0001132716-17-000019.txt : 20171114
0001132716-17-000019.hdr.sgml : 20171114
20171114143453
ACCESSION NUMBER: 0001132716-17-000019
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 171200625
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001132716
XXXXXXXX
09-30-2017
09-30-2017
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
11-14-2017
0
327
4364217
true
INFORMATION TABLE
2
ubsocq317infotable.xml
AK STL H
COM
001547108
39000
389000
SH
Call
DFND
389000
0
0
AMAG PHA
NOTE3
00163UAD8
4864000
5000000
PRN
DFND
5000000
0
0
AMC ENTM
CLACO
00165C104
2548000
173367
SH
DFND
173367
0
0
ACORDA T
NOTE1
00484MAA4
908000
1000000
PRN
DFND
1000000
0
0
ACTIVISI
COM
00507V109
13081000
202774
SH
DFND
202774
0
0
AEGERION
NOTE2
00767EAB8
20669000
26000000
PRN
DFND
26000000
0
0
AIR LEAS
CLA
00912X302
6637000
155723
SH
DFND
155723
0
0
AIR PROD
COM
009158106
84914000
561528
SH
DFND
561528
0
0
AIR TRAN
COM
00922R105
3675000
151000
SH
DFND
151000
0
0
ALCOA CO
COM
013872106
6252000
134107
SH
DFND
134107
0
0
ALERE IN
COM
01449J105
111328000
2183333
SH
DFND
2183333
0
0
ALERE IN
PFDCN
01449J204
112137000
279536
SH
DFND
279536
0
0
ALIBABA
SPONS
01609W102
13415000
77672
SH
DFND
77672
0
0
ALLIANCE
UNITL
01881G106
4294000
176700
SH
DFND
176700
0
0
ALLSCRIP
NOTE1
01988PAD0
1062000
1000000
PRN
DFND
1000000
0
0
ALPHABET
CAPST
02079K305
13344000
13704
SH
DFND
13704
0
0
ALTABA I
COM
021346101
8470000
127873
SH
DFND
127873
0
0
ALTERYX
COMCL
02156B103
5019000
246391
SH
DFND
246391
0
0
AMAZON C
COM
023135106
21630000
22500
SH
DFND
22500
0
0
AMERICAN
COM
02376R102
9512000
200295
SH
DFND
200295
0
0
AMERICAN
COM
025816109
6784000
75000
SH
DFND
75000
0
0
AMERICAN
COM
03027X100
537000
3927
SH
DFND
3927
0
0
APPLE IN
COM
037833100
25000
22700
SH
Put
DFND
22700
0
0
APPLE IN
COM
037833100
3082000
20000
SH
DFND
20000
0
0
APPLIED
COM
038222105
3256000
62500
SH
DFND
62500
0
0
ASHLAND
COM
044186104
4000
51400
SH
Call
DFND
51400
0
0
AUTOMATI
COM
053015103
26237000
240000
SH
DFND
240000
0
0
AVIS BUD
COM
053774105
2661000
69921
SH
DFND
69921
0
0
BB&T COR
COM
054937107
4694000
100000
SH
DFND
100000
0
0
AZUL S A
SPONS
05501U106
8105000
295252
SH
DFND
295252
0
0
BHP BILL
SPONS
05545E209
7294000
205741
SH
DFND
205741
0
0
BAIDU IN
SPONA
056752108
19674000
79431
SH
DFND
79431
0
0
BARCLAYS
COM
06746L422
24000
100000
SH
Call
DFND
100000
0
0
BARCLAYS
COM
06746L422
236000
100000
SH
Put
DFND
100000
0
0
BARCLAYS
IPATH
