EX-1.01 2 ex1_01.htm EXHIBIT 1.01

 Exhibit 1.01
 
GlaxoSmithKline plc
Conflict Minerals Report
For the Year Ended December 31, 2018
 
This report for the year ended December 31, 2018 has been prepared by GlaxoSmithKline plc (together with its consolidated subsidiaries, “GSK”) and is submitted in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”), and regulations and guidance issued by the Securities and Exchange Commission (“SEC”) relating to the Rule. The Rule requires certain disclosures if a reporting company manufactures or contracts to manufacture products for which one or more of the following minerals are necessary to the functionality or production of the company’s products: cassiterite; columbite-tantalite (coltan); and wolframite; their derivatives tantalum, tin, and tungsten; and gold (collectively, “3TGs”). These are considered “conflict minerals” under the Rule regardless of their geographic origin and whether or not they fund armed conflict in the Democratic Republic of the Congo or its neighboring countries (the “covered countries”).

This report is available on our website at https://www.gsk.com/en-gb/about-us/policies-codes-and-standards/.
 
1. Company Overview and Use of 3TGs
 
GSK is a science-led global healthcare company that researches and develops a broad range of innovative products in three primary areas: Pharmaceuticals, Vaccines and Consumer Healthcare. Our manufacturing network currently includes 76 sites in over 35 countries. We also partner with a network of over 260 external contract manufacturing organizations (“CMOs”) that supply finished products for sale and distribution by GSK. Product formulations include tablets, creams/ointments, inhalers, injections, liquids and sterile products. GSK obtains (i) materials from suppliers for manufacturing purposes and (ii) finished products from CMOs for sales and distribution by GSK.

Pursuant to the Rule, as further described below, we conducted in good faith a technical review of GSK’s products and surveyed our suppliers and CMOs. This review and survey was updated via ongoing monitoring for calendar year 2018 to determine whether 3TGs were present in our products.

GSK’s ongoing monitoring of materials provided by our suppliers covered by the Rule (“In Scope Suppliers”) and of products supplied by our CMOs and covered by the Rule, for which GSK “contracted to manufacture the products,” (as that term is used in the Rule) (“In Scope CMOs”) and the 3TGs declarations provided by such In Scope Suppliers and In Scope CMOs indicate that, for calendar year 2018, (i) three suppliers (the “Applicable Suppliers”) provided us with materials containing 3TGs for manufacturing purposes for the products that we manufacture and (ii) eight  CMOs (the “Applicable CMOs”) provided us with products that contained 3TGs that were necessary to the functionality or production (both the CMO products that we purchase and the products that we manufacture that contain 3TGs are the “2018 covered products”).

2. Reasonable Country of Origin Inquiry

We then conducted in good faith a reasonable country of origin inquiry (“RCOI”) that GSK believes was reasonably designed to determine whether any 3TGs necessary to the functionality or production of our 2018 covered products originated in the covered countries and were not from recycled or scrap sources.

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Some 3TGs declarations from Applicable Suppliers and Applicable CMOs that indicated the materials or products they provided to GSK contained 3TGs also indicated that these 3TGs did not come from the covered countries.  Where the source of the 3TGs was unclear from the 3TGs declarations, we sent the Applicable Suppliers and Applicable CMOs the Conflict Minerals Reporting Template (“CMRT”), available through the Responsible Minerals Initiative (“RMI”) or otherwise followed up with them, requesting information regarding the source of the 3TGs in the materials or products they provided to GSK.  For the calendar year 2018, two Applicable Suppliers provided unclear responses to our RCOI and we are continuing to follow up with them, however we have no reason to believe that such suppliers sourced any 3TGs from the covered countries. All of the remaining Applicable Suppliers and Applicable CMOs but one indicated to us that any 3TGs contained in materials or products they provided to GSK did not come from the covered countries. One of the Applicable CMOs indicated that some of the 3TGs contained in the product they provide to GSK, a smoking cessation device, originated in the covered countries.

