0001132716-18-000013.txt : 20180815
0001132716-18-000013.hdr.sgml : 20180815
20180814173514
ACCESSION NUMBER: 0001132716-18-000013
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20180815
DATE AS OF CHANGE: 20180814
EFFECTIVENESS DATE: 20180815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 181019093
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
09-30-2017
09-30-2017
true
3
NEW HOLDINGS
true
06-30-2018
09-30-2017
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
08-14-2018
0
6
1379485
INFORMATION TABLE
2
ubsocq317a3infotable.xml
GENERAL
CLA
369385109
31294000
767197
SH
DFND
767197
0
0
MONSANTO
COM
61166W101
272829000
2276990
SH
DFND
2276990
0
0
SCRIPPS
CLACO
811065101
194651000
2266270
SH
DFND
2266270
0
0
STRAIGHT
CLB
862578101
44335000
245391
SH
DFND
245391
0
0
TIME WAR
COMNE
887317303
523630000
5111082
SH
DFND
5111082
0
0
NXP SEMI
COM
N6596X109
312746000
2765461
SH
DFND
2765461
0
0