0000899243-17-011948.txt : 20170504 0000899243-17-011948.hdr.sgml : 20170504 20170504215029 ACCESSION NUMBER: 0000899243-17-011948 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170502 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNCHRONOSS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001131554 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 061594540 BUSINESS ADDRESS: STREET 1: 200 CROSSING BOULEVARD CITY: BRIDGEWATER STATE: NJ ZIP: 08807 BUSINESS PHONE: 866-620-3940 MAIL ADDRESS: STREET 1: 200 CROSSING BOULEVARD CITY: BRIDGEWATER STATE: NJ ZIP: 08807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris GP HoldCo III, LLC CENTRAL INDEX KEY: 0001705465 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 17815977 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Partners GP III, L.P. CENTRAL INDEX KEY: 0001705701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 17815978 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silver Private Investments, LLC CENTRAL INDEX KEY: 0001705513 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 17815981 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Advisor HoldCo III, LLC CENTRAL INDEX KEY: 0001705440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 17815983 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Capital Group, LLC CENTRAL INDEX KEY: 0001705438 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 17815975 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Capital Group III, L.P. CENTRAL INDEX KEY: 0001705439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 17815976 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Partners III, L.P. CENTRAL INDEX KEY: 0001626559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 17815980 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVE., 59TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-231-0095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVE., 59TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silver Private Holdings I, LLC CENTRAL INDEX KEY: 0001705504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 17815984 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Partners III Parallel, L.P. CENTRAL INDEX KEY: 0001626560 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 17815979 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVE., 59TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-231-0095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVE., 59TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Advisor HoldCo, LLC CENTRAL INDEX KEY: 0001705515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52049 FILM NUMBER: 17815982 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-231-0095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-02 0 0001131554 SYNCHRONOSS TECHNOLOGIES INC SNCR 0001705504 Silver Private Holdings I, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 0 0001705513 Silver Private Investments, LLC C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 0 0001626559 Siris Partners III, L.P. C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 0 0 1 0 0001626560 Siris Partners III Parallel, L.P. C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 0 0 1 0 0001705701 Siris Partners GP III, L.P. C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 0 0001705465 Siris GP HoldCo III, LLC C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 0 0001705439 Siris Capital Group III, L.P. C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 0 0001705438 Siris Capital Group, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 0 0001705440 Siris Advisor HoldCo III, LLC C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 0 0001705515 Siris Advisor HoldCo, LLC C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock, par value $0.0001 per share 2017-05-02 4 P 0 428569 15.67 A 5065853 D Common Stock, par value $0.0001 per share 2017-05-02 4 P 0 247394 16.16 A 5313247 D Common Stock, par value $0.0001 per share 2017-05-03 4 P 0 506420 15.98 A 5819667 D Common Stock, par value $0.0001 per share 2017-05-04 4 P 0 126416 15.66 A 5946083 D Common Stock, par value $0.0001 per share 2017-05-04 4 P 0 48584 16.19 A 5994667 D This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Silver Private Holdings I, LLC, a Delaware limited liability company ("Silver Holdings"); (ii) Silver Private Investments, LLC, a Delaware limited liability company ("Silver Parent"); (iii) Siris Partners III, L.P., a Delaware limited partnership ("Siris Fund III"); (iv) Siris Partners III Parallel, L.P., a Delaware limited partnership ("Siris Fund III Parallel"); (v) Siris Partners GP III, L.P., a Delaware limited partnership ("Siris Fund III GP"); (vi) Siris GP HoldCo III, LLC, a Delaware limited liability company ("Siris Fund III GP HoldCo"); (vii) Siris Capital Group III, L.P., a Delaware limited partnership ("Siris Fund III Advisor"); (viii) Siris Capital Group, LLC, a Delaware limited liability company ("Siris Capital Group"); (ix) Siris Advisor HoldCo III, LLC, a Delaware limited liability company ("Siris Fund III Advisor HoldCo"); (Continued from Footnote 1) and (x) Siris Advisor HoldCo, LLC, a Delaware limited liability company ("Siris Advisor HoldCo"). Silver Holdings is controlled by its sole member, Silver Parent. Silver Parent is controlled by its members, Siris Fund III and Siris Fund III Parallel. Each of Siris Fund III and Siris Fund III Parallel is controlled by its general partner, Siris Fund III GP. Siris Fund III GP is controlled by its general partner, Siris Fund III GP HoldCo. Siris Fund III Advisor serves as investment manager to Siris Fund III and Siris Fund III Parallel pursuant to investment management agreements with each of them. Siris Capital Group shares investment management authority in respect of Siris Fund III and Siris Fund III Parallel pursuant to an agreement between Siris Fund III Advisor and Siris Capital Group. Siris Fund III Advisor is controlled by its general partner, Siris Fund III Advisor HoldCo. (Continued from Footnote 3) Siris Capital Group is controlled by its managing member, Siris Advisor HoldCo. Each of Siris Fund III GP HoldCo, Siris Fund III Advisor HoldCo and Siris Advisor HoldCo is controlled by Frank Baker, Peter Berger and Jeffrey Hendren. The Reporting Persons may be deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (such Act and rules, as amended, the "Exchange Act"), which group may be deemed to share the power to vote or direct the vote, or to dispose or direct the disposition, of the securities reported herein. However, neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any of the Reporting Persons that it is a member of a "group" for such purposes, for purposes of Section 16 of the Exchange Act or for any other purpose. (Continued from footnote 5) Each of the Reporting Persons expressly disclaims beneficial ownership of securities held by any other person or entity other than, to the extent of any pecuniary interest therein, the various accounts under such Reporting Person's management and control. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. The price reported in Column 4 is a weighted average price. These shares of Common Stock were acquired in multiple transactions at prices ranging from $15.22 to $15.99, inclusive. The Reporting Persons undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of Common Stock acquired at each separate price. The price reported in Column 4 is a weighted average price. These shares of Common Stock were acquired in multiple transactions at prices ranging from $16.00 to $16.25, inclusive. The Reporting Persons undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of Common Stock acquired at each separate price. The price reported in Column 4 is a weighted average price. These shares of Common Stock were acquired in multiple transactions at prices ranging from $15.40 to $16.39, inclusive. The Reporting Persons undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of Common Stock acquired at each separate price. The price reported in Column 4 is a weighted average price. These shares of Common Stock were acquired in multiple transactions at prices ranging from $15.41 to $15.99, inclusive. The Reporting Persons undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of Common Stock acquired at each separate price. The price reported in Column 4 is a weighted average price. These shares of Common Stock were acquired in multiple transactions at prices ranging from $16.00 to $16.46, inclusive. The Reporting Persons undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of Common Stock acquired at each separate price. See Exhibit 99.1 2017-05-04 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

