0001132716-15-000023.txt : 20151113
0001132716-15-000023.hdr.sgml : 20151113
20151113124449
ACCESSION NUMBER: 0001132716-15-000023
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 151228064
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
09-30-2014
09-30-2014
true
4
NEW HOLDINGS
true
09-30-2015
09-30-2014
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
11-13-2015
0
10
472222
INFORMATION TABLE
2
ubsocq314a4infotable.xml
ALLERGAN
COM
018490102
17819000
100000
SH
DFND
100000
0
0
DIRECTV
COM
25490A309
87213000
1008012
SH
DFND
1008012
0
0
DRESSER-
COM
261608103
9090000
110506
SH
DFND
110506
0
0
FAMILY D
COM
307000109
36979000
478754
SH
DFND
478754
0
0
HUDSON C
COM
443683107
35091000
3610200
SH
DFND
3610200
0
0
LORILLAR
COM
544147101
32950000
550000
SH
DFND
550000
0
0
SIGMA AL
COM
826552101
25842000
190000
SH
DFND
190000
0
0
TRW AUTO
COM
87264S106
141618000
1398700
SH
DFND
1398700
0
0
TIME WAR
COM
88732J207
1245000
300000
SH
Call
DFND
300000
0
0
TIME WAR
COM
88732J207
84375000
588022
SH
DFND
588022
0
0