06746L422
988000
25200
SH
DFND
25200
0
0
BEMIS IN
COM
081437105
8102000
177800
SH
DFND
177800
0
0
BERRY GL
COM
08579W103
9544000
168472
SH
DFND
168472
0
0
BHP BILL
SPONS
088606108
12611000
311150
SH
DFND
311150
0
0
BIOMARIN
NOTE0
09061GAE1
1121000
1000000
PRN
DFND
1000000
0
0
BJS REST
COM
09180C106
10502000
344880
SH
DFND
344880
0
0
BOISE CA
COM
09739D100
791000
22678
SH
DFND
22678
0
0
BOX INC
CLA
10316T104
26964000
1395644
SH
DFND
1395644
0
0
CBL & AS
COM
124830100
2200000
262160
SH
DFND
262160
0
0
CBS CORP
CLB
124857202
3666000
63200
SH
DFND
63200
0
0
CDK GLOB
COM
12508E101
32807000
520000
SH
DFND
520000
0
0
C H ROBI
COMNE
12541W209
1933000
25400
SH
DFND
25400
0
0
CME GROU
COMCL
12572Q105
4572000
33700
SH
DFND
33700
0
0
CANADIAN
COM
13645T100
15151000
90170
SH
DFND
90170
0
0
CAPITAL
COM
14040H105
8466000
100000
SH
DFND
100000
0
0
CARMAX I
COM
143130102
55617000
733637
SH
DFND
733637
0
0
CARROLS
COM
14574X104
4425000
405930
SH
DFND
405930
0
0
CATERPIL
COM
149123101
34000
64900
SH
Put
DFND
64900
0
0
CHEMOURS
COM
163851108
2749000
54311
SH
DFND
54311
0
0
CHINA UN
SPONS
16945R104
1852000
132000
SH
DFND
132000
0
0
CIENA CO
COMNE
171779309
3405000
155000
SH
DFND
155000
0
0
CIENA CO
DEBT4
171779AK7
25892000
19500000
SH
DFND
19500000
0
0
CLEVELAN
COM
185899101
4892000
684240
SH
DFND
684240
0
0
COCA COL
COM
191216100
10000000
222175
SH
DFND
222175
0
0
COGNIZAN
CLA
192446102
30467000
420000
SH
DFND
420000
0
0
COLGATE
COM
194162103
15195000
208586
SH
DFND
208586
0
0
COMCAST
CLA
20030N101
4418000
114801
SH
DFND
114801
0
0
COMERICA
COM
200340107
7626000
100000
SH
DFND
100000
0
0
COMMUNIT
RIGHT
203668116
59000
5055677
SH
DFND
5055677
0
0
CONAGRA
COM
205887102
54828000
1625000
SH
DFND
1625000
0
0
CONSTELL
CLA
21036P108
58962000
295624
SH
DFND
295624
0
0
CONTINEN
COM
212015101
1158000
30000
SH
DFND
30000
0
0
COOPER T
COM
216831107
2375000
63500
SH
DFND
63500
0
0
COSTAR G
COM
22160N109
5365000
20000
SH
DFND
20000
0
0
COTY INC
COMCL
222070203
10123000
612394
SH
DFND
612394
0
0
CRANE CO
COM
224399105
11683000
146050
SH
DFND
146050
0
0
CROWN CA
COM
22822V101
5351000
53524
SH
DFND
53524
0
0
CROWN HO
COM
228368106
15430000
258375
SH
DFND
258375
0
0
CTRIP CO
AMERI
22943F100
6872000
130299
SH
DFND
130299
0
0
CUMMINS
COM
231021106
15578000
92710
SH
DFND
92710
0
0
CYPRESS
COM
232806109
334000
22247
SH
DFND
22247
0
0
DAVE & B
COM
238337109
3873000
73806
SH
DFND
73806
0
0
DEERE &
COM
244199105