EXHIBIT 99.1

                        SIGNATURES OF REPORTING PERSONS

    This Statement on Form 4 is filed by the Reporting Persons listed below.

May 4, 2017

                                  SILVER PRIVATE HOLDINGS I, LLC
                                  By: Silver Private Investments, LLC, its sole
                                  member


                                  By:      /s/ Peter Berger
                                       -----------------------------------------
                                       Name:  Peter Berger
                                       Title: Authorized Signatory


                                  SILVER PRIVATE INVESTMENTS, LLC


                                  By:     /s/ Peter Berger
                                       -----------------------------------------
                                       Name:  Peter Berger
                                       Title: Authorized Signatory


                                  SIRIS PARTNERS III, L.P.
                                  SIRIS PARTNERS III PARALLEL, L.P.
                                  By: Siris Partners GP III, L.P., its general
                                  partner
                                  By: Siris GP HoldCo III, LLC, its general
                                  partner


                                  By:    /s/ Peter Berger
                                       -----------------------------------------
                                       Name:  Peter Berger
                                       Title: Managing Member


                                  SIRIS PARTNERS GP III, L.P.
                                  By: Siris GP HoldCo III, LLC, its general
                                  partner


                                  By:     /s/ Peter Berger
                                       -----------------------------------------
                                       Name:  Peter Berger
                                       Title: Managing Member


                                  SIRIS GP HOLDCO III, LLC


                                  By:     /s/ Peter Berger
                                       -----------------------------------------
                                       Name:  Peter Berger
                                       Title: Managing Member


                                  SIRIS CAPITAL GROUP III, L.P.
                                  By: Siris Advisor HoldCo III, LLC, its general
                                  partner


                                  By:     /s/ Peter Berger
                                       -----------------------------------------
                                       Name:  Peter Berger
                                       Title: Managing Member


                                  SIRIS CAPITAL GROUP, LLC
                                  By:  Siris Advisor HoldCo, LLC, its managing
                                  member


                                  By:     /s/ Peter Berger
                                       -----------------------------------------
                                       Name:  Peter Berger
                                       Title: Managing Member


                                  SIRIS ADVISOR HOLDCO III, LLC


                                  By:    /s/ Peter Berger
                                       -----------------------------------------
                                       Name:  Peter Berger
                                       Title: Managing Member


                                  SIRIS ADVISOR HOLDCO, LLC


                                  By:    /s/ Peter Berger
                                       -----------------------------------------
                                       Name:  Peter Berger
                                       Title: Managing Member