Executive Officer

0001104659-22-118105.txt : 20221114 0001104659-22-118105.hdr.sgml : 20221114 20221114104919 ACCESSION NUMBER: 0001104659-22-118105 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Itau Unibanco Holding S.A. CENTRAL INDEX KEY: 0001132597 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: D5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17515 FILM NUMBER: 221381943 BUSINESS ADDRESS: STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100 STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902 CITY: SAO PAULO STATE: D5 ZIP: 00000 BUSINESS PHONE: 55-11-5019-1723 MAIL ADDRESS: STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100 STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902 CITY: SAO PAULO STATE: D5 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Itau Unibanco Banco Multiplo S.A. DATE OF NAME CHANGE: 20090226 FORMER COMPANY: FORMER CONFORMED NAME: BANCO ITAU HOLDING FINANCEIRA S A DATE OF NAME CHANGE: 20030319 FORMER COMPANY: FORMER CONFORMED NAME: BANCO ITAU SA DATE OF NAME CHANGE: 20010117 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001132597 XXXXXXXX 09-30-2022 09-30-2022 false Itau Unibanco Holding S.A.

Pc. Alfredo Egydio De Souza Aranha, 100 Torre Ae, 3 Andar, Cep 04344-902 Sao Paulo D5 00000

13F HOLDINGS REPORT 028-17515 N Tatiana Grecco Executive Officer 55-11-36312510 /s/ Tatiana Grecco Sao Paulo D5 11-14-2022 1 547 2490485 1 0001541597 028-14678 Itau USA Asset Management Inc. 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6063 MARATHON PETE CORP COM 56585A102 237 2383 SH DFND 0 0 2383 MARAVAI LIFESCIENCES HLDGS I COM CL A 56600D107 16 629 SH DFND 0 0 629 MARRIOTT INTL INC NEW CL A 571903202 98 697 SH DFND 0 0 697 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 112 916 SH DFND 0 0 916 MASIMO CORP COM 574795100 25 179 SH DFND 0 0 179 MASTERCARD INCORPORATED CL A 57636Q104 5915 20804 SH DFND 0 0 20804 MATTERPORT INC COM CL A 577096100 617 162874 SH DFND 162874 0 0 MCDONALDS CORP COM 580135101 295 1280 SH DFND 0 0 1280 MEDPACE HLDGS INC COM 58506Q109 25 159 SH DFND 0 0 159 MERCADOLIBRE INC COM 58733R102 2161 2610 SH DFND 0 0 2610 MERCK & CO INC COM 58933Y105 512 5947 SH DFND 0 0 5947 META MATERIALS INC COM 59134N104 15 23392 SH DFND 0 0 23392 METLIFE INC COM 59156R108 205 3380 SH DFND 0 0 3380 MGM RESORTS INTERNATIONAL COM 552953101 374 12573 SH DFND 0 0 12573 MICROSOFT CORP COM 594918104 50202 215550 SH DFND 3881 0 211669 MICROVISION INC DEL COM NEW 594960304 23 6378 SH DFND 0 0 6378 MIDDLEBY CORP COM 596278101 181 1415 SH DFND 0 0 1415 MIRATI THERAPEUTICS INC COM 60468T105 15 219 SH DFND 0 0 219 MKS INSTRUMENT INC COM 55306N104 98 1185 SH DFND 0 0 1185 MODERNA INC COM 60770K107 223 1886 SH DFND 0 0 1886 MOHAWK INDS INC COM 608190104 