14355000
114300
SH
DFND
114300
0
0
DELTA AI
COMNE
247361702
12970000
268969
SH
DFND
268969
0
0
DEPOMED
NOTE2
249908AA2
32580000
44000000
PRN
DFND
44000000
0
0
DISNEY W
COMDI
254687106
641000
6500
SH
DFND
6500
0
0
DISCOVER
COMSE
25470F104
9303000
436965
SH
DFND
436965
0
0
DISH NET
COM
25470M109
159000
82500
SH
Call
DFND
82500
0
0
DISH NET
CLA
25470M109
90082000
1661106
SH
DFND
1661106
0
0
DOLLAR T
COM
256746108
8170000
94103
SH
DFND
94103
0
0
DOMINOS
COM
25754A201
6678000
33635
SH
DFND
33635
0
0
DOWDUPON
COM
26078J100
9262000
133784
SH
DFND
133784
0
0
E TRADE
COMNE
269246401
6542000
150000
SH
DFND
150000
0
0
EAGLE MA
COM
26969P108
8110000
76010
SH
DFND
76010
0
0
EAST WES
COM
27579R104
5799000
97000
SH
DFND
97000
0
0
EBAY INC
COM
278642103
328000
405300
SH
Put
DFND
405300
0
0
EBAY INC
COM
278642103
86581000
2251186
SH
DFND
2251186
0
0
ECHOSTAR
CLA
278768106
4554000
79570
SH
DFND
79570
0
0
EDGEWELL
COM
28035Q102
19619000
269600
SH
DFND
269600
0
0
ELDORADO
COM
28470R102
2524000
98401
SH
DFND
98401
0
0
ENERGIZE
COM
29272W109
20161000
437798
SH
DFND
437798
0
0
EVOLENT
CLA
30050B101
3934000
220995
SH
DFND
220995
0
0
EXPEDIA
COMNE
30212P303
20668000
143588
SH
DFND
143588
0
0
EXPRESS
COM
30219G108
19376000
306000
SH
DFND
306000
0
0
EXTENDED
UNIT9
30224P200
8056000
402820
SH
DFND
402820
0
0
FACEBOOK
CLA
30303M102
18713000
109518
SH
DFND
109518
0
0
FEDEX CO
COM
31428X106
3000
32300
SH
Put
DFND
32300
0
0
FINISAR
COMNE
31787A507
1458000
65757
SH
DFND
65757
0
0
FIRST DA
COM
32008D106
16000
326600
SH
Put
DFND
326600
0
0
FIRST DA
COMCL
32008D106
6314000
350000
SH
DFND
350000
0
0
FIRST HO
COM
320517105
7277000
380000
SH
DFND
380000
0
0
FLEETCOR
COM
339041105
1548000
10000
SH
DFND
10000
0
0
FORD MTR
COMPA
345370860
7866000
657123
SH
DFND
657123
0
0
FORTIVE
COM
34959J108
33520000
473517
SH
DFND
473517
0
0
FREEPORT
CLB
35671D857
5884000
419100
SH
DFND
419100
0
0
FRESHPET
COM
358039105
9905000
632880
SH
DFND
632880
0
0
FRONTIER
PFDCO
35906A207
19853000
1018600
SH
DFND
1018600
0
0
FRONTIER
COMNE
35906A306
6537000
554416
SH
DFND
554416
0
0
GCP APPL
COM
36164Y101
2056000
66981
SH
DFND
66981
0
0
GGP INC
COM
36174X101
9574000
460936
SH
DFND
460936
0
0
GTT COMM
COM
362393100
2392000
75569
SH
DFND
75569
0
0
GAMING &
COM
36467J108
32377000
877665
SH
DFND
877665
0
0
GENERAL
COM
369604103
4000
195100
SH
Call
DFND
195100
0
0
GENERAL
COM
369604103
4606000
190500
SH
DFND
190500
0
0
GENERAL
COM
37045V100
