0001132716-24-000028.txt : 20240515 0001132716-24-000028.hdr.sgml : 20240515 20240515111503 ACCESSION NUMBER: 0001132716-24-000028 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20240515 DATE AS OF CHANGE: 20240515 EFFECTIVENESS DATE: 20240515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) CENTRAL INDEX KEY: 0001132716 ORGANIZATION NAME: IRS NUMBER: 061569842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06327 FILM NUMBER: 24948301 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125256000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: UBS OCONNOR LLC DATE OF NAME CHANGE: 20010118 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001132716 XXXXXXXX 09-30-2023 09-30-2023 true 2 NEW HOLDINGS true 03-31-2024 09-30-2023 Confidential Treatment Expired OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

ONE NORTH WACKER DRIVE 31ST FLOOR CHICAGO IL 60606

13F HOLDINGS REPORT 028-06327 N Charles Mathys 3125254114 Charles Mathys Chicago IL 05-15-2024 0 2 196819754 INFORMATION TABLE 2 ubsocQ323_A2infotable.xml HOSTESS BR CLA 44109J106 94688406 2842642 SH DFND 2842642 0 0 SPLUNK INC COM 848637104 102131348 698334 SH DFND 698334 0 0