The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| DYNEGY I | COM | 26817R108 | 3,271,000 | 276,017 | SH | DFND | 276,017 | 0 | 0 | ||
| GENERAL | COM | 369300108 | 1,480,000 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| GENERAL | CLA | 369385109 | 32,212,000 | 825,528 | SH | DFND | 825,528 | 0 | 0 | ||
| ROCKWELL | COM | 774341101 | 342,141,000 | 2,522,794 | SH | DFND | 2,522,794 | 0 | 0 | ||
| TIME WAR | COM | 887317303 | 14,000 | 2,735,500 | SH | Put | DFND | 2,735,500 | 0 | 0 | |
| TIME WAR | COMNE | 887317303 | 238,258,000 | 2,604,769 | SH | DFND | 2,604,769 | 0 | 0 | ||