76 831 SH DFND 0 0 831 MONDELEZ INTL INC CL A 609207105 15 271 SH DFND 0 0 271 MONOLITHIC PWR SYS INC COM 609839105 64 177 SH DFND 0 0 177 MOODYS CORP COM 615369105 223 919 SH DFND 0 0 919 MORGAN STANLEY COM NEW 617446448 5 57 SH DFND 0 0 57 MOSAIC CO NEW COM 61945C103 315 6517 SH DFND 0 0 6517 MYRIAD GENETICS INC COM 62855J104 46 2405 SH DFND 0 0 2405 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 20 8303 SH DFND 0 0 8303 NATERA INC COM 632307104 19 435 SH DFND 0 0 435 NCR CORP NEW COM 62886E108 89 4690 SH DFND 0 0 4690 NETAPP INC COM 64110D104 89 1435 SH DFND 0 0 1435 NETEASE INC SPONSORED ADR 64110W102 6 84 SH DFND 0 0 84 NETFLIX INC COM 64110L106 1383 5874 SH DFND 1241 0 4633 NEWMONT MINING CORP COM 651639106 7268 172925 SH DFND 13706 0 159219 NEXTERA ENERGY INC COM 65339F101 861 10985 SH DFND 10985 0 0 NIKE INC CL B 654106103 64 764 SH DFND 228 0 536 NIKOLA CORP COM 654110105 56 15938 SH DFND 0 0 15938 NORDSON CORP COM 655663102 254 1197 SH DFND 0 0 1197 NORTHROP GRUMMAN CORP COM 666807102 161 343 SH DFND 0 0 343 NOV INC COM 62955J103 167 10324 SH DFND 0 0 10324 NOVANTA INC COM 67000B104 164 1414 SH DFND 0 0 1414 NOVAVAX INC COM NEW 670002401 8 430 SH DFND 0 0 430 NRG ENERGY INC COM NEW 629377508 274 7167 SH DFND 0 0 7167 NUTANIX INC CL A 67059N108 17 823 SH DFND 0 0 823 NVIDIA CORP COM 67066G104 7925 65284 SH DFND 12774 0 52510 O REILLY AUTOMOTIVE INC NEW COM 67103H107 2140 3042 SH DFND 0 0 3042 OCCIDENTAL PETE CORP DEL COM 674599105 15234 247916 SH DFND 0 0 247916 OKTA INC CL A 679295105 16 276 SH DFND 0 0 276 OLD DOMINION FGHT LINES INC COM 679580100 326 1310 SH DFND 0 0 1310 OLIN CORP COM PAR $1 680665205 170 3971 SH DFND 0 0 3971 ONDAS HLDGS INC COM NEW 68236H204 12 3135 SH DFND 0 0 3135 ONEOK INC NEW COM 682680103 250 4873 SH DFND 0 0 4873 OSHKOSH CORP COM 688239201 85 1210 SH DFND 0 0 1210 OTIS WORLDWIDE CORP COM 68902V107 79 1242 SH DFND 0 0 1242 OUSTER INC COM 68989M103 15 15372 SH DFND 0 0 15372 OWENS CORNING NEW COM 690742101 9 113 SH DFND 0 0 113 PACKAGING CORP AMER COM 695156109 207 1845 SH DFND 0 0 1845 PALO ALTO NETWORKS INC COM 697435105 3316 20244 SH DFND 0 0 20244 PARKER-HANNIFIN CORP COM 701094104 159 658 SH DFND 0 0 658 PAYCOM SOFTWARE INC COM 70432V102 163 494 SH DFND 0 0 494 PDC ENERGY INC COM 69327R101 84 1452 SH DFND 0 0 1452 PEAR THERAPEUTICS INC CLASS A COM 704723105 9 4443 SH DFND 0 0 4443 PENTAIR PLC SHS G7S00T104 90 2221 SH DFND 0 0 2221 PEPSICO INC COM 713448108 49 299 SH DFND 0 0 299 PERKINELMER INC COM 714046109 255 2122 SH DFND 0 0 2122 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 15116 1364253 SH DFND 1188806 0 175447 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 52176 4709025 SH DFND 1 1112753 0 3596272 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 