0001104659-24-023342.txt : 20240214 0001104659-24-023342.hdr.sgml : 20240214 20240214131536 ACCESSION NUMBER: 0001104659-24-023342 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Itau Unibanco Holding S.A. CENTRAL INDEX KEY: 0001132597 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: D5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17515 FILM NUMBER: 24635397 BUSINESS ADDRESS: STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100 STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902 CITY: SAO PAULO STATE: D5 ZIP: 00000 BUSINESS PHONE: 55-11-5019-1723 MAIL ADDRESS: STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100 STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902 CITY: SAO PAULO STATE: D5 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Itau Unibanco Banco Multiplo S.A. DATE OF NAME CHANGE: 20090226 FORMER COMPANY: FORMER CONFORMED NAME: BANCO ITAU HOLDING FINANCEIRA S A DATE OF NAME CHANGE: 20030319 FORMER COMPANY: FORMER CONFORMED NAME: BANCO ITAU SA DATE OF NAME CHANGE: 20010117 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false true 0001132597 XXXXXXXX 12-31-2023 12-31-2023 false Itau Unibanco Holding S.A.

Pc. Alfredo Egydio De Souza Aranha, 100 Torre Ae, 3 Andar, Cep 04344-902 Sao Paulo D5 00000

13F HOLDINGS REPORT 028-17515 N Tatiana Grecco 55-11-36312510 /s/ Tatiana Grecco SAO PAULO D5 02-14-2024 1 399 3040633767 1 0001541597 028-14678 Itau USA Asset Management Inc. 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CORP COM 654110105 99352 113571 SH DFND 0 0 113571 NIO INC SPON ADS 62914V106 1697400 180000 SH DFND 0 0 180000 NORFOLK SOUTHERN CORP COM 655844108 24111 102 SH DFND 0 0 102 NORTHROP GRUMMAN CORP COM 666807102 419112 900 SH DFND 0 0 900 NU HLDGS LTD ORD SHS CL A G6683N103 22641290 2718042 SH DFND 0 0 2718042 NU HLDGS LTD ORD SHS CL A G6683N103 12280086 1474200 SH DFND 1 120300 0 1353900 NUTANIX INC CL A 67059N108 22605 474 SH DFND 0 0 474 NVIDIA CORP COM 67066G104 37968517 76670 SH DFND 1048 0 75622 NXP SEMICONDUCTORS N V COM N6596X109 9255203 40054 SH DFND 0 0 40054 OCCIDENTAL PETE CORP DEL COM 674599105 161259 2689 SH DFND 0 0 2689 OLIN CORP COM PAR $1 680665205 114536 2123 SH DFND 0 0 2123 OMEGA HEALTHCARE INVS INC COM 681936100 11252 367 SH DFND 0 0 367 ORACLE CORP COM 68389X105 4333489 41103 SH DFND 0 0 41103 OUSTER INC COM 68989M103 20180 2631 SH DFND 0 0 2631 OWENS CORNING NEW COM 690742101 5485 37 SH DFND 0 0 37 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 8809 898 SH DFND 0 0 898 PAGSEGURO DIGITAL LTD COM CL A G68707101 2965123 232924 SH DFND 0 0 232924 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 2432500 50000 SH DFND 0 0 50000 PAYPAL HLDGS INC COM 70450Y103 525915 8564 SH DFND 1036 0 7528 PENTAIR PLC SHS G7S00T104 5599 77 SH DFND 0 0 77 PEPSICO INC COM 713448108 56727 334 SH DFND 0 0 334 PERKINELMER INC COM 714046109 95646 875 SH DFND 0 0 875 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 40774395 2658044 SH DFND 551286 0 2106758 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 70555241 4599429 SH DFND 1 740498 0 3858931 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 88642303 5519446 SH DFND 4466048 0 1053398 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 41829812 2604596 SH DFND 1 400065 0 2204531 PINDUODUO INC SPONSORED ADS 722304102 555978 3800 SH DFND 0 0 3800 PINDUODUO INC SPONSORED ADS 722304102 555978 3800 SH DFND 1 3800 0 0 PLANET LABS PBC COM CL A 72703X106 19881 8049 SH DFND 0 0 8049 PLUG POWER INC COM NEW 72919P202 76446 16988 SH DFND 0 0 16988 PROCTER AND GAMBLE CO COM 742718109 51289 350 SH DFND 0 0 350 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1095074 17908 SH DFND 