0001193125-18-009659.txt : 20180112 0001193125-18-009659.hdr.sgml : 20180112 20180112104957 ACCESSION NUMBER: 0001193125-18-009659 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 GROUP MEMBERS: A.G. FAMILY L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Enumeral Biomedical Holdings, Inc. CENTRAL INDEX KEY: 0001561551 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 990376434 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88781 FILM NUMBER: 18525023 BUSINESS ADDRESS: STREET 1: 200 CAMBRIDGEPARK DRIVE, SUITE 2000 CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: (617) 674-1865 MAIL ADDRESS: STREET 1: 200 CAMBRIDGEPARK DRIVE, SUITE 2000 CITY: CAMBRIDGE STATE: MA ZIP: 02140 FORMER COMPANY: FORMER CONFORMED NAME: CERULEAN GROUP, INC. DATE OF NAME CHANGE: 20121102 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SATTERFIELD THOMAS A JR CENTRAL INDEX KEY: 0001132317 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 2609 CALDWELL MILL LN CITY: BIRMINGHAM STATE: AL ZIP: 35243 SC 13G/A 1 d507586dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2

(Amendment No. 1)*

 

 

Enumeral Biomedical Holdings, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

294017108

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 294017108   13G   Page 1 of 6 Pages

 

 

  1.   

NAMES OF REPORTING PERSONS

 

Thomas A. Satterfield, Jr.

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     5.    

SOLE VOTING POWER

 

0

     6.   

SHARED VOTING POWER

 

6,419,200*

     7.   

SOLE DISPOSITIVE POWER

 

0

     8.   

SHARED DISPOSITIVE POWER

 

6,419,200*

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,419,200

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.0%(1)

12.   

TYPE OF REPORTING PERSON

 

IN

* Represents 6,419,200 shares held directly by A.G. Family L.P., which shares are separately reported on page 2 of this Schedule 13G/A.

 

(1) Based on 128,409,788 shares of Common Stock of the issuer outstanding as of November 10, 2017, as reported by the issuer in its Quarterly Report on Form 10-Q for the quarter ended September 30, 2017, filed with the Securities and Exchange Commission on November 14, 2017.


CUSIP No. 294017108   13G   Page 2 of 6 Pages

 

 

  1.   

NAMES OF REPORTING PERSONS

 

A.G. Family L.P.

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Texas

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

  

5. 

  

SOLE VOTING POWER

 

0

  

6.

  

SHARED VOTING POWER

 

6,419,200

  

7.

  

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

6,419,200

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,419,200

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.0%(2)

12. 

 

TYPE OF REPORTING PERSON

 

PN

 

(2) Based on 128,409,788 shares of Common Stock of the issuer outstanding as of November 10, 2017, as reported by the issuer in its Quarterly Report on Form 10-Q for the quarter ended September 30, 2017, filed with the Securities and Exchange Commission on November 14, 2017.


CUSIP No. 294017108   13G   Page 3 of 6 Pages

 

SCHEDULE 13G

 

Item 1.

 

  (a) Name of Issuer:

Enumeral Biomedical Holdings, Inc.

 

  (b) Address of Issuer’s Principal Executive Offices:

200 Cambridge Park Drive, Suite 2000

Cambridge, Massachusetts 02140

 

Item 2.

 

  (a) Name of Person Filing:

Thomas A. Satterfield, Jr.

A.G. Family L.P.

Attached as Exhibit A is a copy of a Joint Filing Agreement between Thomas A. Satterfield, Jr. and A.G. Family L.P.

 

  (b) Address of Principal Business Office or, if none, Residence:

Thomas A. Satterfield, Jr.

2609 Caldwell Mill Lane

Birmingham, Alabama 35243

A.G. Family L.P.

571 McDonald Road

Rockwall, Texas 75032

 

  (c) Citizenship:

Incorporated by reference from Item 4 of the Cover Page.

 

  (d) Title of Class of Securities:

Incorporated by reference from the Cover Page.

 

  (e) CUSIP Number:

Incorporated by reference from the Cover Page.

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or §§ 240.13d-2(b) or (c), check whether the person filing is a:

Not Applicable.


CUSIP No. 294017108   13G   Page 4 of 6 Pages

 

 

Item 4. Ownership.

 

  (a) Amount beneficially owned:

Incorporated by reference from Item 9 of the Cover Page.

 

  (b) Percent of class:

Incorporated by reference from Item 11 of the Cover Page.

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote

Incorporated by reference from Item 5 of the Cover Page.

 

  (ii) Shared power to vote or to direct the vote

Incorporated by reference from Item 6 of the Cover Page.

 

  (iii) Sole power to dispose or to direct the disposition of

Incorporated by reference from Item 7 of the Cover Page.

 

  (iv) Shared power to dispose or to direct the disposition of

Incorporated by reference from Item 8 of the Cover Page.

 

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [    ].

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

With respect to the beneficial ownership reported for Thomas A. Satterfield, Jr., 6,419,200 shares are held by A.G. Family L.P., a Texas limited partnership with respect to which Mr. Satterfield has a limited power of attorney for voting and disposition purposes.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not Applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not Applicable.


CUSIP No. 294017108   13G   Page 5 of 6 Pages

 

 

Item 9. Notice of Dissolution of Group.

Not Applicable.

 

Item 10. Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.


CUSIP No. 294017108   13G   Page 6 of 6 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

January 12, 2018

                           Date
 

/s/ Thomas A. Satterfield, Jr.

  Thomas A. Satterfield, Jr.
A. G. Family L.P., a Texas limited partnership
  By:   GLMS, LLC, its General Partner
    By:  

/s/ Thomas A. Satterfield, Jr.

     

Thomas A. Satterfield, Jr.

by Power of Attorney

EX-99.A 2 d507586dex99a.htm EXHIBIT A Exhibit A

Exhibit A

AGREEMENT FOR

JOINT FILING OF SCHEDULE 13G

Thomas A. Satterfield, Jr. and A.G. Family L.P. hereby agree to file jointly the statement on Schedule 13G to which this Agreement for Joint Filing of Schedule 13G (this “Agreement”) is attached, as well as any amendments thereto which may be deemed necessary, pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934.

Each of the parties hereto represents that such party is individually eligible to use Schedule 13G to satisfy such party’s reporting obligations.

It is understood that each of the parties hereto is responsible for the timely filing of such statement and any amendments thereto and for the completeness and accuracy of the information concerning such party contained therein, but such party is not responsible for the completeness or accuracy of the information concerning the other party unless such party knows or has reason to believe that such information is inaccurate.

It is understood and agreed that a copy of this Agreement shall be attached as an exhibit to the statement on Schedule 13G, and any amendments hereto, filed on behalf of each of the parties hereto.

 

   

January 23, 2017

                              Date
   

/s/ Thomas A. Satterfield, Jr.

    Thomas A. Satterfield, Jr.
A.G. Family L.P., a Texas limited partnership
  By: GLMS, LLC, its General Partner
    By:  

/s/ Thomas A. Satterfield, Jr.

     

Thomas A. Satterfield, Jr.,

its Authorized Person