-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+NREHYOP8mz3rV5uXR56mtklsfzNY+bTU01WgPH1CKaMr2LuDQYYsQg6X5qLmdd QK0mFwTxT3ZYb7hBq3XEKg== 0001209191-09-035043.txt : 20090702 0001209191-09-035043.hdr.sgml : 20090702 20090702143154 ACCESSION NUMBER: 0001209191-09-035043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090701 FILED AS OF DATE: 20090702 DATE AS OF CHANGE: 20090702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tacoma Raymond CENTRAL INDEX KEY: 0001405505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 09926582 MAIL ADDRESS: STREET 1: C/O NETEZZA CORPORATION STREET 2: 200 CROSSING BOULEVARD, SUITE 500 CITY: FRAMINGHAM STATE: MA ZIP: 01702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETEZZA CORP CENTRAL INDEX KEY: 0001132484 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 043527320 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 BUSINESS PHONE: (508) 382-8200 MAIL ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-07-01 0 0001132484 NETEZZA CORP NZ 0001405505 Tacoma Raymond C/O NETEZZA CORPORATION 26 FOREST STREET MARLBOROUGH MA 01752 0 1 0 0 Sr. Vice President of WW Sales Common Stock 2009-07-01 4 M 0 1000 0.20 A 1000 D Common Stock 2009-07-01 4 M 0 24000 1.00 A 25000 D Common Stock 2009-07-01 4 S 0 25000 8.3104 D 0 D Employee Stock Option (right to buy) 0.20 2009-07-01 4 M 0 1000 0.00 D 2013-11-01 Common Stock 1000 0 D Employee Stock Option (right to buy) 1.00 2009-07-01 4 M 0 24000 0.00 D 2015-01-14 Common Stock 24000 76000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2007. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $8.24 to $8.39 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Represents partial exercise of a fully vested option to purchase an aggregate of 151,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on November 1, 2003. Represents partial exercise of a fully vested option to purchase an aggregate of 100,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on January 14, 2005. /s/ Deborah Murphy (as attorney-in-fact for Raymond Tacoma) 2009-07-02 -----END PRIVACY-ENHANCED MESSAGE-----