Due to the source of the 3TGs contained in the products from this one CMO, we concluded from our RCOI that we have reason to believe that some of the 3TGs necessary to the functionality or production of our 2018 covered products originated in the covered countries and were not from recycled or scrap sources. GSK therefore conducted further due diligence on the source and chain of custody of the necessary 3TGs contained in the 2018 covered products.

3. Design of Due Diligence Process
 
GSK’s due diligence measures were designed to conform with the framework set forth in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (the “OECD Guidance”) and the related supplements for gold and for tin, tantalum and tungsten. Below is a description of the measures that GSK implemented and the diligence we performed.
 
4. Description of Due Diligence Performed
 
The due diligence measures we performed are presented below according to the five-step framework established by the OECD.
 
4.1 Establish Strong Company Management Systems
 
Internal Management Structure
 
GSK has a 3TGs Compliance Programme, sponsored by our Chief Financial Officer, that follows the OECD Guidance. It includes a Steering Committee, which monitors compliance with our 3TG policies and our annual reporting obligations. GSK’s Procurement Organisation is responsible for implementing our 3TGs compliance strategy and GSK’s senior management is briefed about the results of our due diligence efforts on a regular basis.
 
System of Controls and Transparency

GSK has a Third Party Oversight (“TPO”) Standard Operating Procedure that covers the process for managing and identifying risk when GSK engages a third party to provide goods or services. This procedure involves a risk assessment, including questions relating to the presence of 3TGs in any products or materials provided to GSK by a third party. Following this risk assessment, the person responsible for the contract with the relevant third party must also follow the applicable business units’ procedures relating to 3TGs (the “3TGs Programme”) to facilitate compliance with our disclosure obligations under the Rule. Upon adoption of the Rule, we undertook a review of all materials provided by our In Scope Suppliers and products provided by our In Scope CMOs to determine whether 3TGs were present in accordance with the 3TGs Programme.
 
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As discussed above, we monitor and evaluate the materials provided by In Scope Suppliers and the products provided by In Scope CMOs to identify whether these materials or products contain 3TGs.  We update our technical review of the materials and products and request 3TGs declarations from In Scope Suppliers and In Scope CMOs concerning the presence of 3TGs in the materials or products they supply to GSK as needed. The 3TGs declarations explain GSK’s reporting obligations under the Rule and require the In Scope Supplier or In Scope CMO to confirm that they have taken reasonable steps to assess whether the materials or products supplied to GSK contains 3TG. Where any 3TGs declarations do not confirm that any identified 3TGs in these materials or products either do not come from the covered countries or do come from recycled or scrap sources, GSK sends those remaining In Scope Suppliers and In Scope CMOs a CMRT questionnaire, or otherwise contacts the supplier or CMO to obtain further information.

Whenever a new supplier or CMO is added to the GSK network, the person responsible for the contract must conduct a third-party risk assessment as part of the TPO process and determine whether the materials or products supplied fall within the scope of the Rule and contain 3TGs. If so, the person responsible for the contract must follow the RCOI procedures outlined above. In addition, if an existing In Scope Supplier or In Scope CMO introduces new materials or products into our network, or if the composition of existing materials or products are altered, the person responsible for the contract must determine if the modified materials or products contain 3TGs and, if they do, follow the procedures outlined above.

Supply Chain Engagement

We expect our suppliers, our CMOs and their respective suppliers to exercise due diligence around the source and chain of custody of 3TGs used in materials or products they supply to us and this expectation is communicated to such parties through our public policy statement on working with third parties and  our Conflict Minerals  Statement (as defined below). Any existing suppliers or CMOs sourcing 3TGs in a manner that benefits armed groups in the covered countries are contractually obligated to identify alternative sources; a failure to do so will result in termination of the applicable supply agreement. Any new or renewed supply agreements entered into by GSK with suppliers and CMOs seek confirmation that any 3TGs supplied to GSK do not benefit armed groups in the covered countries.
 