17908 0 0 QUALCOMM INC COM 747525103 7584720 52000 SH DFND 0 0 52000 QUEST DIAGNOSTICS INC COM 74834L100 17924 130 SH DFND 0 0 130 QUIDELORTHO CORP COM 219798105 7370 100 SH DFND 0 0 100 RAYONIER INC COM 754907103 7918 237 SH DFND 0 0 237 RECURSION PHARMACEUTICALS IN CL A 75629V104 31167 3161 SH DFND 0 0 3161 REGENERON PHARMACEUTICALS COM 75886F107 126474 144 SH DFND 0 0 144 REKOR SYSTEMS INC COM 759419104 21042 6319 SH DFND 0 0 6319 RELIANCE STEEL & ALUMINUM CO COM 759509102 241250 3860 SH DFND 0 0 3860 REPLIGEN CORP COM 759916109 12946 72 SH DFND 0 0 72 REPUBLIC SVCS INC COM 760759100 35456 215 SH DFND 0 0 215 REVOLUTION MEDICINES INC COM 76155X100 9292 324 SH DFND 0 0 324 RIDGEBIO PHARMA INC COM COM 10806X102 10496 260 SH DFND 0 0 260 ROBINHOOD MKTS INC COM CL A 770700102 26512 2081 SH DFND 0 0 2081 ROBLOX CORP CL A 771049103 1255837 27468 SH DFND 27468 0 0 ROCKWELL AUTOMATION INC COM 773903109 15551322 50088 SH DFND 0 0 50088 ROIVANT SCIENCES LTD SHS G76279101 26873 2393 SH DFND 0 0 2393 ROSS STORES INC COM 778296103 2173553 15706 SH DFND 0 0 15706 RUMBLE INC COM CL A 78137L105 22944 5110 SH DFND 0 0 5110 S&P GLOBAL INC COM 78409V104 3229850 7310 SH DFND 0 0 7310 SAREPTA THERAPEUTICS INC COM 803607100 16297 169 SH DFND 0 0 169 SEA LTD ADR 81141R100 47223 1166 SH DFND 0 0 1166 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1482096 7700 SH DFND 0 0 7700 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 634954 3551 SH DFND 0 0 3551 SENTINELONE INC CL A 81730H109 27660 1008 SH DFND 0 0 1008 SHELL PLC SPON ADS 780259305 73762 1121 SH DFND 0 0 1121 SNAP INC CL A 83304A106 26885 1588 SH DFND 0 0 1588 SNOWFLAKE INC CL A 833445109 9439963 47437 SH DFND 688 0 46749 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 23871338 410900 SH DFND 0 0 410900 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 44853947 772076 SH DFND 1 83327 0 688749 SONY CORP SPONSORED ADR 835699307 232369 2454 SH DFND 0 0 2454 SOUTHWEST AIRLS CO COM 844741108 1704040 58000 SH DFND 0 0 58000 SPDR GOLD TR GOLD SHS 78463V107 19308170 101000 SH DFND 0 0 101000 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 1263324 12500 SH DFND 0 0 12500 SPDR S&P 500 ETF TR TR UNIT 78462F103 249548682 525023 SH DFND 1 525023 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 1750264 12835 SH DFND 0 0 12835 SPDR SERIES TRUST S&P METALS MNG 78464A755 230060 3885 SH DFND 0 0 3885 SPDR SERIES TRUST S&P BK ETF 78464A797 264799 5754 SH DFND 0 0 5754 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 4990051 69229 SH DFND 0 0 69229 SPLUNK INC COM 848637104 456180 3000 SH DFND 0 0 3000 SQUARE INC CL A 852234103 18487 239 SH DFND 0 0 239 SQUARESPACE INC CLASS A 85225A107 27431 831 SH DFND 0 0 831 STARBUCKS CORP COM 855244109 16226 169 SH DFND 0 0 169 STEEL DYNAMICS INC COM 858119100 25864 219 SH DFND 0 0 219 STERICYCLE INC COM 858912108 5253 106 SH DFND 0 0 106 SUNRUN INC COM 86771W105 7616 388 SH DFND 0 0 388 SUZANO S A SPON COM 86959K105 1304877 115629 SH DFND 0 0 115629 SUZANO S A SPON COM 86959K105 18328152 1624112 SH DFND 1 361406 0 1262706 T MOBILE US INC COM 872590104 33830 211 SH DFND 0 0 211 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 47071544 452611 SH DFND 0 0 452611 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1164800 11200 SH DFND 1 11200 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 10623 66 SH DFND 0 0 66 TARGET CORP COM 87612E106 12818 90 SH DFND 0 0 90 TECHNIPFMC PLC COM G87110105 69846 3468 SH DFND 0 0 3468 TECK RESOURCES LTD CL B 878742204 4618985 108376 SH DFND 0 0 108376 TELADOC HEALTH INC COM 87918A105 13339 619 SH DFND 0 0 619 TELEFONICA BRASIL SA SPONSORED ADR 87936R205 981887 92500 SH DFND 0 0 92500 TELEFONICA