-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PX2CfKaQ6ZmWQxkftY9UqX8Uff52DLEy0yiEepxfv2h+5600WlIKSWxZzkK7Pbbg /v54ns464XhMg/F7yVKQVw== 0001130319-02-000946.txt : 20021009 0001130319-02-000946.hdr.sgml : 20021009 20021009153836 ACCESSION NUMBER: 0001130319-02-000946 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021009 EFFECTIVENESS DATE: 20021009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM FUNDS MANAGEMENT INC CENTRAL INDEX KEY: 0001131154 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06137 FILM NUMBER: 02785120 BUSINESS ADDRESS: STREET 1: 5140 YOUGE STREET SUITE 900 STREET 2: TORONTO CITY: ONTARIO MAIL ADDRESS: STREET 1: 5140 YOUGE STREET SUITE 900 STREET 2: TORONTO CITY: ONTARIO 13F-HR 1 t07983ore13fvhr.txt FORM 13F-HOLDINGS REPORT ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AIM Funds Management Inc. Address: 5140 Yonge Street, Suite 900 Toronto, Ontario M2N 6X7 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan J. Han Title: General Counsel Phone: 416-228-4789 Signature, Place and Date of Signing: "Susan J. Han" Toronto, Ontario 10/08/02 - -------------------- ---------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDING REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: n/a Form 13F File Number Name ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: n/a Form 13F Information Table Entry Total: 187 Form 13F Information Table Value Total: 10,781,234 List of Other Included Managers: No. 13F File Number Name
As of Date: 09/30/02 13F Filing Report SECURITY TITLE OF MKT VAL Disc DESCRIPTION CLASS CUSIP 000's QTY Sole ----------- -------- --------- ---------- --------- ----------- 1 3M CO COM 88579Y101 49645 290,500 290,500.00 2 ABBOTT LABORATORIES COM 2824100 8686 136,700 136,700.00 3 ABERCROMBIE & FITCH CO CL A CL A 2896207 24713 802,900 802,900.00 4 ACE LTD ORD G0070K103 7335 159,600 159,600.00 5 ACTUANT CORP CL A CL A NEW 00508X203 3688 65,000 65,000.00 6 ADOBE SYSTEMS INC COM 00724F101 9809 331,000 331,000.00 7 ADVO INC COM 7585102 4336 87,800 87,800.00 8 AFFILIATED COMPUTER SVCS CL A CL A 8190100 11353 168,100 168,100.00 9 ALABAMA NATIONAL BANCORPORATIO COM 10317105 4365 61,500 61,500.00 10 ALCON INC COM SHS H01301102 10939 178,300 178,300.00 11 ALDERWOODS GROUP INC COM 14383103 3445 331,511 331,511.00 12 AMERICAN EAGLE OUTFITTERS COM 2553E109 17746 940,300 940,300.00 13 AMERICAN EXPRESS COMPANY COM 25816109 381998 7,907,800 7,907,800.00 14 AMERICAN INTERNATIONAL GROUP COM 26874107 1904 21,800 21,800.00 15 ANALOG DEVICES COM 32654105 16832 547,340 547,340.00 16 APACHE CORP COM 37411105 11603 125,250 125,250.00 17 APOGENT TECHNOLIGIES INC COM 03760A101 21991 749,200 749,200.00 18 ASHANTI GOLDFIELDS GDR GLOB DEP RCP 43743202 539 60,000 60,000.00 19 ASML HOLDING NV ADR N Y SHS N07059111 4019 418,700 