0000903423-15-000108.txt : 20150212
0000903423-15-000108.hdr.sgml : 20150212
20150212183158
ACCESSION NUMBER: 0000903423-15-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141210
FILED AS OF DATE: 20150212
DATE AS OF CHANGE: 20150212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED GENETIC TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0001273636
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 593553710
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 11801 RESEARCH DRIVE
STREET 2: SUITE D
CITY: ALACHUA
STATE: FL
ZIP: 32615
BUSINESS PHONE: 386-462-2204
MAIL ADDRESS:
STREET 1: 11801 RESEARCH DRIVE
STREET 2: SUITE D
CITY: ALACHUA
STATE: FL
ZIP: 32615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLAXOSMITHKLINE PLC
CENTRAL INDEX KEY: 0001131399
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36370
FILM NUMBER: 15608217
BUSINESS ADDRESS:
STREET 1: 980 GREAT WEST ROAD
CITY: BRENTFORD MIDDLESEX
STATE: X0
ZIP: TW8 9GS
BUSINESS PHONE: 011442080475000
MAIL ADDRESS:
STREET 1: 980 GREAT WEST ROAD
CITY: BRENTFORD MIDDLESEX
STATE: X0
ZIP: TW8 9GS
4
1
glaxo.xml
OWNERSHIP DOCUMENT
X0306
4
2014-12-10
0
0001273636
APPLIED GENETIC TECHNOLOGIES CORP
AGTC
0001131399
GLAXOSMITHKLINE PLC
980 GREAT WEST ROAD
BRENTFORD MIDDLESEX
X0
TW8 9GS
UNITED KINGDOM
0
0
1
0
Common Stock
2014-12-10
4
S
0
10000
21.176
D
1979598
I
By S.R. One Limited
Common Stock
2014-12-11
4
S
0
12500
21.2828
D
1967098
I
By S.R. One Limited
Common Stock
2014-12-12
4
S
0
7500
21.2392
D
1959598
I
By S.R. One Limited
Common Stock
2014-12-17
4
S
0
8000
21
D
1951598
I
By S.R. One Limited
Common Stock
2014-12-18
4
S
0
12000
21.0113
D
1939598
I
By S.R. One Limited
Shares are held of record by S.R. One, Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline PLC (Reporting Person).
/s/ Victoria Whyte, Company Secretary
2015-02-12