Grievance Mechanism
 
We have longstanding grievance mechanisms for employees, suppliers and CMOs to report potential concerns or violations of GSK policies, including our policies regarding 3TGs. These mechanisms include direct reporting to an employee’s line manager, Human Resources, Global Ethics and Compliance, or Legal representative. Alternatively, concerns or violations may be reported using telephone, internet or postal reporting channels. These channels are managed independently of GSK, are available globally and allow for reports to be kept anonymous if the local laws and regulations permit it.

Communication
 
GSK maintains a public statement describing in detail its position regarding 3TGs and its procedures for addressing 3TGs issues (the “GSK Conflict Minerals Statement”).  GSK’s company statement relating to 3TGs is available at: https://www.gsk.com/media/4859/conflict-minerals.pdf.

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4.2 Identify and Assess Risk in the Supply Chain

As discussed above, we monitor the materials provided by In Scope Suppliers and In Scope CMOs that provide GSK with materials or products to determine whether such materials or products contain 3TGs. We review the 3TGs declarations that we receive to determine if the response is complete or if further engagement with the supplier or CMO is required and also follow-up with any non-responsive suppliers or CMOs. We then request that any suppliers or CMOs that supply GSK with materials or products that contain 3TGs to complete the CMRT, provide a certification that any 3TGs necessary to the functionality or production of the product are either not sourced from the covered countries or are from scrap or recycled sources, or otherwise confirm, to the extent possible, the source of the 3TGs in the materials or products provided to GSK.

For 2018, we reviewed any CMRTs or certifications provided to assess the reasonableness of the responses and to determine, to the extent possible, the country of origin of the 3TGs contained in the 2018 covered products. An important component of our supplier and CMO survey process, and an element of the CMRT, is the identification of the smelters and refiners that process the 3TGs used in our products. The CMRT was developed by the RMI, which is an initiative founded by members of the Electronic Industry Citizenship Coalition and the Global e-Sustainability Initiative. The Responsible Minerals Assurance Process (“RMAP”) of the RMI uses an independent third-party audit to identify smelters and refiners that have systems in place to assure sourcing of only 3TGs not benefitting armed groups in the covered countries.

For 2018, we reviewed a list of all smelters and refiners identified by any suppliers or CMOs that reported any of the 3TGs contained in the materials or products supplied to GSK are sourced from the covered countries to determine if such smelters or refiners had been validated under the RMAP as “conformant” with the RMAP assessment protocols (“RMAP conformant”). We also reviewed the list of smelters and refiners against information provided by other independent third party audit programs, such as the London Bullion Market Association’s Responsible Gold Program.

4.3 Design and Implement a Strategy to Respond to Risks
 
GSK’s strategy to respond to identified risks in the supply chain includes reviewing supplier and CMO responses to our above described inquiries for certain red flags. These include the following:


The supplier or CMO does not respond to our request despite follow ups.

The supplier or CMO provides an incomplete response to our inquiry, or provides inconsistent data within a CMRT or an unclear certification.

The supplier or CMO reports that it supplies GSK with materials or products that contain 3TGs that may be sourced from the covered countries, but it has not identified all of the smelters or refiners its supply chain for such materials or products.

A smelter or refiner is not listed with the RMI.

We address incomplete, inconsistent or otherwise unsatisfactory responses received from our suppliers or CMOs or a lack of response through an escalation process. This process involves an initial follow up to our original request, and then if the matter is still unresolved it is escalated through the  Steering Committee.

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We evaluate our relationships with suppliers and CMOs on an ongoing basis, and one factor that we take into account is the extent to which we believe a supplier or CMO has failed to reasonably comply with our policies and expectations.

We maintain a tracker to document and monitor compliance with our 3TGs Programme and the results of the procedures described in this report. The tracker is reviewed on a regular basis to check if effective monitoring is taking place and our buying and sourcing processes, which include our procedures relating to 3TGs, are periodically audited. The 3TGs Programme and its effectiveness are reviewed on an annual basis.