68185000
1688585
SH
DFND
1688585
0
0
GLU MOBI
COM
379890106
1652000
439245
SH
DFND
439245
0
0
GOGO INC
COM
38046C109
8073000
683550
SH
DFND
683550
0
0
GOODRICH
COMPA
382410843
437000
45000
SH
DFND
45000
0
0
GOODRICH
DEBT1
382410AR9
2736000
4874999
SH
DFND
4874999
0
0
GOPRO IN
CLA
38268T103
826000
75000
SH
DFND
75000
0
0
GREEN DO
CLA
39304D102
992000
20000
SH
DFND
20000
0
0
GRUBHUB
COM
400110102
5853000
111145
SH
DFND
111145
0
0
GULFPORT
COMNE
402635304
57349000
3999260
SH
DFND
3999260
0
0
HAIN CEL
COM
405217100
33949000
825000
SH
DFND
825000
0
0
HALCON R
COMPA
40537Q605
2414000
355000
SH
DFND
355000
0
0
HEARTLAN
COM
422347104
8759000
349250
SH
DFND
349250
0
0
HILTON W
COM
43300A203
5037000
72529
SH
DFND
72529
0
0
HONEYWEL
COM
438516106
26484000
186850
SH
DFND
186850
0
0
HYATT HO
COMCL
448579102
2892000
46804
SH
DFND
46804
0
0
IAC INTE
COM
44919P508
4179000
35541
SH
DFND
35541
0
0
ILLUMINA
NOTE6
452327AF6
1060000
1000000
PRN
DFND
1000000
0
0
IMPAX LA
NOTE2
45256BAE1
9087000
10000000
PRN
DFND
10000000
0
0
INCYTE C
COM
45337C102
16822000
144100
SH
DFND
144100
0
0
INFINERA
DBCV1
45667GAB9
1027000
1000000
SH
DFND
1000000
0
0
INSMED I
COMPA
457669307
2586000
82858
SH
DFND
82858
0
0
INTEL CO
SDCV3
458140AF7
55139000
30000000
SH
DFND
30000000
0
0
INTERCEP
NOTE3
45845PAA6
778000
1000000
PRN
DFND
1000000
0
0
INTERNAP
COMPA
45885A300
8745000
2010349
SH
DFND
2010349
0
0
ISHARES
IBOXX
464287242
9092000
75000
SH
DFND
75000
0
0
ISHARES
COM
464287432
409000
250000
SH
Call
DFND
250000
0
0
ISHARES
COM
464287655
342000
140000
SH
Call
DFND
140000
0
0
ISHARES
COM
464287655
184000
600000
SH
Put
DFND
600000
0
0
ISHARES
RUSSE
464287655
2964000
20000
SH
DFND
20000
0
0
ISHARES
COM
464288513
492000
700000
SH
Call
DFND
700000
0
0
ISHARES
COM
464288513
215000
1202500
SH
Put
DFND
1202500
0
0
JUNIPER
COM
48203R104
1677000
60268
SH
DFND
60268
0
0
K2M GROU
COM
48273J107
68000
100000
SH
Call
DFND
100000
0
0
KAPSTONE
COM
48562P103
3788000
176275
SH
DFND
176275
0
0
KELLOGG
COM
487836108
8771000
140624
SH
DFND
140624
0
0
KITE PHA
COM
49803L109
60084000
334153
SH
DFND
334153
0
0
KRAFT HE
COM
500754106
81034000
1044931
SH
DFND
1044931
0
0
KRATOS D
COMNE
50077B207
6092000
465777
SH
DFND
465777
0
0
LA QUINT
COM
50420D108
3996000
228320
SH
DFND
228320
0
0
LAS VEGA
COM
517834107
2413000
37615
SH
DFND
37615
0
0
LENDINGC
COM
52603A109
1827000
300000
SH
DFND
300000
0
0
LEVEL 3
COMNE
52729N308
258712000
4854795