BRASIL SA SPONSORED ADR 87936R205 2596428 244600 SH DFND 1 32800 0 211800 TETRA TECH INC NEW COM 88162G103 5843 35 SH DFND 0 0 35 TG THERAPEUTICS INC COM 88322Q108 3245 190 SH DFND 0 0 190 THE TRADE DESK INC COM CL A 88339J105 16263 226 SH DFND 0 0 226 THERMO FISHER SCIENTIFIC INC COM 883556102 3105448 5828 SH DFND 0 0 5828 TIM S A COM 88706T108 383298 20812 SH DFND 0 0 20812 TIM S A COM 88706T108 8182304 444276 SH DFND 1 108331 0 335945 TOPBUILD CORP COM 89055F103 7111 19 SH DFND 0 0 19 TREX CO INC COM 89531P105 5878 71 SH DFND 0 0 71 TRIP COM GROUP LTD ADS 89677Q107 226863 6300 SH DFND 0 0 6300 TRIP COM GROUP LTD ADS 89677Q107 226863 6300 SH DFND 1 6300 0 0 TUSIMPLE HLDGS INC CL A 90089L108 6376 7264 SH DFND 0 0 7264 UDR INC COM 902653104 821924 21200 SH DFND 0 0 21200 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 12959 271 SH DFND 0 0 271 UNION PAC CORP COM 907818108 6231987 25333 SH DFND 0 0 25333 UNITED CONTL HLDGS INC COM 910047109 3399570 81000 SH DFND 0 0 81000 UNITED STATES OIL FUND LP UNITS 91232N108 6098475 91500 SH DFND 0 0 91500 UNITEDHEALTH GROUP INC COM 91324P102 99503 189 SH DFND 0 0 189 UNITY SOFTWARE INC COM 91332U101 30504 746 SH DFND 0 0 746 UNIVERSAL DISPLAY CORP COM 91347P105 33662 176 SH DFND 0 0 176 UPSTART HLDGS INC COM 91680M107 28112 688 SH DFND 0 0 688 VALE S A SPONSORED ADS 91912E105 72596298 4560069 SH DFND 0 0 4560069 VALE S A SPONSORED ADS 91912E105 102354154 6429281 SH DFND 1 929105 0 5500176 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 16077898 91942 SH DFND 0 0 91942 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1516400 40000 SH DFND 40000 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 121004520 277025 SH DFND 0 0 277025 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 363925 5644 SH DFND 0 0 5644 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 49471184 767233 SH DFND 1 767233 0 0 VERACYTE INC COM 92337F107 4154 151 SH DFND 0 0 151 VERIZON COMMUNICATIONS INC COM 92343V104 22695 602 SH DFND 0 0 602 VERTEX PHARMACEUTICALS INC COM 92532F100 135494 333 SH DFND 0 0 333 VERVE THERAPEUTICS INC COM 92539P101 26179 1878 SH DFND 0 0 1878 VESTA REAL ESTATE CORPORATIO ADS 92540K109 1600157 40408 SH DFND 0 0 40408 VIMEO INC COMMON STOCK 92719V100 19420 4954 SH DFND 0 0 4954 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 28449 11612 SH DFND 0 0 11612 VISA INC COM CL A 92826C839 3972345 15258 SH DFND 0 0 15258 VORNADO RLTY TR SH BEN INT 929042109 8729 309 SH DFND 0 0 309 VUZIX CORP COM NEW 92921W300 8667 4157 SH DFND 0 0 4157 WABTEC CORP COM 929740108 14086 111 SH DFND 0 0 111 WALMART INC COM 931142103 67001 425 SH DFND 0 0 425 WASTE MGMT INC DEL COM 94106L109 77013 430 SH DFND 0 0 430 WATERS CORP COM 941848103 71443 217 SH DFND 0 0 217 WESTLAKE CHEM CORP COM 960413102 84396 603 SH DFND 0 0 603 WEYERHAEUSER CO COM 962166104 44610 1283 SH DFND 0 0 1283 WISDOMTREE TR INDIA ERNGS FD 97717W422 902000 22000 SH DFND 0 0 22000 WOLFSPEED INC COM 977852102 18274 420 SH DFND 0 0 420 WORTHINGTON INDS INC COM 981811102 85059 1478 SH DFND 0 0 1478 XP INC CL A G98239109 11061238 421886 SH DFND 0 0 421886 XP INC CL A G98239109 708858 29700 SH DFND 1 0 0 29700 XPERI HOLDING CORP COMMON STOCK 98423J101 12640 1147 SH DFND 0 0 1147 XYLEM INC COM 98419M100 13037 114 SH DFND 0 0 114 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 2007180 118000 SH DFND 0 0 118000 YUM BRANDS INC COM 988498101 18554 142 SH DFND 0 0 142 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 141141 14300 SH DFND 0 0 14300 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 141141 14300 SH DFND 1 14300 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 447784 6227 SH DFND 5286 0 941