418,700.00 20 ASTRAZENECA PLC ADR SPONSORED AD 46353108 1213 25,200 25,200.00 21 AVX CORP COM 2444107 18185 1,352,200 1,352,200.00 22 BECKMAN COULTER INC COM 75811109 21711 359,600 359,600.00 23 BECTON DICKINSON & CO COM 75887109 394596 8,988,400 8,988,400.00 24 BELO CORPORATION COM SER A 80555105 3752 109,450 109,450.00 25 BERKSHIRE HATHAWAY INC CL A CL A 84670108 424020 3,709 3,709.00 26 BERKSHIRE HATHAWAY INC CLASS B CL B 84670207 1144 296 296 27 BEVERLY ENTERPRISES INC COM NEW 87851309 1744 460,000 460,000.00 28 BJS WHOLESALE CLUB INC COM 05548J106 15020 507,500 507,500.00 29 CAPITAL ONE FINANCIAL CORP COM 14040H105 6897 127,300 127,300.00 30 CEMEX SA ADR SPON ADR 5 O 151290889 317274 9,811,898 9,811,898.00 31 CENDANT CORP COM 151313103 6706 400,000 400,000.00 32 CHARLOTTE RUSSE HOLDING INC COM 161048103 4552 305,400 305,400.00 33 CHARTER ONE FIN INC COM 160903100 21343 451,235 451,235.00 34 CITIGROUP INC COM 172967101 9775 209,429 209,429.00 35 COGNIZANT TECH SOLUTIONS CRP CL A 192446102 18186 203,600 203,600.00 36 CONCORD EFS INC COM 206197105 2041 81,100 81,100.00 37 COOPER COMPANIES INC COM NEW 216648402 10249 125,400 125,400.00 38 COSTCO WHOLESALE CORP COM 22160K105 2863 55,800 55,800.00 39 COX COMMUNICATIONS INC CL A CL A 224044107 15997 411,300 411,300.00 40 CYPRESS SEMICONDUCTOR CORP COM 232806109 6288 612,700 612,700.00 41 CYTYC CORPORATION COM 232946103 174714 10,481,800 10,481,800.00 42 DANAHER CORP COM 235851102 841 9,400 9,400.00 43 DELL COMPUTER CORP COM 247025109 15505 424,200 424,200.00 44 DENTSPLY INTERNATIONAL INC COM 249030107 50757 810,500 810,500.00 45 EBAY INC COM 278642103 10640 127,300 127,300.00 46 ECOLAB INC COM 278865100 1816 28,200 28,200.00 47 EDUCATION MANAGEMENT CORP COM 28139T101 10714 152,800 152,800.00 48 ELECTRONIC ARTS INC COM 285512109 20281 198,400 198,400.00 49 EMERSON ELECTRIC CO COM 291011104 158102 2,309,995 2,309,995.00 50 ENGELHARD CORP COM 292845104 216461 5,853,200 5,853,200.00 51 EQUITY RESIDENTIAL SH BEN INT 29476L107 317104 8,602,500 8,602,500.00 52 ESTEE LAUDER COMPANIES CL A CL A 518439104 8532 191,400 191,400.00 53 EXPRESS SCRIPTS INC -COMMON COM 302182100 23026 268,400 268,400.00 54 FAMILY DOLLAR STORES COM 307000109 8063 188,100 188,100.00 55 FEDEX CORPORATION COM 31428X106 23681 301,100 301,100.00 56 FLUOR CORP COM 343412102 1204 31,000 31,000.00 57 FORTUNE BRANDS INC COM 349631101 3729 50,250 50,250.00 58 GALLAGHER (ARTHUR J.) & CO COM 363576109 2050 53,250 53,250.00 59 GANNETT CO COM 364730101 84866 757,800 757,800.00 60 GENENTECH INC COM NEW 368710406 20285 400,950 400,950.00 61 GENERAL DYNAMICS CORP COM 369550108 26826 208,100 208,100.00 62 GENTEX CORP COM 371901109 2147 50,200 50,200.00 63 GOLDMAN SACHS GROUP INC COM 38141G104 3067 29,200 29,200.00 64 GRAINGER (W.W.) INC COM 384802104 311284 4,738,900 