SH
DFND
4854795
0
0
LIBERTY
QVCGP
53071M104
41248000
1750000
SH
DFND
1750000
0
0
LIBERTY
LBTVE
53071M856
3788000
65821
SH
DFND
65821
0
0
LIONS GA
CLAVT
535919401
7715000
230638
SH
DFND
230638
0
0
LIONS GA
CLBNO
535919500
9537000
300000
SH
DFND
300000
0
0
LIVE NAT
COM
538034109
1020000
23424
SH
DFND
23424
0
0
LULULEMO
COM
550021109
37599000
604000
SH
DFND
604000
0
0
LYON WIL
CLANE
552074700
6639000
288771
SH
DFND
288771
0
0
MGM RESO
COM
552953101
1332000
40879
SH
DFND
40879
0
0
MRC GLOB
COM
55345K103
26942000
1540400
SH
DFND
1540400
0
0
MATCH GR
COM
57665R106
3884000
167482
SH
DFND
167482
0
0
MEDICINE
NOTE2
584688AG0
1056000
1000000
PRN
DFND
1000000
0
0
MELCO RE
ADR
585464100
7109000
294746
SH
DFND
294746
0
0
MICRON T
NOTE3
595112AY9
41517000
30000000
PRN
DFND
30000000
0
0
MOHAWK I
COM
608190104
37009000
149524
SH
DFND
149524
0
0
MOLSON C
COM
60871R209
3000
103100
SH
Call
DFND
103100
0
0
MOLSON C
CLB
60871R209
21963000
269025
SH
DFND
269025
0
0
MONDELEZ
CLA
609207105
31918000
785000
SH
DFND
785000
0
0
MONSTER
COM
61174X109
17735000
321000
SH
DFND
321000
0
0
NETAPP I
COM
64110D104
10174000
232500
SH
DFND
232500
0
0
NETFLIX
COM
64110L106
7348000
40520
SH
DFND
40520
0
0
NEW ORIE
SPONA
647581107
2895000
32800
SH
DFND
32800
0
0
NEXSTAR
CLA
65336K103
872000
13997
SH
DFND
13997
0
0
NORFOLK
COM
655844108
10000
27300
SH
Put
DFND
27300
0
0
NORTHERN
COM
665859104
5792000
63000
SH
DFND
63000
0
0
NORTHROP
COM
666807102
12789000
44450
SH
DFND
44450
0
0
NUANCE C
COM
67020Y100
9423000
599423
SH
DFND
599423
0
0
NUANCE C
DBCV1
67020YAK6
941000
1000000
SH
DFND
1000000
0
0
NUCOR CO
COM
670346105
8100000
144537
SH
DFND
144537
0
0
NUTANIX
CLA
67059N108
336000
15000
SH
DFND
15000
0
0
OASIS PE
COM
674215108
1186000
130000
SH
DFND
130000
0
0
ON SEMIC
COM
682189105
2216000
120000
SH
DFND
120000
0
0
ORACLE C
COM
68389X105
16444000
340107
SH
DFND
340107
0
0
OREXIGEN
COMNE
686164302
0
33333
SH
DFND
33333
0
0
OREXIGEN
NOTE2
686164AB0
3000000
7500000
PRN
DFND
7500000
0
0
OREXIGEN
NOTE2
686164AC8
3000000
7500000
PRN
DFND
7500000
0
0
PPG INDS
COM
693506107
10719000
98645
SH
DFND
98645
0
0
PALO ALT
COM
697435105
4004000
27788
SH
DFND
27788
0
0
PANDORA
NOTE1
698354AB3
33586000
36000000
PRN
DFND
36000000
0
0
PAREXEL
COM
699462107
33400000
379198
SH
DFND
379198
0
0
PAYPAL H
COM
70450Y103
32015000
500000
SH
DFND
500000
0
0
PEOPLES
COM
712704105
7982000
440000
SH
DFND
440000
0
0
PHILIP M
COM
718172109
9991000