30208 2447943 SH DFND 846343 0 1601600 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 65713 5325202 SH DFND 1 1263500 0 4061702 PFIZER INC COM 717081103 609 13925 SH DFND 0 0 13925 PHILLIPS 66 COM 718546104 184 2275 SH DFND 0 0 2275 PILGRIMS PRIDE CORP COM 72147K108 72 3117 SH DFND 0 0 3117 PIONEER NAT RES CO COM 723787107 213 982 SH DFND 0 0 982 PLANET LABS PBC COM CL A 72703X106 30 5524 SH DFND 0 0 5524 PLUG POWER INC COM NEW 72919P202 120 5723 SH DFND 0 0 5723 PNC FINL SVCS GROUP INC COM 693475105 165 1102 SH DFND 0 0 1102 POLARIS INDS INC COM 731068102 77 801 SH DFND 0 0 801 PPG INDS INC COM 693506107 96 869 SH DFND 0 0 869 PRICE T ROWE GROUP INC COM 74144T108 91 871 SH DFND 0 0 871 PROLOGIS INC COM 74340W103 95 938 SH DFND 0 0 938 PROSHARES TR II ULTRA VIX SHORT 74347Y839 1 60 SH DFND 0 0 60 PROSHARES TR II SHT VIX ST TRM 74347W130 2 97 SH DFND 0 0 97 PUBLIC SVC ENTERPRISE GROUP COM 744573106 775 13782 SH DFND 13782 0 0 PVH CORP COM 693656100 182 4072 SH DFND 0 0 4072 QORVO INC COM 74736K101 74 931 SH DFND 0 0 931 QUALCOMM INC COM 747525103 47 413 SH DFND 0 0 413 QUEST DIAGNOSTICS INC COM 74834L100 28 232 SH DFND 0 0 232 QUIDELORTHO CORP COM 219798105 17 241 SH DFND 0 0 241 RAYMOND JAMES FINANCIAL INC COM 754730109 94 956 SH DFND 0 0 956 RAYONIER INC COM 754907103 7 232 SH DFND 0 0 232 RAYTHEON TECHNOLOGIES CORP COM 75513E101 267 3259 SH DFND 0 0 3259 REGENERON PHARMACEUTICALS COM 75886F107 325 472 SH DFND 0 0 472 REPUBLIC SVCS INC COM 760759100 66 485 SH DFND 0 0 485 RIDGEBIO PHARMA INC COM COM 10806X102 28 2810 SH DFND 0 0 2810 RIO TINTO PLC SPONSORED ADR 767204100 187 3398 SH DFND 0 0 3398 ROBLOX CORP CL A 771049103 457 12743 SH DFND 12014 0 729 ROCKWELL AUTOMATION INC COM 773903109 96 444 SH DFND 0 0 444 ROIVANT SCIENCES LTD SHS G76279101 12 3765 SH DFND 0 0 3765 S&P GLOBAL INC COM 78409V104 6771 22173 SH DFND 0 0 22173 SALESFORCE COM INC COM 79466L302 101 705 SH DFND 0 0 705 SARCOS TECHN AND ROBOTICS CO COM 80359A106 6 2788 SH DFND 0 0 2788 SAREPTA THERAPEUTICS INC COM 803607100 29 264 SH DFND 0 0 264 SBA COMMUNICATIONS CORP NEW CL A 78410G104 117 410 SH DFND 0 0 410 SCHEIN HENRY INC COM 806407102 90 1362 SH DFND 0 0 1362 SEA LTD ADR 81141R100 48 848 SH DFND 0 0 848 SEAGATE TECHNOLOGY HLDNGS PL COM G7997R103 264 4954 SH DFND 0 0 4954 SEAGEN INC COM 81181C104 47 342 SH DFND 0 0 342 SEALED AIR CORP NEW COM 81211K100 100 2245 SH DFND 0 0 2245 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3972 130845 SH DFND 0 0 130845 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 50 414 SH DFND 0 0 414 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 25682 216215 SH DFND 0 0 216215 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 691 10546 SH DFND 0 0 10546 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 