The results of these procedures, including a list of any suppliers or CMOs with respect to which an RCOI was conducted and the results of the RCOI and subsequent due diligence, are presented to management on a regular basis and the 3TGs Steering Committee on an annual basis.
 
4.4 Carry out Independent Third Party Audit of Smelters/Refiners Due Diligence Practices

GSK does not have direct relationships with smelters or refiners and does not perform or specify audits of those entities upstream in its supply chain. Instead, GSK relies on information collected and provided by independent third-party audit program, such as the RMAP and the London Bullion Market Association’s Responsible Gold Program.
 
4.5 Report on Supply Chain Due Diligence
 
This Conflict Minerals Report, which constitutes our report on our due diligence, is filed with the SEC, and is available on our website at the following link at https://www.gsk.com/en-gb/about-us/policies-codes-and-standards/.
 
5. Determination

We seek reasonable information about 3TGs smelters and refiners and the mines or locations of origin of 3TGs in our supply chain by reviewing and implementing best practices established in the OECD and other due diligence implementation programs and requesting our suppliers to complete the CMRT, and evaluating supplier responses as described above. We do not directly source 3TGs from smelters, nor do we have direct knowledge of the country of origin and chain of custody of 3TGs in our supply chain. We must therefore rely on our direct suppliers and CMOs for information relating to the source of any 3TGs in the materials and products supplied to us. These suppliers and CMOs in turn must similarly rely on their own suppliers for such information. Based on our due diligence efforts, we do not have sufficient information to conclusively determine the country of origin of all the 3TGs contained in the materials or products supplied to GSK.

For the year ended December 31, 2018, we identified three Applicable Suppliers and 8 Applicable CMOs that provided materials or products that contained 3TGs. Two of these Applicable Suppliers provided unclear responses and we are continuing to follow up with them. However, we have no reason to believe that such suppliers sourced 3TGs from the covered countries. All of the remaining Applicable Suppliers and Applicable CMOs but one responded that either the materials or products they supply to GSK do not contain 3TGs or that the 3TGs contained in the products supplied to GSK do not originate from the covered countries.

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This one CMO reported that it received information regarding the source of the 3TGs in the product supplied to GSK from 16 of 21 suppliers, and these suppliers indicated that some of the 3TGs in their respective supply chains are sourced from the covered countries. However, since some of the CMO’s suppliers provide sourcing information on their company-wide supply chain, rather than on the 3TGs actually contained in materials supplied to this CMO, we are unable to trace the chain of custody of any 3TGs specifically contained in our product further up the supply chain to a specific smelter or, in turn, to the mine of origin. Using the data provided by such CMO, and cross-checking against existing RMI smelter lists and London Bullion Market Association’s Responsible Gold Program, we were able to confirm that all but one of the 250 smelters identified as being in their supply chain by this CMO’s suppliers are either currently RMAP conformant or were RMAP conformant until they ceased operations. The country locations of the RMAP conformant identified smelters are listed in Annex I. The one non-RMAP conformant gold smelter (Samduck Precious Metals) is located in the Republic of Korea. We continue to follow up with this CMO regarding the five suppliers that did not provide sourcing information.
 
GSK is continuing to work with its suppliers and CMOs regarding responsible sourcing practices generally and 3TGs supply chain in particular. We continue to follow up and work with the suppliers that provided unclear responses to our diligence inquiries. Additionally, we intend to encourage any suppliers or CMOs that source 3TGs from smelters that are not RMAP conformant to transition to only sourcing from RMAP conformant smelters.

    In accordance with the Rule, this Report has not been audited.

Cautionary statement regarding forward-looking statements
 
GSK cautions investors that any forward-looking statements made by GSK, including those made in this Report, are subject to risks and uncertainties that may cause actual outcomes to differ materially from those discussed.