4,738,900.00 65 GRUPO AEROPORTUARIO SUR ADR SPON ADR SER 40051E206 3764 222,650 222,650.00 66 GRUPO TELEVISA SA ADR SP ADR REP O 40049J206 6824 173,000 173,000.00 67 HARRAH'S ENTERTAINMENT INC COM 413619107 459817 6,178,200 6,178,200.00 68 HARTE-HANKS INC COM 416196103 24618 853,900 853,900.00 69 HOME DEPOT INC COM 437076102 1598 38,495 38,495.00 70 IDEC PHARMACEUTICALS CORP COM 449370105 10422 163,000 163,000.00 71 ILLINOIS TOOL WORKS COM 452308109 8581 94,700 94,700.00 72 IMS HEALTH INC COM 449934108 235754 10,171,200 10,171,200.00 73 INCO LTD (N) CVT 5.75 07-01-04 DEB CONV 5.7 453258AK1 12812 8,250,000 8,250,000.00 74 INCO LTD CVT PFD 5.5 E PFD CV E 5.5 453258808 33329 433,045 433,045.00 75 INDUSTRI-MATEMATIK INTL CORP COM 455792101 378 1,209,400 1,209,400.00 76 INDUSTRIE NATUZZI SPA ADR ADR 63905A101 11555 680,850 680,850.00 77 INTERSIL CORP CL A 46069S109 7159 356,400 356,400.00 78 INTUIT INC COM 461202103 20035 283,500 283,500.00 79 INVITROGEN CORP COM 46185R100 12677 240,700 240,700.00 80 KFORCE INC COM 493732101 2573 535,500 535,500.00 81 KIMBERLY-CLARK CORP COM 494368103 184995 2,108,600 2,108,600.00 82 KLA-TENCOR CORPORATION COM 482480100 180578 4,135,800 4,135,800.00 83 KNIGHT RIDDER INC COM 499040103 329768 3,789,100 3,789,100.00 84 LANDSTAR SYSTEM INC COM 515098101 5070 65,700 65,700.00 85 LIBERTY MEDIA CORP CL A COM SER A 530718105 56997 5,131,100 5,131,100.00 86 LIGAND PHARMACEUTICALS INC CL CL B 53220K207 3305 305,600 305,600.00 87 LILLY (ELI) & CO COM 532457108 2072 23,900 23,900.00 88 LIZ CLAIBORNE INC COM 539320101 5800 149,450 149,450.00 89 LONGVIEW FIBRE CO COM 543213102 5632 516,800 516,800.00 90 LOWES COMPANIES INC COM 548661107 7370 114,000 114,000.00 91 LUXOTTICA GROUP SPA ADR SPONSORED AD 55068R202 209477 10,524,899 10,524,899.00 92 MACDERMID INC COM 554273102 5688 182,500 182,500.00 93 MANDALAY RESORT GROUP COM 562567107 17432 333,700 333,700.00 94 MANPOWER INC COM 56418H100 242029 5,337,200 5,337,200.00 95 MARSH & MCLENNAN COS COM 571748102 68383 1,051,300 1,051,300.00 96 MCDONALD'S CORPORATION COM 580135101 24119 875,000 875,000.00 97 MEDIMMUNE INC COM 584699102 9162 283,100 283,100.00 98 MEDTRONIC INC COM 585055106 2899 43,400 43,400.00 99 MELLON FINANCIAL CORP COM 58551A108 70130 1,715,000 1,715,000.00 100 MERCK & CO INC COM 589331107 377782 5,321,200 5,321,200.00 101 MEREDITH CORP COM 589433101 268538 4,039,100 4,039,100.00 102 METTLER TOLEDO INTERNATIONAL COM 592688105 25 600 600 103 MICREL INC COM 594793101 2925 305,600 305,600.00 104 MICROSOFT CORP COM 594918104 6165 89,105 89,105.00 105 MILLENNIUM PHARMACEUTICALS COM 599902103 9073 627,500 627,500.00 106 MILLER (HERMAN) INC COM 600544100 65787 2,386,205 2,386,205.00 107 MOLEX INC - CL A CL A 608554200 200914 6,106,400 6,106,400.00 108 MOODYS CORPORATION COM 615369105 381190 5,092,300 5,092,300.00 109 NATIONAL COMMERCE FINANCIAL CO COM 63545P104 32356 818,300 818,300.00 110 NATIONAL INSTRS CORP COM 636518102 3495 101,800 101,800.00 111 NATIONAL PROCESSING INC COM 637229105 4643 173,200 173,200.00 112 NEWELL RUBBERMAID INC COM 651229106 173983 3,646,200 3,646,200.00
