EX-99.1 2 ea020388701ex99-1_alterity.htm APPLICATION FOR QUOTATION OF SECURITIES - ATH

Exhibit 99.1

 

Appendix 2A - Application for quotation of securities

 

Announcement Summary

 

 

Entity name

 

ALTERITY THERAPEUTICS LIMITED

 

Announcement Type

 

New announcement

 

Date of this announcement

 

Monday April 15, 2024

 

The +securities to be quoted are:

 

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

 

Total number of +securities to be quoted

 

  ASX +security
code
Security description

Number of +securities to

be quoted

Issue date
         
  ATHO OPTION EXPIRING 31-AUG-2026 285,087,715 15/04/2024

 

Refer to next page for full details of the announcement

 

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Appendix 2A - Application for quotation of securities

 

Part 1 - Entity and announcement details

 

 

1.1 Name of entity

 

ALTERITY THERAPEUTICS LIMITED

 

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

 

  1.2 Registered number typeRegistration number
     
  ACN 080699065

 

1.3 ASX issuer code

 

ATH

 

1.4 The announcement is

 

New announcement

 

1.5 Date of this announcement

 

15/4/2024

 

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Appendix 2A - Application for quotation of securities

 

Part 2 - Type of Issue

 

 

2.1 The +securities to be quoted are:

 

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

 

Previous Appendix 3B details:

 

  Announcement Date and Time Announcement Title Selected Appendix 3B to submit quotation request
       
  23-Feb-2024 10:18 New - Proposed issue of securities - ATH A placement or other type of issue

 

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

 

No

 

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Appendix 2A - Application for quotation of securities

 

 

Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

 

 

Placement Details

 

 

 

ASX +security code and description

 

ATHO : OPTION EXPIRING 31-AUG-2026

 

Issue date

 

15/4/2024

 

Distribution Schedule

 

 

 

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

 

  Number of +securities held Number of holders Total percentage of +securities held
For example, to enter a value of 50% please input as 50.00
  1 - 1,000   %
  1,001 - 5,000   %
  5,001 - 10,000   %
  10,001 - 100,000   %
  100,001 and over   %  

 

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Appendix 2A - Application for quotation of securities

 

 

Issue detail

 

Number of +securities to be quoted

 

285,087,715

 

Are the +securities being issued for a cash consideration?

 

No

 

Please describe the consideration being provided for the +securities

 

  One (1) free attaching option issued for each three (3) Placement shares issued per Placement announcement 23 Feb 2024

 

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the

+securities to be quoted

 

0.000000

 

Any other information the entity wishes to provide about the +securities to be quoted

 

   

 

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Appendix 2A - Application for quotation of securities

 

Part 4 - Issued capital following quotation

 

 

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

 

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

 

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)

 

ASX +security code and description   Total number of +securities on issue  
ATH : ORDINARY FULLY PAID     5,238,017,899  
         
ATHO : OPTION EXPIRING 31-AUG-2026     932,706,668  

 

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

 

ASX +security code and description 

Total number of

+securities on issue

 
ATHAAI : OPTION EXPIRING 31-AUG-2024 EX $0.007   1,942,857,123 
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375   19,250,000 
ATHAAF : OPTION EXPIRING 31-JUL-2024 EX $0.07   12,000,000 
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238   11,900,000 
ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09   35,000,000 
ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105   8,000,000 
ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032   91,392,720 

 

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