90000
SH
DFND
90000
0
0
POPULAR
COM
733174700
53000
102200
SH
Put
DFND
102200
0
0
POST HLD
COM
737446104
106393000
1205309
SH
DFND
1205309
0
0
POWERSHA
SENIO
73936Q769
23901000
1032000
SH
DFND
1032000
0
0
PQ GROUP
COM
73943T103
5175000
300000
SH
DFND
300000
0
0
PRICELIN
COMNE
741503403
19914000
10877
SH
DFND
10877
0
0
PROOFPOI
COM
743424103
2835000
32500
SH
DFND
32500
0
0
PROTALIX
COM
74365A101
188000
324479
SH
DFND
324479
0
0
PROTALIX
NOTE7
74365AAD3
3200000
4000000
PRN
DFND
4000000
0
0
QTS RLTY
COMCL
74736A103
1930000
36851
SH
DFND
36851
0
0
RLJ LODG
COM
74965L101
16412000
746007
SH
DFND
746007
0
0
RAMBUS I
NOTE1
750917AE6
21916000
18500000
PRN
DFND
18500000
0
0
RANGE RE
COM
75281A109
26302000
1344000
SH
DFND
1344000
0
0
REATA PH
CLA
75615P103
2593000
83364
SH
DFND
83364
0
0
RED HAT
COM
756577102
3326000
30000
SH
DFND
30000
0
0
RED ROBI
COM
75689M101
1257000
18756
SH
DFND
18756
0
0
RELIANCE
COM
759509102
2358000
30951
SH
DFND
30951
0
0
RESTAURA
COM
76131D103
65264000
1021665
SH
DFND
1021665
0
0
RICE ENE
COM
762760106
77187000
2667137
SH
DFND
2667137
0
0
ROYAL GO
COM
780287108
983000
11430
SH
DFND
11430
0
0
SPDR S&P
COM
78462F103
1177000
3070000
SH
Call
DFND
3070000
0
0
SPDR S&P
COM
78462F103
546000
513400
SH
Put
DFND
513400
0
0
SPDR S&P
TRUNI
78462F103
11067000
44050
SH
DFND
44050
0
0
SPDR SER
COM
78464A730
433000
381000
SH
Call
DFND
381000
0
0
SPDR SER
S&POI
78464A730
3409000
100000
SH
DFND
100000
0
0
SVB FINL
COM
78486Q101
6548000
35000
SH
DFND
35000
0
0
SABRA HE
COM
78573L106
6955000
317000
SH
DFND
317000
0
0
SALESFOR
COM
79466L302
22386000
239630
SH
DFND
239630
0
0
SANOFI
RIGHT
80105N113
446000
1238077
SH
DFND
1238077
0
0
SANTANDE
COM
80283M101
5380000
350000
SH
DFND
350000
0
0
SCHWAB C
COM
808513105
22744000
519981
SH
DFND
519981
0
0
SECOO HL
ADR
81367P101
1335000
150000
SH
DFND
150000
0
0
SELECT S
SBIHE
81369Y209
409000
5000
SH
DFND
5000
0
0
SELECT S
COM
81369Y704
73000
508900
SH
Put
DFND
508900
0
0
SELECT S
SBIIN
81369Y704
390000
5500
SH
DFND
5500
0
0
SENSIENT
COM
81725T100
2345000
30480
SH
DFND
30480
0
0
SERVICEM
COM
81761R109
7188000
153828
SH
DFND
153828
0
0
SHERWIN
COM
824348106
8185000
22860
SH
DFND
22860
0
0
SILGAN H
COM
827048109
11463000
389509
SH
DFND
389509
0
0
SIMPLY G
COM
82900L102
778000
333333
SH
Call
DFND
333333
0
0
SIMPLY G
COM
82900L102
11710000
1000000
SH
DFND
1000000
0
0
SINCLAIR
CLA
829226109
745000
23255
SH
DFND
23255
0
0
SKYWORKS
COM