As of Date: 09/30/02 13F Filing Report SECURITY Disc Disc Voting Voting Voting DESCRIPTION Shared Other MNGR Sole Shared None ----------- ------ ----- ---- ------------- ------ ------ 1 3M CO 0 0 0 290,500.00 0 0 2 ABBOTT LABORATORIES 0 0 0 136,700.00 0 0 3 ABERCROMBIE & FITCH CO CL A 0 0 0 802,900.00 0 0 4 ACE LTD 0 0 0 159,600.00 0 0 5 ACTUANT CORP CL A 0 0 0 65,000.00 0 0 6 ADOBE SYSTEMS INC 0 0 0 331,000.00 0 0 7 ADVO INC 0 0 0 87,800.00 0 0 8 AFFILIATED COMPUTER SVCS CL A 0 0 0 168,100.00 0 0 9 ALABAMA NATIONAL BANCORPORATIO 0 0 0 61,500.00 0 0 10 ALCON INC 0 0 0 178,300.00 0 0 11 ALDERWOODS GROUP INC 0 0 0 331,511.00 0 0 12 AMERICAN EAGLE OUTFITTERS 0 0 0 940,300.00 0 0 13 AMERICAN EXPRESS COMPANY 0 0 0 7,907,800.00 0 0 14 AMERICAN INTERNATIONAL GROUP 0 0 0 21,800.00 0 0 15 ANALOG DEVICES 0 0 0 547,340.00 0 0 16 APACHE CORP 0 0 0 125,250.00 0 0 17 APOGENT TECHNOLIGIES INC 0 0 0 749,200.00 0 0 18 ASHANTI GOLDFIELDS GDR 0 0 0 60,000.00 0 0 19 ASML HOLDING NV ADR 0 0 0 418,700.00 0 0 20 ASTRAZENECA PLC ADR 0 0 0 25,200.00 0 0 21 AVX CORP 0 0 0 1,352,200.00 0 0 22 BECKMAN COULTER INC 0 0 0 359,600.00 0 0 23 BECTON DICKINSON & CO 0 0 0 8,988,400.00 0 0 24 BELO CORPORATION 0 0 0 109,450.00 0 0 25 BERKSHIRE HATHAWAY INC CL A 0 0 0 3,709.00 0 0 26 BERKSHIRE HATHAWAY INC CLASS B 0 0 0 296 0 0 27 BEVERLY ENTERPRISES INC 0 0 0 460,000.00 0 0 28 BJS WHOLESALE CLUB INC 0 0 0 507,500.00 0 0 29 CAPITAL ONE FINANCIAL CORP 0 0 0 127,300.00 0 0 30 CEMEX SA ADR 0 0 0 9,811,898.00 0 0 31 CENDANT CORP 0 0 0 400,000.00 0 0 32 CHARLOTTE RUSSE HOLDING INC 0 0 0 305,400.00 0 0 33 CHARTER ONE FIN INC 0 0 0 451,235.00 0 0 34 CITIGROUP INC 0 0 0 209,429.00 0 0 35 COGNIZANT TECH SOLUTIONS CRP 0 0 0 203,600.00 0 0 36 CONCORD EFS INC 0 0 0 81,100.00 0 0 37 COOPER COMPANIES INC 0 0 0 125,400.00 0 0 38 COSTCO WHOLESALE CORP 0 0 0 55,800.00 0 0 39 COX COMMUNICATIONS INC CL A 0 0 0 411,300.00 0 0 40 CYPRESS SEMICONDUCTOR CORP 0 0 0 612,700.00 0 0 41 CYTYC CORPORATION 0 0 0 10,481,800.00 0 0 42 DANAHER CORP 0 0 0 9,400.00 0 0 43 DELL COMPUTER CORP 0 0 0 424,200.00 0 0 44 DENTSPLY INTERNATIONAL INC 0 0 0 810,500.00 0 0 45 EBAY INC 0 0 0 127,300.00 0 0 46 ECOLAB INC 0 0 0 28,200.00 0 0 47 EDUCATION MANAGEMENT CORP 0 0 0 152,800.00 0 0 48 ELECTRONIC ARTS INC 0 0 0 198,400.00 0 0 49 EMERSON ELECTRIC CO 0 0 0 2,309,995.00 0 0 50 ENGELHARD CORP 0 0 0 5,853,200.00 0 0 51 EQUITY RESIDENTIAL 0 0 0 8,602,500.00 0 0 52 ESTEE LAUDER COMPANIES CL A 0 0 0 191,400.00 0 0 53 EXPRESS SCRIPTS INC -COMMON 0 0 0 