11653 140673 SH DFND 0 0 140673 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 25709 180478 SH DFND 0 0 180478 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 121 1819 SH DFND 0 0 1819 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 25466 374445 SH DFND 0 0 374445 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 6705 186190 SH DFND 0 0 186190 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 8647 180556 SH DFND 0 0 180556 SEMTECH CORP COM 816850101 115 3912 SH DFND 0 0 3912 SENTINELONE INC CL A 81730H109 27 1060 SH DFND 0 0 1060 SERVICENOW INC COM 81762P102 371 982 SH DFND 0 0 982 SHELL PLC SPON ADS 780259305 12918 259615 SH DFND 0 0 259615 SIMON PPTY GROUP INC NEW COM 828806109 94 1051 SH DFND 0 0 1051 SK TELECOM LTD SPONSORED ADR 78440P306 216 11200 SH DFND 1 11200 0 0 SKECHERS U S A INC CL A 830566105 96 3015 SH DFND 0 0 3015 SL GREEN RLTY CORP COM 78440X887 6 155 SH DFND 0 0 155 SMITH A O COM 831865209 285 5863 SH DFND 0 0 5863 SNAP INC CL A 83304A106 2 240 SH DFND 0 0 240 SNAP ON INC COM 833034101 9 46 SH DFND 0 0 46 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 28201 310530 SH DFND 1 94421 0 216109 SONY CORP SPONSORED ADR 835699307 118 1842 SH DFND 0 0 1842 SOUTHERN COPPER CORP COM 84265V105 13027 290300 SH DFND 1 89200 0 201100 SOUTHWEST AIRLS CO COM 844741108 92 2971 SH DFND 0 0 2971 SOUTHWESTERN ENERGY CO COM 845467109 1885 307948 SH DFND 0 0 307948 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 886 3083 SH DFND 0 0 3083 SPDR GOLD TR GOLD SHS 78463V107 6629 42856 SH DFND 0 0 42856 SPDR INDEX SHS FDS MSCI ACWI ETF 78463X475 3388 79200 SH DFND 0 0 79200 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 1120 12500 SH DFND 0 0 12500 SPDR S&P 500 ETF TR PUT 78462F953 211 650 SH Put DFND 0 0 650 SPDR S&P 500 ETF TR TR UNIT 78462F103 286292 801534 SH DFND 1 801534 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 30257 242598 SH DFND 0 0 242598 SPDR SERIES TRUST S&P METALS MNG 78464A755 276 6489 SH DFND 0 0 6489 SPDR SERIES TRUST S&P BK ETF 78464A797 16963 382988 SH DFND 0 0 382988 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 963 32960 SH DFND 0 0 32960 SQUARE INC CL A 852234103 149 2710 SH DFND 0 0 2710 SQUARESPACE INC CLASS A 85225A107 26 1217 SH DFND 0 0 1217 STANLEY BLACK & DECKER INC COM 854502101 380 5050 SH DFND 0 0 5050 STEEL DYNAMICS INC COM 858119100 151 2126 SH DFND 0 0 2126 STERICYCLE INC COM 858912108 8 189 SH DFND 0 0 189 STONECO LTD COM CL A G85158106 190 19900 SH DFND 0 0 19900 SUNRUN INC COM 86771W105 14 495 SH DFND 0 0 495 SUZANO S A SPON COM 86959K105 2612 316560 SH DFND 0 0 316560 SUZANO S A SPON COM 86959K105 16167 1959636 SH DFND 1 557006 0 1402630 SVB FINL GROUP COM 78486Q101 179 534 SH DFND 0 0 534 SYNCHRONY FINL COM 