83088M102
963000
9449
SH
DFND
9449
0
0
SNAP ON
COM
833034101
26086000
175060
SH
DFND
175060
0
0
SNAP INC
COM
83304A106
8000
414400
SH
Call
DFND
414400
0
0
SNYDERS-
COM
833551104
20290000
532000
SH
DFND
532000
0
0
SONOCO P
COM
835495102
1986000
39370
SH
DFND
39370
0
0
SOUTHWES
COM
844741108
26698000
476926
SH
DFND
476926
0
0
SPRINT C
COMSE
85207U105
6118000
786372
SH
DFND
786372
0
0
STARBUCK
COM
855244109
9747000
181471
SH
DFND
181471
0
0
STEEL DY
COM
858119100
14264000
413805
SH
DFND
413805
0
0
SUCAMPO
CLA
864909106
1010000
85603
SH
DFND
85603
0
0
SUCAMPO
DBCV3
864909AA4
16561000
16000000
SH
DFND
16000000
0
0
SUNTRUST
COM
867914103
6874000
115000
SH
DFND
115000
0
0
SUPERVAL
COMNE
868536301
14223000
653950
SH
DFND
653950
0
0
SYNACOR
COM
871561106
119000
44111
SH
DFND
44111
0
0
SYNCHRON
COM
87165B103
7762000
250000
SH
DFND
250000
0
0
T MOBILE
COM
872590104
21379000
346730
SH
DFND
346730
0
0
TABLEAU
CLA
87336U105
7603000
101519
SH
DFND
101519
0
0
TAIWAN S
SPONS
874039100
6932000
184604
SH
DFND
184604
0
0
TECK RES
CLB
878742204
3525000
167149
SH
DFND
167149
0
0
TENET HE
COMNE
88033G407
822000
50000
SH
DFND
50000
0
0
TENNECO
COM
880349105
5394000
88900
SH
DFND
88900
0
0
TESLA IN
NOTE2
88160RAD3
36835000
30000000
PRN
DFND
30000000
0
0
TEVA PHA
SPONS
881624209
704000
40000
SH
DFND
40000
0
0
TEXAS CA
COM
88224Q107
4805000
56000
SH
DFND
56000
0
0
THE TRAD
COMCL
88339J105
16357000
265919
SH
DFND
265919
0
0
TIME WAR
COM
887317303
61000
1735500
SH
Put
DFND
1735500
0
0
TIMKEN C
COM
887389104
11715000
241300
SH
DFND
241300
0
0
TRAVELER
COM
89417E109
4901000
40000
SH
DFND
40000
0
0
TURNING
COM
90041L105
1530000
90000
SH
DFND
90000
0
0
TWILIO I
CLA
90138F102
3731000
125000
SH
DFND
125000
0
0
TWITTER
COM
90184L102
4000
103100
SH
Call
DFND
103100
0
0
TWITTER
NOTE0
90184LAB8
950000
1000000
PRN
DFND
1000000
0
0
ULTIMATE
COM
90385D107
2844000
15000
SH
DFND
15000
0
0
UNION PA
COM
907818108
21000
419200
SH
Put
DFND
419200
0
0
UNION PA
COM
907818108
25038000
215900
SH
DFND
215900
0
0
UNISYS C
NOTE5
909214BS6
7790000
6750000
PRN
DFND
6750000
0
0
UNITED N
COM
911163103
8942000
215000
SH
DFND
215000
0
0
US FOODS
COM
912008109
4560000
170801
SH
DFND
170801
0
0
UNITED S
COM
912909108
3096000
120650
SH
DFND
120650
0
0
UNITI GR
COM
91325V108
5000
31200
SH
Call
DFND
31200
0
0
UNITI GR
COM
91325V108
3288000
224256
SH
DFND
224256
0
0
VEON LTD
SPONS
91822M106
10441000
2497918
SH
DFND
2497918
0
0
VIPSHOP