268,400.00 0 0 54 FAMILY DOLLAR STORES 0 0 0 188,100.00 0 0 55 FEDEX CORPORATION 0 0 0 301,100.00 0 0 56 FLUOR CORP 0 0 0 31,000.00 0 0 57 FORTUNE BRANDS INC 0 0 0 50,250.00 0 0 58 GALLAGHER (ARTHUR J.) & CO 0 0 0 53,250.00 0 0 59 GANNETT CO 0 0 0 757,800.00 0 0 60 GENENTECH INC 0 0 0 400,950.00 0 0 61 GENERAL DYNAMICS CORP 0 0 0 208,100.00 0 0 62 GENTEX CORP 0 0 0 50,200.00 0 0 63 GOLDMAN SACHS GROUP INC 0 0 0 29,200.00 0 0 64 GRAINGER (W.W.) INC 0 0 0 4,738,900.00 0 0 65 GRUPO AEROPORTUARIO SUR ADR 0 0 0 222,650.00 0 0 66 GRUPO TELEVISA SA ADR 0 0 0 173,000.00 0 0 67 HARRAH'S ENTERTAINMENT INC 0 0 0 6,178,200.00 0 0 68 HARTE-HANKS INC 0 0 0 853,900.00 0 0 69 HOME DEPOT INC 0 0 0 38,495.00 0 0 70 IDEC PHARMACEUTICALS CORP 0 0 0 163,000.00 0 0 71 ILLINOIS TOOL WORKS 0 0 0 94,700.00 0 0 72 IMS HEALTH INC 0 0 0 10,171,200.00 0 0 73 INCO LTD (N) CVT 5.75 07-01-04 0 0 0 8,250,000.00 0 0 74 INCO LTD CVT PFD 5.5 E 0 0 0 433,045.00 0 0 75 INDUSTRI-MATEMATIK INTL CORP 0 0 0 1,209,400.00 0 0 76 INDUSTRIE NATUZZI SPA ADR 0 0 0 680,850.00 0 0 77 INTERSIL CORP 0 0 0 356,400.00 0 0 78 INTUIT INC 0 0 0 283,500.00 0 0 79 INVITROGEN CORP 0 0 0 240,700.00 0 0 80 KFORCE INC 0 0 0 535,500.00 0 0 81 KIMBERLY-CLARK CORP 0 0 0 2,108,600.00 0 0 82 KLA-TENCOR CORPORATION 0 0 0 4,135,800.00 0 0 83 KNIGHT RIDDER INC 0 0 0 3,789,100.00 0 0 84 LANDSTAR SYSTEM INC 0 0 0 65,700.00 0 0 85 LIBERTY MEDIA CORP CL A 0 0 0 5,131,100.00 0 0 86 LIGAND PHARMACEUTICALS INC CL 0 0 0 305,600.00 0 0 87 LILLY (ELI) & CO 0 0 0 23,900.00 0 0 88 LIZ CLAIBORNE INC 0 0 0 149,450.00 0 0 89 LONGVIEW FIBRE CO 0 0 0 516,800.00 0 0 90 LOWES COMPANIES INC 0 0 0 114,000.00 0 0 91 LUXOTTICA GROUP SPA ADR 0 0 0 10,524,899.00 0 0 92 MACDERMID INC 0 0 0 182,500.00 0 0 93 MANDALAY RESORT GROUP 0 0 0 333,700.00 0 0 94 MANPOWER INC 0 0 0 5,337,200.00 0 0 95 MARSH & MCLENNAN COS 0 0 0 1,051,300.00 0 0 96 MCDONALD'S CORPORATION 0 0 0 875,000.00 0 0 97 MEDIMMUNE INC 0 0 0 283,100.00 0 0 98 MEDTRONIC INC 0 0 0 43,400.00 0 0 99 MELLON FINANCIAL CORP 0 0 0 1,715,000.00 0 0 100 MERCK & CO INC 0 0 0 5,321,200.00 0 0 101 MEREDITH CORP 0 0 0 4,039,100.00 0 0 102 METTLER TOLEDO INTERNATIONAL 0 0 0 600 0 0 103 MICREL INC 0 0 0 305,600.00 0 0 104 MICROSOFT CORP 0 0 0 89,105.00 0 0 105 MILLENNIUM PHARMACEUTICALS 0 0 0 627,500.00 0 0 106 MILLER (HERMAN) INC 0 0 0 2,386,205.00 0 0 107 MOLEX INC - CL A 0 0 0 6,106,400.00 0 0 108 MOODYS CORPORATION 0 0 0 5,092,300.00 0 0 109 NATIONAL COMMERCE FINANCIAL CO 0 0 0 818,300.00 0 0 110 NATIONAL INSTRS CORP 0 0 0 101,800.00 0 0 111 NATIONAL PROCESSING INC 0 0 0 173,200.00 0 0 112 NEWELL RUBBERMAID INC 0 0 0 3,646,200.00 0 0