87165B103 216 7656 SH DFND 0 0 7656 SYNEOS HEALTH INC CL A 87166B102 120 2540 SH DFND 0 0 2540 T MOBILE US INC COM 872590104 1704 12702 SH DFND 0 0 12702 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 49573 723061 SH DFND 0 0 723061 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 834 12170 SH DFND 1 12170 0 0 TARGET CORP COM 87612E106 8 57 SH DFND 0 0 57 TE CONNECTIVITY LTD REG SHS H84989104 455 4121 SH DFND 0 0 4121 TECHNIPFMC PLC COM G87110105 97 11463 SH DFND 0 0 11463 TECK RESOURCES LTD CL B 878742204 657 21600 SH DFND 0 0 21600 TELADOC HEALTH INC COM 87918A105 23 903 SH DFND 0 0 903 TELEDYNE TECHNOLOGIES INC COM 879360105 369 1092 SH DFND 0 0 1092 TELEFLEX INC COM 879369106 112 554 SH DFND 0 0 554 TENARIS S A SPONSORED ADR 88031M109 1240 48000 SH DFND 0 0 48000 TESLA INC COM 88160R101 719 2710 SH DFND 0 0 2710 TEUCRIUM COMMODITY TR WHEAT FD 88166A508 7 747 SH DFND 0 0 747 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 8 281 SH DFND 0 0 281 TEXAS INSTRS INC COM 882508104 9332 60289 SH DFND 60289 0 0 TEXTRON INC COM 883203101 210 3609 SH DFND 0 0 3609 THERMO FISHER SCIENTIFIC INC COM 883556102 278 548 SH DFND 0 0 548 TIM S A COM 88706T108 4919 439676 SH DFND 1 137131 0 302545 TJX COS INC NEW COM 872540109 13 216 SH DFND 0 0 216 TRAVEL PLUS LEISURE CO COM 894164102 184 5382 SH DFND 0 0 5382 TREX CO INC COM 89531P105 11 251 SH DFND 0 0 251 TRIMBLE INC COM 896239100 67 1231 SH DFND 0 0 1231 TRINITY INDS INC COM 896522109 82 3845 SH DFND 0 0 3845 TUSIMPLE HLDGS INC CL A 90089L108 24 3132 SH DFND 0 0 3132 TWIST BIOSCIENCE CORP COM 90184D100 11 299 SH DFND 0 0 299 TWITTER INC COM 90184L102 10 226 SH DFND 0 0 226 TYLER TECHNOLOGIES INC COM 902252105 56 160 SH DFND 0 0 160 TYSON FOODS INC CL A 902494103 511 7751 SH DFND 0 0 7751 UBER TECHNOLOGIES INC COM 90353T100 228 8601 SH DFND 0 0 8601 UGI CORP NEW COM 902681105 74 2284 SH DFND 0 0 2284 UIPATH INC CL A 90364P105 16 1260 SH DFND 0 0 1260 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 15 371 SH DFND 0 0 371 UNITED CONTL HLDGS INC COM 910047109 119 3644 SH DFND 0 0 3644 UNITED RENTALS INC COM 911363109 103 383 SH DFND 0 0 383 UNITED STATES NATL GAS FUND UNIT PAR 912318300 462 19772 SH DFND 0 0 19772 UNITED STS BRENT OIL FD LP UNIT 91167Q100 28 1035 SH DFND 0 0 1035 UNITED STS OIL FD LP UNITS 91232N207 492 7533 SH DFND 0 0 7533 UNITED THERAPEUTICS CORP DEL COM 91307C102 54 259 SH DFND 0 0 259 UNITEDHEALTH GROUP INC COM 91324P102 556 1101 SH DFND 0 0 1101 UNITY SOFTWARE INC COM 91332U101 19 606 SH DFND 0 0 606 UNIVAR INC COM 91336L107 123 5390 SH DFND 0 0 5390 UNIVERSAL DISPLAY CORP COM 91347P105 117 1239 SH DFND 0 0 1239 UNIVERSAL HLTH SVCS INC CL B 913903100 77 875 SH DFND 0 0 875 V F CORP COM 918204108 95 3167 SH DFND 0 0 3167 VALE S A SPONSORED