0001213900-24-046048.txt : 20240523 0001213900-24-046048.hdr.sgml : 20240523 20240522203521 ACCESSION NUMBER: 0001213900-24-046048 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20240522 FILED AS OF DATE: 20240523 DATE AS OF CHANGE: 20240522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALTERITY THERAPEUTICS LTD CENTRAL INDEX KEY: 0001131343 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: C3 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-49843 FILM NUMBER: 24975005 BUSINESS ADDRESS: STREET 1: LEVEL 3, 460 BOURKE STREET CITY: MELBOURNE STATE: C3 ZIP: VIC 3000 BUSINESS PHONE: 61 3 9349 4906 MAIL ADDRESS: STREET 1: LEVEL 3, 460 BOURKE STREET CITY: MELBOURNE STATE: C3 ZIP: VIC 3000 FORMER COMPANY: FORMER CONFORMED NAME: PRANA BIOTECHNOLOGY LTD DATE OF NAME CHANGE: 20010105 6-K 1 ea0206677-6k_alterity.htm REPORT OF FOREIGN PRIVATE ISSUER

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-163

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of May 2024

 

Alterity Therapeutics Limited

(Name of Registrant)

 

Level 14, 350 Collins Street, Melbourne, Victoria 3000 Australia

(Address of Principal Executive Office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F  ☒     Form 40-F  ☐

 

This Form 6-K is being incorporated by reference into our Registration Statement on Form S-8 (Files No. 333-251073, 333-248980 and 333-228671) and our Registration Statements on Form F-3 (Files No. 333-274816, 333-251647, 333-231417 and 333-250076)

 

 

 

 

 

 

ALTERITY THERAPEUTICS LIMITED

(a development stage enterprise)

 

The following exhibits are submitted:

 

99.1   Notification of cessation of securities - ATH

 

1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Alterity Therapeutics Limited
   
  By:  /s/ Geoffrey P. Kempler
    Geoffrey P. Kempler
    Chairman

 

Date: May 22, 2024

 

 

2

 

EX-99.1 2 ea020667701ex99-1_alterity.htm NOTIFICATION OF CESSATION OF SECURITIES - ATH

Exhibit 99.1

 

Appendix 3H - Notification of cessation of securities

 

Announcement Summary

 

 

 

Entity name

 

ALTERITY THERAPEUTICS LIMITED

 

Announcement Type

 

New announcement

 

Date of this announcement

 

Tuesday May 21, 2024

 

Details of +securities that have ceased

 

ASX +security code   Security description  

Number of
+securities that
have ceased

 

The +securities have
ceased due to

 

Date of
cessation

                 

ATHAAE

  OPTION EXPIRING
29-NOV-2026 EX $0.0375
 

5,000,000

 

Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied

 

07/05/2024

 

Refer to next page for full details of the announcement

 

Appendix 3H - Notification of cessation of securities

1 / 4

 

 

 

Appendix 3H - Notification of cessation of securities

 

Part 1 - Announcement Details

 

 

 

1.1

Name of +Entity

 

ALTERITY THERAPEUTICS LIMITED

 

We (the entity named above) provide the following information about our issued capital.

 

1.2 Registered Number Type   Registration Number
     
ACN   080699065

 

1.3ASX issuer code

 

ATH

 

1.4The announcement is

 

New announcement

 

1.5Date of this announcement

 

21/5/2024

 

Appendix 3H - Notification of cessation of securities

2 / 4

 

 

 

Appendix 3H - Notification of cessation of securities

 

Part 2 - Details of +equity securities or +debt securities that have ceased

 

 

 

Asx +Security Code And Description

 

ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375

 

Unquoted +equity securities that have ceased

Number of securities that have ceased

 

5,000,000

 

Reason for cessation

 

Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied

 

Date of cessation

 Is the entity paying any consideration for the cessation?
   

7/5/2024

 No

 

Any other information the entity wishes to notify to ASX about the cessation?

 

Lapse due to employee resignation

 

Appendix 3H - Notification of cessation of securities

3 / 4

 

 

 

Appendix 3H - Notification of cessation of securities

 

Part 3 - Issued capital following changes

 

 

 

Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:

 

The figures in parts 3.1 and 3.2 below are automatically generated and may not reflect the entity’s current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

 

3.1

Quoted +equity securities and +debt securities (total number of each +class of + securities quoted on ASX)

 

ASX +security code and description  Total
number of
+securities on issue
 
     
ATH : ORDINARY FULLY PAID   5,245,115,318 
ATHO : OPTION EXPIRING 31-AUG-2026   932,706,668 

 

3.2Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)

 

ASX +security code and description 

Total
number of +securities on issue

 
ATHAAI : OPTION EXPIRING 31-AUG-2024 EX $0.007   1,935,759,704 
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375   14,250,000 
ATHAAF : OPTION EXPIRING 31-JUL-2024 EX $0.07   12,000,000 
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238   11,900,000 
ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09   35,000,000 
ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105   8,000,000 
ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032   91,392,720 

 

Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.

 

Appendix 3H - Notification of cessation of securities

4 / 4

 

 

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