As of Date: 09/30/02 13F Filing Report SECURITY TITLE OF MKT VAL Disc DESCRIPTION CLASS CUSIP 000's QTY Sole ----------- -------- --------- ---------- --------- ----------- 113 NEWMONT MINING CORP HLDG CO COM 651639106 56319 1,307,220 1,307,220.00 114 NPS PHARMACEUTICALS INC COM 62936P103 1506 46,100 46,100.00 115 OCEAN ENERGY INC TEX COM 6.75E+110 3509 114,000 114,000.00 116 OCULAR SCIENCES INC COM 675744106 4968 138,600 138,600.00 117 OMNICOM GROUP COM 681919106 54531 633,600 633,600.00 118 OMNICOM GROUP INC CVT(OMC) 0.0 LYON ZERO 681919AK2 2976 2,000,000 2,000,000.00 119 ORACLE CORPORATION COM 68389X105 146233 12,049,000 12,049,000.00 120 ORTHODONTIC CTRS AMER INC COM 68750P103 5424 322,650 322,650.00 121 PALL CORPORATION COM 696429307 60341 2,462,300 2,462,300.00 122 PANAMERICAN BEVERAGES INC CL A P74823108 101703 6,941,200 6,941,200.00 123 PARK PL ENTMT CORP COM 700690100 7489 600,500 600,500.00 124 PEOPLESOFT INC COM 712713106 10565 549,900 549,900.00 125 PEPSICO INC COM 713448108 7311 127,600 127,600.00 126 PFIZER INC COM 717081103 65656 1,458,400 1,458,400.00 127 PHELPS DODGE CORP COM 717265102 1015 25,000 25,000.00 128 POLARIS INDUSTRIES INC COM 731068102 51237 532,150 532,150.00 129 PPG INDUSTRIES INC COM 693506107 51279 741,800 741,800.00 130 PRECISE SOFTWARE ORD M41450103 2313 161,700 161,700.00 131 PROGRESSIVE CORP COM 743315103 484341 6,194,500 6,194,500.00 132 PROQUEST COMPANY COM 74346P102 6362 132,400 132,400.00 133 PROTEIN DESIGN LABS INC COM 74369L103 605 46,300 46,300.00 134 QLOGIC CORP COM 747277101 9025 220,300 220,300.00 135 QUINTILES TRANSNATIONAL CORP COM 748767100 31538 2,125,600 2,125,600.00 136 RADIAN GROUP INC COM 750236101 12033 235,050 235,050.00 137 RADIOSHACK CORPORATION COM 750438103 387128 12,549,900 12,549,900.00 138 RATIONAL SOFTWARE CORP COM NEW 75409P202 876 127,300 127,300.00 139 REPUBLIC SVCS INC COM 760759100 21559 735,950 735,950.00 140 RETEK INC COM 76128Q109 2134 382,049 382,049.00 141 RF MICRO DEVICES INC COM 749941100 955 101,800 101,800.00 142 RIO TINTO PLC ADR SPONSORED AD 767204100 1946 19,000 19,000.00 143 RITE AID CORP COM 767754104 3133 951,000 951,000.00 144 ROCKWELL COLLINS COM 774341101 5350 155,700 155,700.00 145 ROHM & HAAS CO COM 775371107 7324 150,500 150,500.00 146 ROSS STORES INC COM 778296103 7886 142,400 142,400.00 147 SABRE HOLDINGS CORP CL A 785905100 205811 6,834,600 6,834,600.00 148 SAFEWAY INC COM NEW 786514208 38223 1,091,700 1,091,700.00 149 SANMINA- SCI CORP COM 800907107 1978 458,400 458,400.00 150 SCHOLASTIC CORP COM 807066105 1928 27,300 27,300.00 151 SERVICEMASTER COMPANY COM 81760N109 37510 2,226,200 2,226,200.00 152 SFBC INTERNATIONAL INC COM 784121105 26 1,500 1,500.00 153 SHIRE PHARMACEUTICALS GRP PLC SPONSORED AD 82481R106 10278 264,800 264,800.00 154 SIGMA-ALDRICH COM 826552101 347323 4,564,400 4,564,400.00 155 SILICON GRAPHICS (SGI)CVT 5.25 SR NT CV 5.2 827056AC6 4435 5,370,000 5,370,000.00 156 SMITH INTERNATIONAL INC COM 832110100 7782 171,000 171,000.00 