ADS 91912E105 35571 2670470 SH DFND 0 0 2670470 VALE S A SPONSORED ADS 91912E105 89565 6724099 SH DFND 1 1787005 0 4937094 VALERO ENERGY CORP NEW COM 91913Y100 156 1458 SH DFND 0 0 1458 VALVOLINE INC COM 92047W101 91 3592 SH DFND 0 0 3592 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 148929 453637 SH DFND 0 0 453637 VANGUARD INTL EQUITY INDEX F CALL 922042904 5 2000 SH Call DFND 0 0 2000 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 30952 670690 SH DFND 0 0 670690 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 33778 731919 SH DFND 1 731919 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 8298 105200 SH DFND 0 0 105200 VELODYNE LIDAR INC COM 92259F101 23 23806 SH DFND 0 0 23806 VERIZON COMMUNICATIONS INC COM 92343V104 19 499 SH DFND 0 0 499 VIMEO INC COMMON STOCK 92719V100 16 3876 SH DFND 0 0 3876 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 42 5000 SH DFND 0 0 5000 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 19 4051 SH DFND 0 0 4051 VISA INC COM CL A 92826C839 16661 93785 SH DFND 0 0 93785 VMWARE INC CL A COM 928563402 59 551 SH DFND 0 0 551 VORNADO RLTY TR SH BEN INT 929042109 7 320 SH DFND 0 0 320 VTEX SHS CL A G9470A102 2615 706731 SH DFND 0 0 706731 VUZIX CORP COM NEW 92921W300 23 3921 SH DFND 0 0 3921 WABTEC CORP COM 929740108 36 447 SH DFND 0 0 447 WALMART INC COM 931142103 8737 67363 SH DFND 67363 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 5 458 SH DFND 0 0 458 WASTE MGMT INC DEL COM 94106L109 157 979 SH DFND 0 0 979 WATERS CORP COM 941848103 40 148 SH DFND 0 0 148 WELLS FARGO CO NEW COM 949746101 197 4887 SH DFND 0 0 4887 WEST PHARMACEUTICAL SVSC INC COM 955306105 155 629 SH DFND 0 0 629 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 50 57702 SH DFND 0 0 57702 WESTROCK CO COM 96145D105 269 8717 SH DFND 0 0 8717 WEX INC COM 96208T104 91 715 SH DFND 0 0 715 WEYERHAEUSER CO COM 962166104 50 1767 SH DFND 0 0 1767 WHIRLPOOL CORP COM 963320106 628 4660 SH DFND 0 0 4660 WISDOMTREE TR JAPN HEDGE EQT 97717W851 6792 110118 SH DFND 0 0 110118 WISDOMTREE TR INDIA ERNGS FD 97717W422 1069 35000 SH DFND 0 0 35000 WOODWARD INC COM 980745103 110 1365 SH DFND 0 0 1365 WORKDAY INC CL A 98138H101 245 1611 SH DFND 0 0 1611 WORTHINGTON INDS INC COM 981811102 71 1853 SH DFND 0 0 1853 XOS INC COMMON STOCK 98423B108 4 3268 SH DFND 0 0 3268 XPERI HOLDING CORP COM 98390M103 25 1779 SH DFND 0 0 1779 XPO LOGISTICS INC COM 983793100 94 2104 SH DFND 0 0 2104 YUM BRANDS INC COM 988498101 4524 42544 SH DFND 0 0 42544 ZIMMER BIOMET HLDGS INC COM 98956P102 42 406 SH DFND 0 0 406 ZOETIS INC CL A 98978V103 247 1667 SH DFND 0 0 1667 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 173 2352 SH DFND 2352 0 0 ZTO EXPRESS CAYMAN INC SPONSORED ADR 98980A105 306 12740 SH DFND 1 12740 0 0