0001507943-15-000114.txt : 20150921 0001507943-15-000114.hdr.sgml : 20150921 20150921152802 ACCESSION NUMBER: 0001507943-15-000114 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150921 DATE AS OF CHANGE: 20150921 EFFECTIVENESS DATE: 20150921 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 INVESTMENT PARTNERS II LLC CENTRAL INDEX KEY: 0001131392 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-53088 FILM NUMBER: 151117278 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: 12TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-348-5252 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: 12TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 D/A 1 primary_doc.xml X0707 D/A LIVE 0001131392 K2 INVESTMENT PARTNERS II LLC 300 ATLANTIC STREET 12TH FLOOR STAMFORD CT CONNECTICUT 06901 203-348-5252 DELAWARE None None Limited Liability Company true N/A K2 Advisors, LLC 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer Member Manager David C. Saunders 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer Director of the Member Manager of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000898432-11-000535 2000-01-01 true true false 250000 Regions Investment Management, Inc. 111715 None None 1901 6th Avenue North Birmingham AL ALABAMA 35203 GA GEORGIA AL ALABAMA TN TENNESSEE CO COLORADO FL FLORIDA MS MISSISSIPPI false Highland Information Systems None None None 2545 Highland Avenue Ste 200 Birmingham AL ALABAMA 35205 GA GEORGIA AL ALABAMA TN TENNESSEE CO COLORADO FL FLORIDA MS MISSISSIPPI false Citigroup Global Markets Inc. 7059 None None 666 Fifth Avenue New York NY NEW YORK 10103 IL ILLINOIS NY NEW YORK IN INDIANA GA GEORGIA NV NEVADA DC DISTRICT OF COLUMBIA WI WISCONSIN CA CALIFORNIA MO MISSOURI OR OREGON VA VIRGINIA NJ NEW JERSEY OH OHIO AL ALABAMA TX TEXAS CO COLORADO FL FLORIDA NC NORTH CAROLINA PA PENNSYLVANIA MA MASSACHUSETTS false D.A. Davidson & Co. 199 None None 8 Third Street North Great Falls MT MONTANA 59401 WA WASHINGTON false Deutsche Bank Securities Inc. 2525 None None 60 Wall Street New York NY NEW YORK 10005 WA WASHINGTON NJ NEW JERSEY CT CONNECTICUT MD MARYLAND NC NORTH CAROLINA false Thomas Weisel Partners LLC 46237 None None One Montgomery Street Ste 3700 San Francisco CA CALIFORNIA 94104 CA CALIFORNIA false GS Capital Management LLC None None None 1100 Peachtree Street NE Atlanta GA GEORGIA 30309 TN TENNESSEE false Merrill Lynch Pierce Fenner & Smith Incorporated 7691 None None One Bryant Park New York NY NEW YORK 10036 NJ NEW JERSEY CT CONNECTICUT CA CALIFORNIA false Stifel, Nicolaus & Company, Incorporated 793 None None 501 North Broadway St. Louis MO MISSOURI 63102 CA CALIFORNIA false Indefinite 69082154 Indefinite Minimum investment above may be waived by the Member Manager false 57 5759717 true 0 0 false K2 INVESTMENT PARTNERS II LLC /s/ Bjorn A. Davis Bjorn A. Davis CCO of the Member Manager of the Issuer 2015-09-18