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ANNEX I

Metal
Smelter/Refiner Facility Name
Location of Facility
Gold
Advanced Chemical Company
UNITED STATES OF AMERICA
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
Gold
Al Etihad Gold LLC
UNITED ARAB EMIRATES
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
Gold
AngloGold Ashanti Corrego do Sitio Mineracao
BRAZIL
Gold
Argor-Heraeus S.A.
SWITZERLAND
Gold
Asahi Pretec Corp.
JAPAN
Gold
Asahi Refining Canada Ltd.
CANADA
Gold
Asahi Refining USA Inc.
UNITED STATES OF AMERICA
Gold
Asaka Riken Co., Ltd.
JAPAN
Gold
AU Traders and Refiners
SOUTH AFRICA
Gold
Aurubis AG
GERMANY
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
Gold
Boliden AB
SWEDEN
Gold
C. Hafner GmbH + Co. KG
GERMANY
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
Gold
Cendres + Metaux S.A.
SWITZERLAND
Gold
Chimet S.p.A.
ITALY
Gold
Daejin Indus Co., Ltd.
KOREA, REPUBLIC OF
Gold
DSC (Do Sung Corporation)
KOREA, REPUBLIC OF
Gold
DODUCO Contacts and Refining GmbH
GERMANY
Gold
Dowa
JAPAN
Gold
Eco-System Recycling Co., Ltd.
JAPAN
Gold
Emirates Gold DMCC
UNITED ARAB EMIRATES
Gold
OJSC Novosibirsk Refinery
RUSSIAN FEDERATION
Gold
Geib Refining Corporation
UNITED STATES OF AMERICA
Gold
HeeSung Metal Ltd.
KOREA, REPUBLIC OF
Gold
Heimerle + Meule GmbH
GERMANY
Gold
Heraeus Metals Hong Kong Ltd.
CHINA
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CHINA
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
Gold
Istanbul Gold Refinery
TURKEY
Gold
Italpreziosi
ITALY
Gold
Japan Mint
JAPAN
Gold
Jiangxi Copper Co., Ltd.
CHINA
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN

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Gold
Kazzinc
KAZAKHSTAN
Gold
Kennecott Utah Copper LLC
UNITED STATES OF AMERICA
Gold
Kojima Chemicals Co., Ltd.
JAPAN
Gold
Korea Zinc Co., Ltd.
KOREA, REPUBLIC OF
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
Gold
Marsam Metals
BRAZIL
Gold
Materion
UNITED STATES OF AMERICA
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
Gold
Metalor Technologies (Hong Kong) Ltd.
CHINA
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
Gold
Metalor Technologies S.A.
SWITZERLAND
Gold
Metalor USA Refining Corporation
UNITED STATES OF AMERICA
Gold
Metalurgica Met-Mex Penoles S.A. De C.V.
MEXICO
Gold
Mitsubishi Materials Corporation
JAPAN
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Gold
MMTC-PAMP India Pvt., Ltd.
INDIA
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
Gold
Nadir Metal Rafineri San. Ve Tic. A.S.
TURKEY
Gold
Nihon Material Co., Ltd.
JAPAN
Gold
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
Gold
Ohura Precious Metal Industry Co., Ltd.
JAPAN
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
RUSSIAN FEDERATION
Gold
PAMP S.A.
SWITZERLAND
Gold
Planta Recuperadora de Metales SpA
CHILE
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
Gold
PX Precinox S.A.
SWITZERLAND
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
Gold
Republic Metals Corporation
UNITED STATES OF AMERICA
Gold
Royal Canadian Mint
CANADA
Gold
SAAMP
FRANCE
Gold
Safimet S.p.A
ITALY
Gold
SAXONIA Edelmetalle GmbH
GERMANY
Gold
SEMPSA Joyeria Plateria S.A.
SPAIN
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
Gold
Singway Technology Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
Gold
Solar Applied Materials Technology Corp.
TAIWAN, PROVINCE OF CHINA