SPONS
92763W103
977000
111111
SH
DFND
111111
0
0
VMWARE I
CLACO
928563402
20218000
185165
SH
DFND
185165
0
0
VULCAN M
COM
929160109
8364000
69936
SH
DFND
69936
0
0
WAYFAIR
CLA
94419L101
2898000
43000
SH
DFND
43000
0
0
WELLS FA
COM
949746101
43663000
791715
SH
DFND
791715
0
0
WESTERN
COM
957638109
5839000
110000
SH
DFND
110000
0
0
WESTROCK
COM
96145D105
50419000
888752
SH
DFND
888752
0
0
WEYERHAE
COM
962166104
2343000
68850
SH
DFND
68850
0
0
WIDEOPEN
COM
96758W101
1140000
75571
SH
DFND
75571
0
0
WINDSTRE
COM
97382A200
22000
254000
SH
Put
DFND
254000
0
0
WYNN RES
COM
983134107
17510000
117581
SH
DFND
117581
0
0
XPO LOGI
COM
983793100
8608000
127000
SH
DFND
127000
0
0
ZIONS BA
COM
989701107
6700000
142000
SH
DFND
142000
0
0
ZYNGA IN
CLA
98986T108
5550000
1468312
SH
DFND
1468312
0
0
AMDOCS L
SHS
G02602103
28594000
444566
SH
DFND
444566
0
0
AXALTA C
COM
G0750C108
2782000
96197
SH
DFND
96197
0
0
EATON CO
SHS
G29183103
27794000
361950
SH
DFND
361950
0
0
ENSCO PL
SHSCL
G3157S106
9449000
1582762
SH
DFND
1582762
0
0
HERBALIF
COMUS
G4412G101
68728000
1013242
SH
DFND
1013242
0
0
JANUS HE
ORDSH
G4474Y214
2961000
85000
SH
DFND
85000
0
0
INGERSOL
SHS
G47791101
17666000
198120
SH
DFND
198120
0
0
INTERNAT
SHSUS
G4863A108
16824000
685301
SH
DFND
685301
0
0
JOHNSON
COM
G51502105
49000
389000
SH
Put
DFND
389000
0
0
JOHNSON
SHS
G51502105
19611000
486750
SH
DFND
486750
0
0
LIBERTY
SHSCL
G5480U104
8620000
254202
SH
DFND
254202
0
0
MICHAEL
SHS
G60754101
3535000
73869
SH
DFND
73869
0
0
NIELSEN
SHSEU
G6518L108
38940000
939445
SH
DFND
939445
0
0
ROWAN CO
COM
G7665A101
90000
138400
SH
Call
DFND
138400
0
0
SIGNET J
SHS
G81276100
2995000
45000
SH
DFND
45000
0
0
TPG PACE
UNIT9
G89827102
10300000
1000000
SH
DFND
1000000
0
0
TRAVELPO
SHS
G9019D104
18448000
1175000
SH
DFND
1175000
0
0
TRITON I
CLA
G9078F107
8827000
265246
SH
DFND
265246
0
0
WILLIS T
SHS
G96629103
97024000
629088
SH
DFND
629088
0
0
CHUBB LI
COM
H1467J104
4989000
35000
SH
DFND
35000
0
0
TRANSOCE
REGSH
H8817H100
9140000
849397
SH
DFND
849397
0
0
RADWARE
ORD
M81873107
1096000
65000
SH
DFND
65000
0
0
ASML HOL
NYREG
N07059210
16312000
95282
SH
DFND
95282
0
0
CIMPRESS
SHSEU
N20146101
38228000
391435
SH
DFND
391435
0
0
INTERXIO
SHS
N47279109
4223000
82926
SH
DFND
82926
0
0
PLAYA HO
SHS
N70544106
4527000
433997
SH
DFND
433997
0
0
YANDEX N
SHSCL
N97284108
6096000
185000
SH
DFND
185000
0
0
BROADCOM
SHS
Y09827109
3032000
12500
SH
DFND
12500
0
0