EX-99.1 2 ea020485403ex99-1_alterity.htm APPLICATION FOR QUOTATION OF SECURITIES - ATH

Exhibit 99.1

 

Appendix 2A - Application for quotation of securities

 

Announcement Summary

 

 

 

Entity name

 

ALTERITY THERAPEUTICS LIMITED

 

Announcement Type

 

New announcement

 

Date of this announcement

 

Monday April 29, 2024

 

The +securities to be quoted are:

 

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

 

Total number of +securities to be quoted

 

ASX +security code   Security description  

Number of
+securities
to be quoted

  issue date
             
ATH   ORDINARY FULLY PAID   7,097,419   22/04/2024

 

Refer to next page for full details of the announcement

 

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Appendix 2A - Application for quotation of securities

 

Part 1 - Entity and announcement details

 

 

 

1.1Name of entity

 

ALTERITY THERAPEUTICS LIMITED

 

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

 

1.2 Registered number type   Registration number
     
ACN   080699065

 

1.3ASX issuer code

 

ATH

 

1.4The announcement is

 

New announcement

 

1.5Date of this announcement

 

29/4/2024

 

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Appendix 2A - Application for quotation of securities

 

Part 2 - Type of Issue

 

 

 

2.1The +securities to be quoted are:

 

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

 

2.2The +class of +securities to be quoted is:

 

Additional +securities in a class that is already quoted on ASX (“existing class”)

 

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Appendix 2A - Application for quotation of securities

 

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

 

 

 

Existing +securities converting into additional +securities in an existing class FROM (Existing Class)

 

ASX +security code and description

 

ATHAAI : OPTION EXPIRING 31-AUG-2024 EX $0.007

 

TO (Existing Class)

 

ASX +security code and description

 

ATH : ORDINARY FULLY PAID

 

Please state the number of options that were exercised or other +convertible securities that were converted   The first date the options were exercised or other +convertible securities were converted   The last date the options were exercised or other +convertible securities were converted
         
7,097,419   22/4/2024   22/4/2024

 

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

 

No

 

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

 

An issue of new +securities

 

The underlying +securities being received by the holder are:

 

Intended to be, but are not yet, quoted by ASX

 

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

 

No

 

Issue date

 

22/4/2024

 

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?

 

Yes

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Appendix 2A - Application for quotation of securities

 

Issue details

 

Number of +securities to be quoted

 

7,097,419

 

Are the +securities being issued for a cash consideration?

 

Yes

 

In what currency is the cash consideration being paid?   What is the issue price per +security?
     
AUD - Australian Dollar   AUD 0.00700000

 

Any other information the entity wishes to provide about the +securities to be quoted

 

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Appendix 2A - Application for quotation of securities

 

Part 4 - Issued capital following quotation

 

 

 

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

 

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity’s current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

 

4.1Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

 

ASX +security code and description  Total
number of
+securities on issue
 
     
ATH : ORDINARY FULLY PAID   5,245,115,318 
ATHO : OPTION EXPIRING 31-AUG-2026   932,706,668 

 

4.2Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

 

ASX +security code and description 

Total
number of

+securities on issue

 
ATHAAI : OPTION EXPIRING 31-AUG-2024 EX $0.007   1,935,759,704 
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375   19,250,000 
ATHAAF : OPTION EXPIRING 31-JUL-2024 EX $0.07   12,000,000 
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238   11,900,000 
ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09   35,000,000 
ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105   8,000,000 
ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032   91,392,720 

 

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