0001132716-15-000017.txt : 20150813
0001132716-15-000017.hdr.sgml : 20150813
20150813120544
ACCESSION NUMBER: 0001132716-15-000017
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
EFFECTIVENESS DATE: 20150813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 151049591
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
09-30-2014
09-30-2014
true
3
NEW HOLDINGS
true
06-30-2015
09-30-2014
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
08-13-2015
0
6
115082
INFORMATION TABLE
2
ubsocq314a3infotable.xml
COMPUWAR
COM
205638109
38836000
3660359
SH
DFND
3660359
0
0
INTERNAT
COM
459902102
6237000
369700
SH
DFND
369700
0
0
INTERNAT
COM
460254105
19620000
500000
SH
DFND
500000
0
0
SAFEWAY
COMNE
786514208
14578000
425000
SH
DFND
425000
0
0
SYSCO CO
COM
871829107
615000
300000
SH
Call
DFND
300000
0
0
TIBCO SO
COM
88632Q103
35196000
1489460
SH
DFND
1489460
0
0