157 SOLA INTERNATIONAL INC COM 834092108 17 1,100 1,100.00 158 SOUTHTRUST CORP COM 844730101 20758 549,000 549,000.00 159 SOVEREIGN BANCORP INC COM 845905108 6607 330,300 330,300.00 160 SPECTRALINK CORP COM 847580107 28 3,100 3,100.00 161 SPX CORP COM 784635104 20151 130,033 130,033.00 162 STARWOOD HOTELS & RESORTS WORL PAIRED CTF 85590A203 4541 131,000 131,000.00 163 STATE STREET CORP COM 857477103 213894 3,617,000 3,617,000.00 164 SUNGARD DATA SYSTEMS INC COM 867363103 8982 297,700 297,700.00 165 SUPERIOR INDS INTL INC COM 868168105 8849 119,250 119,250.00 166 SYBRON DENTAL SPECIALTIES COM 871142105 8816 401,200 401,200.00 167 T ROWE PRICE GROUP INC COM 74144T108 1724 44,500 44,500.00 168 TAIWAN SEMICONDUCTOR ADR SPONSORED AD 874039100 714 70,630 70,630.00 169 TARGET CORPORATION COM 87612E114 7434 162,000 162,000.00 170 TENNANT COMPANY COM 880345103 44532 899,100 899,100.00 171 THE WALT DISNEY CO COM DISNEY 254687106 174825 7,389,600 7,389,600.00 172 TRANSMETA CORP COM 89376R109 1364 907,000 907,000.00 173 TREX INC COM 89531P105 5135 121,000 121,000.00 174 UPM KYMMENE CORP ADR SPONSORED AD 915436109 1913 42,900 42,900.00 175 USA INTERACTIVE COM 902984103 263030 8,828,300 8,828,300.00 176 UST INC COM 902911106 86611 1,979,400 1,979,400.00 177 VERTEX PHARMACEUTICALS INC COM 92532F100 2942 101,900 101,900.00 178 VIACOM INC CL B CL B 925524308 3426 53,400 53,400.00 179 VIRAGE LOGIC CORP COM 92763R104 2957 203,700 203,700.00 180 VITESSE SEMICOM (VTSS) CVT 4.0 SB DEB CV 928497AB2 287 250,000 250,000.00 181 VITESSE SEMICONDUCTOR CORP COM 928497106 377 356,400 356,400.00 182 VULCAN MATERIALS CO COM 929160109 261698 4,690,400 4,690,400.00 183 WACHOVIA CORP COM 929903102 4053 80,000 80,000.00 184 WELLPOINT HEALTH NETWORKS COM 94973H108 44967 388,250 388,250.00 185 WELLS FARGO & COMPANY COM 949746101 79125 1,041,300 1,041,300.00 186 WENDY'S INTERNATIONAL INC COM 950590109 23543 449,500 449,500.00 187 WRIGLEY (WM) JR CO COM 982526105 2195 27,900 27,900.00 10,781,234
As of Date: 09/30/02 13F Filing Report SECURITY Disc Disc Voting Voting Voting DESCRIPTION Shared Other MNGR Sole Shared None ----------- ------ ----- ---- ------------- ------ ------ 113 NEWMONT MINING CORP HLDG CO 0 0 0 1,307,220.00 0 0 114 NPS PHARMACEUTICALS INC 0 0 0 46,100.00 0 0 115 OCEAN ENERGY INC TEX 0 0 0 114,000.00 0 0 116 OCULAR SCIENCES INC 0 0 0 138,600.00 0 0 117 OMNICOM GROUP 0 0 0 633,600.00 0 0 118 OMNICOM GROUP INC CVT(OMC) 0.0 0 0 0 2,000,000.00 0 0 119 ORACLE CORPORATION 0 0 0 12,049,000.00 0 0 120 ORTHODONTIC CTRS AMER INC 0 0 0 322,650.00 0 0 121 PALL CORPORATION 0 0 0 2,462,300.00 0 0 122 PANAMERICAN BEVERAGES INC 0 0 0 6,941,200.00 0 0 123 PARK PL ENTMT CORP 0 0 0 600,500.00 0 0 124 PEOPLESOFT INC 0 0 0 549,900.00 0 0 125 PEPSICO INC 0 0 0 127,600.00 0 0 126 PFIZER INC 0 0 0 