8

Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
Gold
SungEel HiMetal Co., Ltd.
KOREA, REPUBLIC OF
Gold
T.C.A S.p.A
ITALY
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
Gold
Tokuriki Honten Co., Ltd.
JAPAN
Gold
Torecom
KOREA, REPUBLIC OF
Gold
Umicore Brasil Ltda.
BRAZIL
Gold
Umicore Precious Metals Thailand
THAILAND
Gold
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
Gold
United Precious Metal Refining, Inc.
UNITED STATES OF AMERICA
Gold
Valcambi S.A.
SWITZERLAND
Gold
Western Australian Mint (T/a The Perth Mint)
AUSTRALIA
Gold
WIELAND Edelmetalle GmbH
GERMANY
Gold
Yamakin Co., Ltd.
JAPAN
Gold
Yokohama Metal Co., Ltd.
JAPAN
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
CHINA
Tantalum
Asaka Riken Co., Ltd.
JAPAN
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
Tantalum
Guangdong Rising Rare Metals-EO Materials Ltd.
CHINA
Tantalum
D Block Metals, LLC
UNITED STATES OF AMERICA
Tantalum
Exotech Inc.
UNITED STATES OF AMERICA
Tantalum
F&X Electro-Materials Ltd.
CHINA
Tantalum
FIR Metals & Resource Ltd.
CHINA
Tantalum
Global Advanced Metals Aizu
JAPAN
Tantalum
Global Advanced Metals Boyertown
UNITED STATES OF AMERICA
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
Tantalum
H.C. Starck Co., Ltd.
THAILAND
Tantalum
H.C. Starck Tantalum and Niobium GmbH
GERMANY
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
Tantalum
H.C. Starck Inc.
UNITED STATES OF AMERICA
Tantalum
H.C. Starck Ltd.
JAPAN
Tantalum
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
Jiangxi Tuohong New Raw Material
CHINA
Tantalum
Jiujiang Janny New Material Co., Ltd.
CHINA
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
KEMET Blue Metals
MEXICO

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Tantalum
KEMET Blue Powder
UNITED STATES OF AMERICA
Tantalum
LSM Brasil S.A.
BRAZIL
Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA
Tantalum
Mineracao Taboca S.A.
BRAZIL
Tantalum
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Tantalum
NPM Silmet AS
ESTONIA
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
Tantalum
QuantumClean
UNITED STATES OF AMERICA
Tantalum
Resind Industria e Comercio Ltda.
BRAZIL
Tantalum
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
Tantalum
Taki Chemical Co., Ltd.
JAPAN
Tantalum
Telex Metals
UNITED STATES OF AMERICA
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
Tin
Alpha
UNITED STATES OF AMERICA
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHINA
Tin
Chifeng Dajingzi Tin Industry Co., Ltd.
CHINA
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
Tin
China Tin Group Co., Ltd.
CHINA
Tin
CV Ayi Jaya
INDONESIA
Tin
CV Dua Sekawan
INDONESIA
Tin
CV Gita Pesona
INDONESIA
Tin
PT Aries Kencana Sejahtera
INDONESIA
Tin
PT Premium Tin Indonesia
INDONESIA
Tin
CV Tiga Sekawan
INDONESIA
Tin
CV United Smelting
INDONESIA
Tin
CV Venus Inti Perkasa
INDONESIA
Tin
Dowa
JAPAN
Tin
Metallo Spain S.L.U.
SPAIN
Tin
EM Vinto
BOLIVIA (PLURINATIONAL STATE OF)
Tin
Fenix Metals
POLAND
Tin
Gejiu Fengming Metallurgy Chemical Plant
CHINA
Tin
Gejiu Jinye Mineral Company
CHINA
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CHINA
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
CHINA
Tin
HuiChang Hill Tin Industry Co., Ltd.
CHINA
Tin
Huichang Jinshunda Tin Co., Ltd.
CHINA
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
Tin
Melt Metais e Ligas S.A.
BRAZIL

