: 678-620-3186 MAIL ADDRESS: STREET 1: 4960 PEACHTREE INDUSTRIAL BOULEVARD STREET 2: SUITE 240 CITY: NORCROSS STATE: GA ZIP: 30071 FORMER COMPANY: FORMER CONFORMED NAME: PRO PHARMACEUTICALS INC DATE OF NAME CHANGE: 20010612 4 1 form4.xml X0508 4 2023-09-26 0001133416 GALECTIN THERAPEUTICS INC GALT 0001694903 Uihlein Richard E C/O GALECTIN THERAPEUTICS INC. 4960 PEACHTREE INDUSTRIAL BLVD., STE 240 NORCROSS GA 30071 true true false Common Stock 2023-09-26 4 M 0 1466204 5 A 9466495 D Common Stock 2023-09-26 4 M 0 170000 5 A 9635495 D Common Stock 2023-09-26 4 M 0 200000 3 A 9835495 D Common Stock 2023-09-26 4 M 0 200000 3.26 A 10035495 D Common Stock 2023-09-26 4 M 0 200000 3 A 10235495 D Common Stock 27710 I By Ed Uihlein Family Foundation Common Stock Purchase Warrant (right to buy) 5 2023-09-26 4 M 0 1466204 0 D 2017-06-22 2023-12-23 Common Stock 1466204 0 D Common Stock Purchase Warrant (right to buy) 5 2023-09-26 4 M 0 170000 0 D 2022-07-25 2029-07-31 Common Stock 170000 330000 D Common Stock Purchase Warrant (right to buy) 3 2023-09-26 4 M 0 200000 0 D 2022-12-19 2029-07-31 Common Stock 200000 0 D Common Stock Purchase Warrant (right to buy) 3.26 2023-09-26 4 M 0 200000 0 D 2023-03-31 2029-07-31 Common Stock 200000 0 D Common Stock Purchase Warrant (right to buy) 3 2023-09-26 4 M 0 200000 0 D 2023-06-30 2029-07-31 Common Stock 200000 0 D The reporting person is president and director of Ed Uihlein Family Foundation, a not-for-profit corporation. The reporting person has no pecuniary interest in the shares, however, he shares voting and dispositive power over the shares and, therefore, remains the beneficial owner of the shares solely for the purposes of Section 13(d) of the Securities Exchange Act of 1934. Jack W. Callicutt, by power of attorney 2023-09-27