1,458,400.00 0 0 127 PHELPS DODGE CORP 0 0 0 25,000.00 0 0 128 POLARIS INDUSTRIES INC 0 0 0 532,150.00 0 0 129 PPG INDUSTRIES INC 0 0 0 741,800.00 0 0 130 PRECISE SOFTWARE 0 0 0 161,700.00 0 0 131 PROGRESSIVE CORP 0 0 0 6,194,500.00 0 0 132 PROQUEST COMPANY 0 0 0 132,400.00 0 0 133 PROTEIN DESIGN LABS INC 0 0 0 46,300.00 0 0 134 QLOGIC CORP 0 0 0 220,300.00 0 0 135 QUINTILES TRANSNATIONAL CORP 0 0 0 2,125,600.00 0 0 136 RADIAN GROUP INC 0 0 0 235,050.00 0 0 137 RADIOSHACK CORPORATION 0 0 0 12,549,900.00 0 0 138 RATIONAL SOFTWARE CORP 0 0 0 127,300.00 0 0 139 REPUBLIC SVCS INC 0 0 0 735,950.00 0 0 140 RETEK INC 0 0 0 382,049.00 0 0 141 RF MICRO DEVICES INC 0 0 0 101,800.00 0 0 142 RIO TINTO PLC ADR 0 0 0 19,000.00 0 0 143 RITE AID CORP 0 0 0 951,000.00 0 0 144 ROCKWELL COLLINS 0 0 0 155,700.00 0 0 145 ROHM & HAAS CO 0 0 0 150,500.00 0 0 146 ROSS STORES INC 0 0 0 142,400.00 0 0 147 SABRE HOLDINGS CORP 0 0 0 6,834,600.00 0 0 148 SAFEWAY INC 0 0 0 1,091,700.00 0 0 149 SANMINA- SCI CORP 0 0 0 458,400.00 0 0 150 SCHOLASTIC CORP 0 0 0 27,300.00 0 0 151 SERVICEMASTER COMPANY 0 0 0 2,226,200.00 0 0 152 SFBC INTERNATIONAL INC 0 0 0 1,500.00 0 0 153 SHIRE PHARMACEUTICALS GRP PLC 0 0 0 264,800.00 0 0 154 SIGMA-ALDRICH 0 0 0 4,564,400.00 0 0 155 SILICON GRAPHICS (SGI)CVT 5.25 0 0 0 5,370,000.00 0 0 156 SMITH INTERNATIONAL INC 0 0 0 171,000.00 0 0 157 SOLA INTERNATIONAL INC 0 0 0 1,100.00 0 0 158 SOUTHTRUST CORP 0 0 0 549,000.00 0 0 159 SOVEREIGN BANCORP INC 0 0 0 330,300.00 0 0 160 SPECTRALINK CORP 0 0 0 3,100.00 0 0 161 SPX CORP 0 0 0 130,033.00 0 0 162 STARWOOD HOTELS & RESORTS WORL 0 0 0 131,000.00 0 0 163 STATE STREET CORP 0 0 0 3,617,000.00 0 0 164 SUNGARD DATA SYSTEMS INC 0 0 0 297,700.00 0 0 165 SUPERIOR INDS INTL INC 0 0 0 119,250.00 0 0 166 SYBRON DENTAL SPECIALTIES 0 0 0 401,200.00 0 0 167 T ROWE PRICE GROUP INC 0 0 0 44,500.00 0 0 168 TAIWAN SEMICONDUCTOR ADR 0 0 0 70,630.00 0 0 169 TARGET CORPORATION 0 0 0 162,000.00 0 0 170 TENNANT COMPANY 0 0 0 899,100.00 0 0 171 THE WALT DISNEY CO 0 0 0 7,389,600.00 0 0 172 TRANSMETA CORP 0 0 0 907,000.00 0 0 173 TREX INC 0 0 0 121,000.00 0 0 174 UPM KYMMENE CORP ADR 0 0 0 42,900.00 0 0 175 USA INTERACTIVE 0 0 0 8,828,300.00 0 0 176 UST INC 0 0 0 1,979,400.00 0 0 177 VERTEX PHARMACEUTICALS INC 0 0 0 101,900.00 0 0 178 VIACOM INC CL B 0 0 0 53,400.00 0 0 179 VIRAGE LOGIC CORP 0 0 0 203,700.00 0 0 180 VITESSE SEMICOM (VTSS) CVT 4.0 0 0 0 250,000.00 0 0 181 VITESSE SEMICONDUCTOR CORP 0 0 0 356,400.00 0 0 182 VULCAN MATERIALS CO 0 0 0 4,690,400.00 0 0 183 WACHOVIA CORP 0 0 0 80,000.00 0 0 184 WELLPOINT HEALTH NETWORKS 0 0 0 388,250.00 0 0 185 WELLS FARGO & COMPANY 0 0 0 1,041,300.00 0 0 186 WENDY'S INTERNATIONAL INC 0 0 0 449,500.00 0 0 187 WRIGLEY (WM) JR CO 0 0 0 27,900.00 0 0
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