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Tin
Metallic Resources, Inc.
UNITED STATES OF AMERICA
Tin
Metallo Belgium N.V.
BELGIUM
Tin
Mineracao Taboca S.A.
BRAZIL
Tin
Minsur
PERU
Tin
Mitsubishi Materials Corporation
JAPAN
Tin
Modeltech Sdn Bhd
MALAYSIA
Tin
Jiangxi New Nanshan Technology Ltd.
CHINA
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
Tin
Operaciones Metalurgical S.A.
BOLIVIA (PLURINATIONAL STATE OF)
Tin
PT Artha Cipta Langgeng
INDONESIA
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
Tin
PT Babel Inti Perkasa
INDONESIA
Tin
PT Bangka Prima Tin
INDONESIA
Tin
PT Bangka Serumpun
INDONESIA
Tin
PT Bangka Tin Industry
INDONESIA
Tin
PT Belitung Industri Sejahtera
INDONESIA
Tin
PT Bukit Timah
INDONESIA
Tin
PT DS Jaya Abadi
INDONESIA
Tin
PT Eunindo Usaha Mandiri
INDONESIA
Tin
PT Inti Stania Prima
INDONESIA
Tin
PT Karimun Mining
INDONESIA
Tin
PT Kijang Jaya Mandiri
INDONESIA
Tin
PT Lautan Harmonis Sejahtera
INDONESIA
Tin
PT Menara Cipta Mulia
INDONESIA
Tin
PT Mitra Stania Prima
INDONESIA
Tin
PT Panca Mega Persada
INDONESIA
Tin
PT Prima Timah Utama
INDONESIA
Tin
PT Refined Bangka Tin
INDONESIA
Tin
PT Sariwiguna Binasentosa
INDONESIA
Tin
PT Stanindo Inti Perkasa
INDONESIA
Tin
PT Sukses Inti Makmur
INDONESIA
Tin
PT Sumber Jaya Indah
INDONESIA
Tin
PT Timah (Persero) Tbk Kundur
INDONESIA
Tin
PT Timah (Persero) Tbk Mentok
INDONESIA
Tin
PT Tinindo Inter Nusa
INDONESIA
Tin
PT Tommy Utama
INDONESIA
Tin
Resind Industria e Comercio Ltda.
BRAZIL
Tin
Rui Da Hung
TAIWAN, PROVINCE OF CHINA
Tin
Soft Metais Ltda.
BRAZIL
Tin
Thaisarco
THAILAND
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
Tin
White Solder Metalurgia e Mineracao Ltda.
BRAZIL
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
Tin
Yunnan Tin Company Limited
CHINA
Tungsten
A.L.M.T. TUNGSTEN Corp.
JAPAN

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Tungsten
ACL Metais Eireli
BRAZIL
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIET NAM
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES OF AMERICA
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
Tungsten
H.C. Starck Tungsten GmbH
GERMANY
Tungsten
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CHINA
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
Tungsten
Japan New Metals Co., Ltd.
JAPAN
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
Tungsten
Kennametal Fallon
UNITED STATES OF AMERICA
Tungsten
Kennametal Huntsville
UNITED STATES OF AMERICA
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
Tungsten
Moliren Ltd.
RUSSIAN FEDERATION
Tungsten
Niagara Refining LLC
UNITED STATES OF AMERICA
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIETNAM
Tungsten
Philippine Chuangxin Industrial Co., Inc.
PHILIPPINES
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
CHINA
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIETNAM
Tungsten
Unecha Refractory metals plant
RUSSIAN FEDERATION
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
VIETNAM
Tungsten
Wolfram Bergbau und Hutten AG
AUSTRIA
Tungsten
Woltech Korea Co., Ltd.
KOREA, REPUBLIC OF
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHINA
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA


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